0001209191-16-142913.txt : 20160927 0001209191-16-142913.hdr.sgml : 20160927 20160927170916 ACCESSION NUMBER: 0001209191-16-142913 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160923 FILED AS OF DATE: 20160927 DATE AS OF CHANGE: 20160927 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEKTAR THERAPEUTICS CENTRAL INDEX KEY: 0000906709 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943134940 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 455 MISSION BAY BOULEVARD SOUTH CITY: SAN FRANCISCO STATE: CA ZIP: 94158 BUSINESS PHONE: 4154825300 MAIL ADDRESS: STREET 1: 455 MISSION BAY BOULEVARD SOUTH CITY: SAN FRANCISCO STATE: CA ZIP: 94158 FORMER COMPANY: FORMER CONFORMED NAME: INHALE THERAPEUTIC SYSTEMS INC DATE OF NAME CHANGE: 19980723 FORMER COMPANY: FORMER CONFORMED NAME: INHALE THERAPEUTIC SYSTEMS DATE OF NAME CHANGE: 19940303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITFIELD ROY A CENTRAL INDEX KEY: 0000936728 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24006 FILM NUMBER: 161905143 MAIL ADDRESS: STREET 1: C/O INCYTE CORPORATION STREET 2: 3160 PORTER DRIVE CITY: PALO ALTO STATE: CA ZIP: 93404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-09-23 0 0000906709 NEKTAR THERAPEUTICS NKTR 0000936728 WHITFIELD ROY A C/O NEKTAR THERAPEUTICS 455 MISSION BAY BOULEVARD SOUTH SAN FRANCISCO CA 94158 1 0 0 0 Common Stock 2016-09-23 4 M 0 15000 5.15 A 53000 D Common Stock 2016-09-23 4 M 0 1000 8.37 A 54000 D Common Stock 2016-09-23 4 M 0 30000 5.14 A 84000 D Common Stock 20000 I by Family Trust Stock Option 5.15 2016-09-23 4 M 0 15000 0.00 D 2009-09-30 2016-12-01 Common Stock 15000 0 D Stock Option 8.37 2016-09-23 4 M 0 1000 0.00 D 2010-09-15 2017-09-14 Common Stock 1000 14000 D Stock Option 5.14 2016-09-23 4 M 0 30000 0.00 D 2012-09-30 2019-09-12 Common Stock 30000 0 D Mark A. Wilson, Attorney-In-Fact 2016-09-27