0000743530-01-500059.txt : 20011008 0000743530-01-500059.hdr.sgml : 20011008 ACCESSION NUMBER: 0000743530-01-500059 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20010919 ITEM INFORMATION: Other events FILED AS OF DATE: 20010920 FILER: COMPANY DATA: COMPANY CONFORMED NAME: QUAD CITY HOLDINGS INC CENTRAL INDEX KEY: 0000906465 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421397595 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-22208 FILM NUMBER: 1741241 BUSINESS ADDRESS: STREET 1: 3551 7TH STREET CITY: MOLINE STATE: IL ZIP: 61265 BUSINESS PHONE: 3097363580 8-K 1 qc8k.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report September 19, 2001 (Date of earliest event reported) September 18, 2001 Quad City Holdings, Inc. ------------------------------------------------------ (Exact name of Registrant as specified in its charter) Delaware ---------------------------------------------- (State or other jurisdiction of incorporation) 0-22208 42-1397595 ------------------------ --------------------------------------- (Commission File Number) (I.R.S. Employer Identification Number) 3551 Seventh Street, Suite 204, Moline, Illinois 61265 ------------------------------------------------ ---------- (Address of principal executive offices) (Zip Code) (309) 736-3580 ---------------------------------------------------- (Registrant's telephone number, including area code) Item 5. Other Information On September 18, 2001, Quad City Holdings, Inc. issued a press release, attached hereto as Exhibit 99.1, announcing the completion of its private placement. Item 7. Financial Statements, Pro Forma Financial Information and Exhibits (a) Financial Statements of Business Acquired. ----------------------------------------- None. (b) Pro Forma Financial Information. ------------------------------- None. (c) Exhibits. -------- 99.1 Press Release dated September 18, 2001 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. QUAD CITY HOLDINGS, INC. Dated: September 19, 2001 By: /s/ Todd A. Gipple ----------------------- Todd A. Gipple Chief Financial Officer EX-99.1 CHARTER 3 qcpressrelea.txt PRESS RELEASE Contact: Todd A. Gipple Executive Vice President Chief Financial Officer (309) 736-3580 FOR IMMEDIATE RELEASE September 18, 2001 Quad City Holdings, Inc. Announces the Closing of its Private Placement Quad City Holdings, Inc. (Nasdaq Small/Cap: QCHI) today announced that it has completed a $5.2 million private placement for its common stock. Under the terms of the private placement, the Company sold 475,424 shares for $11.00 per share. The Company focused the private placement on potential investors who reside in Cedar Rapids, Iowa and the surrounding communities. The proceeds of the private placement and $5 million in additional funds were used to capitalize Cedar Rapids Bank and Trust Company, a bank the Company opened for business on Friday, September 14, 2001. The shares of common stock issued in the private placement were not registered under the Securities Act of 1933, as amended, and are subject to statutory restrictions on transfer and resale. The shares may not be transferred or sold except as permitted under the Securities Act and applicable state securities laws or pursuant to registration or as allowed under an exemption from registration. This release may contain forward looking statements. Forward looking statements are identifiable by the inclusion of such qualifications as expects, intends, believes, may, likely or other indications that the particular statements are not based upon facts but are rather based upon the Company's beliefs as of the date of this release. Actual events and results may differ significantly from those described in such forward looking statements, due to changes in the economy, interest rates or other factors. For additional information about these factors, please review our filings with the Securities and Exchange Commission.