0000743530-01-500059.txt : 20011008
0000743530-01-500059.hdr.sgml : 20011008
ACCESSION NUMBER: 0000743530-01-500059
CONFORMED SUBMISSION TYPE: 8-K
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20010919
ITEM INFORMATION: Other events
FILED AS OF DATE: 20010920
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: QUAD CITY HOLDINGS INC
CENTRAL INDEX KEY: 0000906465
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421397595
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 8-K
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-22208
FILM NUMBER: 1741241
BUSINESS ADDRESS:
STREET 1: 3551 7TH STREET
CITY: MOLINE
STATE: IL
ZIP: 61265
BUSINESS PHONE: 3097363580
8-K
1
qc8k.txt
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report September 19, 2001
(Date of earliest event reported) September 18, 2001
Quad City Holdings, Inc.
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(Exact name of Registrant as specified in its charter)
Delaware
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(State or other jurisdiction of incorporation)
0-22208 42-1397595
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(Commission File Number) (I.R.S. Employer Identification Number)
3551 Seventh Street, Suite 204, Moline, Illinois 61265
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(Address of principal executive offices) (Zip Code)
(309) 736-3580
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(Registrant's telephone number, including area code)
Item 5. Other Information
On September 18, 2001, Quad City Holdings, Inc. issued a press release, attached
hereto as Exhibit 99.1, announcing the completion of its private placement.
Item 7. Financial Statements, Pro Forma Financial Information and Exhibits
(a) Financial Statements of Business Acquired.
-----------------------------------------
None.
(b) Pro Forma Financial Information.
-------------------------------
None.
(c) Exhibits.
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99.1 Press Release dated September 18, 2001
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
QUAD CITY HOLDINGS, INC.
Dated: September 19, 2001 By: /s/ Todd A. Gipple
-----------------------
Todd A. Gipple
Chief Financial Officer
EX-99.1 CHARTER
3
qcpressrelea.txt
PRESS RELEASE
Contact:
Todd A. Gipple
Executive Vice President
Chief Financial Officer
(309) 736-3580
FOR IMMEDIATE RELEASE
September 18, 2001
Quad City Holdings, Inc.
Announces the Closing of its Private Placement
Quad City Holdings, Inc. (Nasdaq Small/Cap: QCHI) today announced that
it has completed a $5.2 million private placement for its common stock. Under
the terms of the private placement, the Company sold 475,424 shares for $11.00
per share. The Company focused the private placement on potential investors who
reside in Cedar Rapids, Iowa and the surrounding communities. The proceeds of
the private placement and $5 million in additional funds were used to capitalize
Cedar Rapids Bank and Trust Company, a bank the Company opened for business on
Friday, September 14, 2001.
The shares of common stock issued in the private placement were not
registered under the Securities Act of 1933, as amended, and are subject to
statutory restrictions on transfer and resale. The shares may not be transferred
or sold except as permitted under the Securities Act and applicable state
securities laws or pursuant to registration or as allowed under an exemption
from registration.
This release may contain forward looking statements. Forward looking
statements are identifiable by the inclusion of such qualifications as expects,
intends, believes, may, likely or other indications that the particular
statements are not based upon facts but are rather based upon the Company's
beliefs as of the date of this release. Actual events and results may differ
significantly from those described in such forward looking statements, due to
changes in the economy, interest rates or other factors. For additional
information about these factors, please review our filings with the Securities
and Exchange Commission.