-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gw22BbLysB80fk9HSHPz9Ii8+eFFnj2Pn7gDd58tXNd+qtgjxfiQVPH7Akr37dha Fdfue9bcQhEoX23KCqRJNA== /in/edgar/work/0000743530-00-000032/0000743530-00-000032.txt : 20001003 0000743530-00-000032.hdr.sgml : 20001003 ACCESSION NUMBER: 0000743530-00-000032 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20000929 ITEM INFORMATION: FILED AS OF DATE: 20000929 FILER: COMPANY DATA: COMPANY CONFORMED NAME: QUAD CITY HOLDINGS INC CENTRAL INDEX KEY: 0000906465 STANDARD INDUSTRIAL CLASSIFICATION: [6022 ] IRS NUMBER: 421397595 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 001-15021 FILM NUMBER: 732785 BUSINESS ADDRESS: STREET 1: 3551 7TH STREET CITY: MOLINE STATE: IL ZIP: 61265 BUSINESS PHONE: 3097363580 8-K 1 0001.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report September 29, 2000 (Date of earliest event reported) Quad City Holdings, Inc. ------------------------------------------------------ (Exact name of Registrant as specified in its charter) Delaware ---------------------------------------------- (State or other jurisdiction of incorporation) 0-22208 42-1397595 - ------------------------ --------------------------------------- (Commission File Number) (I.R.S. Employer Identification Number) 3551 Seventh Street, Suite 204, Moline, Illinois 61265 - ------------------------------------------------ ---------- (Address of principal executive offices) (Zip Code) (309) 736-3580 ---------------------------------------------------- (Registrant's telephone number, including area code) Item 5. Other Information On or about September 29, 2000, Quad City Holdings, Inc. sent a notice to its stockholders, attached hereto as Exhibit 99.1, amending and supplementing its annual report previously provided to its stockholders. Item 7. Financial Statements, Pro Forma Financial Information and Exhibits (a) Financial Statements of Business Acquired. ----------------------------------------- None. (b) Pro Forma Financial Information. ------------------------------- None. (c) Exhibits. -------- 99.1 Notice sent to stockholders on September 29, 2000. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. QUAD CITY HOLDINGS, INC. Dated: September 29, 2000 By: /s/ Todd A Gipple ------------------------ Todd A. Gipple Chief Financial Officer EX-99 2 0002.txt Quad City Holdings, Inc. Velie Plantation 3551 7th Street Suite 204 Moline, Illinois 61265 Notice to Stockholders Recently you received a copy of Quad City Holdings, Inc.'s annual report to stockholders which also included a copy of Quad City's Annual Report on Form 10-K that was to be filed with the Securities and Exchange Commission. We want to tell you about a development that occurred after the date of the mailing of the annual report to stockholders, but immediately prior to the actual filing of the Form 10-K with the Securities and Exchange Commission. The copy of the Form 10-K that you received stated in Item 3 that Quad City is not aware of any legal proceedings against it or its subsidiaries. Due to a very recent development, that statement is no longer correct. Following is the statement that Quad City has added to Item 3 of the Form 10-K that has now been filed with the Securities and Exchange Commission. Accordingly, the annual report to stockholders that you received is amended and supplemented by the following statement: Bancard is the holder of an account receivable in the approximate amount of $1,500,000 owing from PMT Services, Inc. ("PMT"). PMT is a subsidiary of Nova Corporation (trading symbol NIS on the New York Stock Exchange). This receivable arises pursuant to Bancard's provision of electronic credit card sales authorization and settlement services to PMT pursuant to a written contract that includes PMT's obligation to indemnify Bancard for credit card chargeback losses arising from those services. PMT has failed to timely pay Bancard for monthly invoices, including service charges and substantial chargeback losses, for the period of May, 2000 through September, 2000. Bancard intends to vigorously pursue collection of this receivable. On September 25, 2000, PMT filed a lawsuit in federal court in Los Angeles, California, against Bancard and Quad City. This lawsuit alleges tortious acts and breaches of contract by Bancard, Quad City and others and seeks recovery from Bancard and Quad City of not less than $3,600,000 of alleged actual damages, plus punitive damages. Bancard and Quad City first received a copy of the complaint on September 27, 2000 and, accordingly, have not had an opportunity to fully evaluate the allegations contained in the complaint. However, based on a preliminary evaluation of the complaint, Bancard and Quad City believe the allegations to be without merit and intend to vigorously defend the suit. We apologize for any inconvenience or confusion this may have caused. September 29, 2000 -----END PRIVACY-ENHANCED MESSAGE-----