0001209191-15-071217.txt : 20150917 0001209191-15-071217.hdr.sgml : 20150917 20150917172413 ACCESSION NUMBER: 0001209191-15-071217 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150915 FILED AS OF DATE: 20150917 DATE AS OF CHANGE: 20150917 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEKTAR THERAPEUTICS CENTRAL INDEX KEY: 0000906709 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943134940 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 455 MISSION BAY BOULEVARD SOUTH CITY: SAN FRANCISCO STATE: CA ZIP: 94158 BUSINESS PHONE: 4154825300 MAIL ADDRESS: STREET 1: 455 MISSION BAY BOULEVARD SOUTH CITY: SAN FRANCISCO STATE: CA ZIP: 94158 FORMER COMPANY: FORMER CONFORMED NAME: INHALE THERAPEUTIC SYSTEMS INC DATE OF NAME CHANGE: 19980723 FORMER COMPANY: FORMER CONFORMED NAME: INHALE THERAPEUTIC SYSTEMS DATE OF NAME CHANGE: 19940303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WHITFIELD ROY A CENTRAL INDEX KEY: 0000936728 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24006 FILM NUMBER: 151113381 MAIL ADDRESS: STREET 1: C/O INCYTE CORPORATION STREET 2: 3160 PORTER DRIVE CITY: PALO ALTO STATE: CA ZIP: 93404 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-09-15 0 0000906709 NEKTAR THERAPEUTICS NKTR 0000936728 WHITFIELD ROY A C/O NEKTAR THERAPEUTICS 455 MISSION BAY BOULEVARD SOUTH SAN FRANCISCO CA 94158 1 0 0 0 Stock Option 12.80 2015-09-15 4 A 0 12500 0.00 A 2023-09-14 Common Stock 12500 12500 D Restricted Stock Unit 2015-09-15 4 A 0 15000 0.00 A 2023-09-14 Common Stock 15000 15000 D This option was granted on September 15, 2015 and vests in equal monthly installments over the one-year period following the grant date. Each restricted stock unit represents a contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. This restricted stock unit award vests in full one year following the grant date. Gilbert M. Labrucherie, Jr., Attorney-in-Fact 2015-09-17