0000899243-16-019703.txt : 20160511
0000899243-16-019703.hdr.sgml : 20160511
20160511175331
ACCESSION NUMBER: 0000899243-16-019703
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160510
FILED AS OF DATE: 20160511
DATE AS OF CHANGE: 20160511
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMPIRE RESORTS INC
CENTRAL INDEX KEY: 0000906780
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 133714474
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 204 STATE ROUTE 17B
STREET 2: P.O. BOX 5013
CITY: MONTICELLO
STATE: NY
ZIP: 12701
BUSINESS PHONE: (845) 807-0001
MAIL ADDRESS:
STREET 1: 204 STATE ROUTE 17B
STREET 2: P.O. BOX 5013
CITY: MONTICELLO
STATE: NY
ZIP: 12701
FORMER COMPANY:
FORMER CONFORMED NAME: ALPHA HOSPITALITY CORP
DATE OF NAME CHANGE: 19930614
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Palumbo Nancy
CENTRAL INDEX KEY: 0001465374
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12522
FILM NUMBER: 161641037
MAIL ADDRESS:
STREET 1: C/O MONTICELLO CASINO AND RACEWAY
STREET 2: 204 STATE ROUTE 17B, P.O. BOX 5013
CITY: MONTICELLO
STATE: NY
ZIP: 12701
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-05-10
0
0000906780
EMPIRE RESORTS INC
NYNY
0001465374
Palumbo Nancy
C/O MONTICELLO CASINO AND RACEWAY
204 STATE ROUTE 17B, P.O. BOX 5013
MONTICELLO
NY
12701
1
0
0
0
Common Stock, $.01 par value per share
2016-05-10
4
M
0
2000
9.90
A
63668
D
Common Stock, $.01 par value per share
2016-05-10
4
D
0
1088
18.20
D
62580
D
Common Stock, $.01 par value per share
2016-05-10
4
M
0
2000
7.95
A
64580
D
Common Stock, $.01 par value per share
2016-05-10
4
D
0
874
18.20
D
63706
D
Stock Option (right to buy)
9.90
2016-05-10
4
M
0
2000
0.00
D
2016-12-13
Common stock, $.01 par value per share
2000
0
D
Stock Option (right to buy)
7.95
2016-05-10
4
M
0
2000
0.00
D
2017-11-06
Common stock, $.01 par value per share
2000
0
D
The exercise of the option was net settled with the Company and 1,088 shares were withheld to pay the applicable exercise price pursuant to Section 16b-3(e) under the Securities Exchange Act of 1934.
The exercise of the option was net settled with the Company and 874 shares were withheld to pay the applicable exercise price pursuant to Section 16b-3(e) under the Securities Exchange Act of 1934.
The option was fully vested and exercisable as of September 14, 2012.
The option was fully vested and exercisable as of August 7, 2013.
/s/ Nancy Palumbo
2016-05-11