0000899243-18-007456.txt : 20180314 0000899243-18-007456.hdr.sgml : 20180314 20180314211852 ACCESSION NUMBER: 0000899243-18-007456 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180312 FILED AS OF DATE: 20180314 DATE AS OF CHANGE: 20180314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kline Kevin D CENTRAL INDEX KEY: 0001725099 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12522 FILM NUMBER: 18690880 MAIL ADDRESS: STREET 1: C/O MONTICELLO CASINO AND RACEWAY STREET 2: 204 STATE ROUTE 17B P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMPIRE RESORTS INC CENTRAL INDEX KEY: 0000906780 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 133714474 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 204 STATE ROUTE 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 BUSINESS PHONE: (845) 807-0001 MAIL ADDRESS: STREET 1: 204 STATE ROUTE 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA HOSPITALITY CORP DATE OF NAME CHANGE: 19930614 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-12 0 0000906780 EMPIRE RESORTS INC NYNY 0001725099 Kline Kevin D C/O MONTICELLO CASINO AND RACEWAY ROUTE 17B, P.O. BOX 5013 MONTICELLO NY 12701 0 1 0 0 See Remarks Common Stock, $.01 par value per share 2018-03-12 4 A 0 10000 0.00 A 10000 D Mr. Kline was granted 10,000 restricted stock units ("RSUs") under the Empire Resorts, Inc. 2015 Equity Incentive Plan, as amended (the "Plan"), which RSUs vest annually in three equal installments, with one third vesting on March 12, 2019, one third vesting on March 12, 2020 and one third vesting on March 12, 2021. In the event of a Change in Control as such term is defined in the Plan, the RSUs shall vest immediately. Chief Operating Officer and General Manager of Montreign Operating Company, LLC, an indirect, wholly-owned subsidiary of Empire Resorts, Inc. /s/ Kevin D. Kline 2018-03-14