0000899243-15-008707.txt : 20151123
0000899243-15-008707.hdr.sgml : 20151123
20151123160843
ACCESSION NUMBER: 0000899243-15-008707
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151118
FILED AS OF DATE: 20151123
DATE AS OF CHANGE: 20151123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMPIRE RESORTS INC
CENTRAL INDEX KEY: 0000906780
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 133714474
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 204 STATE ROUTE 17B
STREET 2: P.O. BOX 5013
CITY: MONTICELLO
STATE: NY
ZIP: 12701
BUSINESS PHONE: (845) 807-0001
MAIL ADDRESS:
STREET 1: 204 STATE ROUTE 17B
STREET 2: P.O. BOX 5013
CITY: MONTICELLO
STATE: NY
ZIP: 12701
FORMER COMPANY:
FORMER CONFORMED NAME: ALPHA HOSPITALITY CORP
DATE OF NAME CHANGE: 19930614
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Polle Gregg
CENTRAL INDEX KEY: 0001509460
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12522
FILM NUMBER: 151249792
MAIL ADDRESS:
STREET 1: C/O MONTICELLO CASINO AND RACEWAY
STREET 2: ROUTE 17B, P.O. BOX 5013
CITY: MONTICELLO
STATE: NY
ZIP: 12701
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2015-11-18
2015-11-18
0
0000906780
EMPIRE RESORTS INC
NYNY
0001509460
Polle Gregg
C/O MONTICELLO CASINO AND RACEWAY
204 STATE ROUTE 17B, P.O. BOX 5013
MONTICELLO
NY
12701
1
0
0
0
Common Stock, $.01 par value per share
2015-11-18
4
M
0
5000
3.03
A
63334
D
Common Stock, $.01 par value per share
2015-11-18
4
D
0
3616
4.19
D
59718
D
Common Stock, $.01 par value per share
2015-11-18
4
M
0
3333
2.97
A
63051
D
Common Stock, $.01 par value per share
2015-11-18
4
D
0
2363
4.19
D
60688
D
Stock Option (right to buy)
3.03
2015-11-18
4
M
0
5000
0.00
A
2015-12-27
Common Stock, $.01 par value per share
5000
0
D
Stock Option (right to buy)
2.97
2015-11-18
4
M
0
3333
0.00
A
2016-01-02
Common Stock, $.01 par value per share
3333
0
D
The exercise of the option was net settled with the Company and 3,616 shares were withheld to pay the applicable exercise price pursuant to Section 16b-3(e) under the Securities Exchange Act of 1934.
The exercise of the option was net settled with the Company and 2,363 shares were withheld to pay the applicable exercise price pursuant to Section 16b-3(e) under the Securities Exchange Act of 1934.
The option was fully vested and exercisable as of December 28, 2010.
The option was fully vested and exercisable as of October 3, 2011.
/s/ Nanette L. Horner, by Power of Attorney
2015-11-23