0000899243-17-025404.txt : 20171103 0000899243-17-025404.hdr.sgml : 20171103 20171103195914 ACCESSION NUMBER: 0000899243-17-025404 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171101 FILED AS OF DATE: 20171103 DATE AS OF CHANGE: 20171103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Keng Lim Gerard Ewe CENTRAL INDEX KEY: 0001717163 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12522 FILM NUMBER: 171177995 MAIL ADDRESS: STREET 1: C/O MONTICELLO CASINO AND RACEWAY STREET 2: 204 STATE ROUTE 17B CITY: MONTICELLO STATE: NY ZIP: 12701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EMPIRE RESORTS INC CENTRAL INDEX KEY: 0000906780 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 133714474 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 204 STATE ROUTE 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 BUSINESS PHONE: (845) 807-0001 MAIL ADDRESS: STREET 1: 204 STATE ROUTE 17B STREET 2: P.O. BOX 5013 CITY: MONTICELLO STATE: NY ZIP: 12701 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA HOSPITALITY CORP DATE OF NAME CHANGE: 19930614 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-11-01 0 0000906780 EMPIRE RESORTS INC NYNY 0001717163 Keng Lim Gerard Ewe 21ST FLOOR, WISMA GENTING, JALAN SULTAN ISMAIL KUALA LUMPUR N8 50250 MALAYSIA 1 0 0 0 Common Stock, $.01 par value per share 2017-11-01 4 A 0 4000 0.00 A 4875 D Mr. Lim was granted 4,000 restricted stock units ("RSUs") under the Empire Resorts, Inc. 2015 Equity Incentive Plan, as amended, which RSUs shall vest, and the vested shares shall be delivered, on January 4, 2019. /s/ Nanette L. Horner, by Power of Attorney 2017-11-03