0000899243-18-007456.txt : 20180314
0000899243-18-007456.hdr.sgml : 20180314
20180314211852
ACCESSION NUMBER: 0000899243-18-007456
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180312
FILED AS OF DATE: 20180314
DATE AS OF CHANGE: 20180314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kline Kevin D
CENTRAL INDEX KEY: 0001725099
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12522
FILM NUMBER: 18690880
MAIL ADDRESS:
STREET 1: C/O MONTICELLO CASINO AND RACEWAY
STREET 2: 204 STATE ROUTE 17B P.O. BOX 5013
CITY: MONTICELLO
STATE: NY
ZIP: 12701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMPIRE RESORTS INC
CENTRAL INDEX KEY: 0000906780
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 133714474
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 204 STATE ROUTE 17B
STREET 2: P.O. BOX 5013
CITY: MONTICELLO
STATE: NY
ZIP: 12701
BUSINESS PHONE: (845) 807-0001
MAIL ADDRESS:
STREET 1: 204 STATE ROUTE 17B
STREET 2: P.O. BOX 5013
CITY: MONTICELLO
STATE: NY
ZIP: 12701
FORMER COMPANY:
FORMER CONFORMED NAME: ALPHA HOSPITALITY CORP
DATE OF NAME CHANGE: 19930614
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-03-12
0
0000906780
EMPIRE RESORTS INC
NYNY
0001725099
Kline Kevin D
C/O MONTICELLO CASINO AND RACEWAY
ROUTE 17B, P.O. BOX 5013
MONTICELLO
NY
12701
0
1
0
0
See Remarks
Common Stock, $.01 par value per share
2018-03-12
4
A
0
10000
0.00
A
10000
D
Mr. Kline was granted 10,000 restricted stock units ("RSUs") under the Empire Resorts, Inc. 2015 Equity Incentive Plan, as amended (the "Plan"), which RSUs vest annually in three equal installments, with one third vesting on March 12, 2019, one third vesting on March 12, 2020 and one third vesting on March 12, 2021. In the event of a Change in Control as such term is defined in the Plan, the RSUs shall vest immediately.
Chief Operating Officer and General Manager of Montreign Operating Company, LLC, an indirect, wholly-owned subsidiary of Empire Resorts, Inc.
/s/ Kevin D. Kline
2018-03-14