-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q1XPurOx59opFxqrydlNPQrDAgiI/2dWqhC137x+yXo7eFZ7uSadUa7Ui9PWL7yl fw4q6uApIpWLgtiBC+yhQQ== 0001156973-01-500014.txt : 20010913 0001156973-01-500014.hdr.sgml : 20010913 ACCESSION NUMBER: 0001156973-01-500014 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010912 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NTL COMMUNICATIONS CORP CENTRAL INDEX KEY: 0000906347 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 521822078 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-65742 FILM NUMBER: 1735728 BUSINESS ADDRESS: STREET 1: 110 E 59TH ST STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2129068440 MAIL ADDRESS: STREET 1: 110 EAST 59TH STREET STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL CABLETEL INC DATE OF NAME CHANGE: 19930601 FORMER COMPANY: FORMER CONFORMED NAME: NTL INC /DE/ DATE OF NAME CHANGE: 19970326 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NTL INC/DE/ CENTRAL INDEX KEY: 0001114937 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 134105887 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-65742-01 FILM NUMBER: 1735729 BUSINESS ADDRESS: STREET 1: 110 EAST 59TH STREET STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2129068440 MAIL ADDRESS: STREET 1: 110 EAST 59TH STREET STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 424B3 1 u44432e424b3.txt FILED PURSUANT TO RULE 424(B)(3) 1 Filed pursuant to Rule 424(b)(3) Reg Nos. 333-65742 and 333-65742-01 PROSPECTUS SUPPLEMENT NO. 1 (To prospectus dated August 22, 2001) NTL Communications Corp. NTL Incorporated (as co-obligor on subordinated basis) NTL Incorporated Shares of Common Stock This Prospectus Supplement No. 1 supplements and amends the Prospectus dated August 22, 2001 relating to the 6 3/4 % Convertible Subordinated Notes due 2008 of NTL Communications Corp. and NTL Incorporated (as co-obligor on a subordinated basis) and the shares of NTL Incorporated common stock, par value $0.01 per share, issuable upon conversion of the Convertible Notes, as well as 35,080 shares of common stock of NTL Incorporated issued on exchange of certain 5% Unsecured Convertible Loan Notes 1995 (as extended) of NTL (B) Limited. The table on pages 58 through 60 of the Prospectus sets forth information with respect to the Selling Security Holders (as defined in the Prospectus) and the respective amounts of Convertible Notes beneficially owned by each Selling Security Holder that may be offered pursuant to the Prospectus. This Prospectus Supplement amends that table and constitutes a consolidated list of all Selling Security Holders as of September 12, 2001 that have provided information to NTL Incorporated and NTL Communications Corp. Some holders may have transferred their holdings since the date they provided such information.
PRINCIPAL AMOUNT OF CONVERTIBLE NOTES PERCENT OF TOTAL BENEFICIALLY PRINCIPAL AMOUNT OF COMMON STOCK COMMON STOCK OWNED AND OFFERED OUTSTANDING OWNED PRIOR TO TO BE REGISTERED BY SELLING SECURITY HOLDERS BY THIS PROSPECTUS CONVERTIBLE NOTES ORIGINAL OFFERING THIS PROSPECTUS - ------------------------ ------------------- ------------------- ------------------ ------------------- AAM/Zazove Institutional Income Fund LLP.................................. 1,000,000 * -- 30,554.88 AG Arb Partners, L.P. ................. 1,595,000 * -- 48,735.03 AG Capital Funding Partners, L.P. ..... 3,741,000 * -- 114,305.79 AG Capital Recovery Partners II, L.P... 12,452,000 1.08 -- 380,469.32 AG Capital Recovery Partners, L.P. .... 13,026,000 1.33 -- 398,007.82 AG CNG Fund, L.P. ..................... 580,000 * -- 17,721.83 AG Eleven Partners, L.P. .............. 1,282,000 * -- 39,171.35 AG Super Advantage, L.P. .............. 435,000 * -- 13,291.37 AG Super Fund International Partners, L.P. ................................ 1,885,000 * -- 57,595.94 AG Super Fund, L.P. ................... 4,350,000 * -- 132,913.71 AIG SoundShore Holdings Ltd............ 3,926,000 * -- 119,958.45 AIG SoundShore Opportunity Holding Fund Ltd.................................. 231,000 * -- 7,058.18 AIG SoundShore Strategic Holding Fund Ltd.................................. 1,343,000 * -- 41,035.20 Amaranth Securities.................... 10,000,000 * 32,450 305,548.77 American Samoa Government.............. 68,000 * -- 2,077.73 Anegada Fund, Ltd...................... 1,879,886 * -- 57,439.68 Argent Classic Convertible Arbitrage Fund (Bermuda) Ltd................... 3,700,000 * -- 113,053.04 Argent Classic Convertible Arbitrage Fund L.P............................. 2,700,000 * -- 82,498.17 Argent Convertible Arbitrage Fund Ltd............................. 1,000,000 * -- 30,554.88 Associated Electric & Gas Insurance Services Limited..................... 1,700,000 * -- 51,943.29 Augusta Partners, LP .................. 13,650,000 1.19 -- 417,074.07 Bankers Trust Co. Trustee for DaimlerChrysler Corp. Emp#1 Pension Plan dtd 4/1/89...................... 3,655,000 * -- 111,678.07 Bear, Sterns & Co. Inc................. 7,500,000 * -- 229,161.57 BNP CooperNeff Convertible Strategies Fund, L.P............................ 4,057,000 * -- 123,961.13 BNP Paribas Equity Strategies, SNC.................................. 24,343,000 2.12% -- 743,797.36 BP Amoco PLC Master Trust.............. 1,426,000 * -- 43,571.25 Canyon Capital Arbitrage Master Hedge Fund, Ltd. .................... 6,125,000 * -- 187,148.62 Canyon Value Realization Fund (Cayman) Ltd. ....................... 18,018,000 1.57% -- 550,537.77 Chrysler Corporation Master Retirement Trust(1)............................. 6,790,000 * -- 207,467.61 CIBC World Markets..................... 9,000,000 * -- 274,993.89 Common Fund Event Driven Company....... 434,000 * -- 13,260.82 Credit Suisse First Boston Corporation.......................... 7,050,000 * -- 215,411.88 Cuttyhunk Fund Limited................. 6,886,590 * -- 210,418.91 Deam Convertible Arbitrage FD.......... 4,000,000 * -- 122,219.51 Deeprock & Co ......................... 2,000,000 * -- 61,109.75 Delta Air Lines Master Trust(2)........ 1,685,000 * -- 51,484.97 Delta Air Lines Master Trust -- High Income............................... 795,000 * -- 24,291.13
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PRINCIPAL AMOUNT OF CONVERTIBLE NOTES PERCENT OF TOTAL BENEFICIALLY PRINCIPAL AMOUNT OF COMMON STOCK COMMON STOCK OWNED AND OFFERED OUTSTANDING OWNED PRIOR TO TO BE REGISTERED BY SELLING SECURITY HOLDERS BY THIS PROSPECTUS CONVERTIBLE NOTES ORIGINAL OFFERING THIS PROSPECTUS - ------------------------ ------------------- ------------------- ------------------ ------------------- Delta Pilots D & S Trust(3)............ 880,000 * -- 26,888.29 Deutsche Bank Alex Brown(4)............ 115,700,000 10.06% -- 3,535,199.22 Fidelity Financial Trust: Fidelity Equity Income II Fund................ 9,810,000 * -- 299,743.34 Fidelity Management Trust Company...... 190,000 * -- 5,805.43 First Union International Capital Markets Inc.......................... 27,000,000 2.35% -- 824,981.67 First Union Securities Inc............. 18,500,000 1.61% -- 565,265.22 Franklin and Marshall College.......... 235,000 7,180.40 GAM Arbitrage Investments Inc.......... 2,755,000 * -- 84,178.68 Global Bermuda Limited Partnership..... 1,500,000 * -- 45,832.31 GM Employee Global Grp Pen Tr (Abs Return Portfolio).................... 2,000,000 * -- 61,109.75 GSPP Portfolio, Ltd.................... 2,046,379 * -- 62,526.86 HBK Master Fund L.P.(5)................ 96,200,000 8.37% 30,000 2,939,379.12 HFR Master Trust....................... 300,000 * -- 9,166.46 Hotel Union & Hotel Industry of Hawaii............................... 711,000 * -- 21,724.52 Hourglass Fund, L.P.................... 3,000,000 * -- 91,664.63 IBM Retirement Plan -- High Income..... 545,000 * -- 16,652.41 James Campbell Corporation............. 600,000 * -- 18,332.93 Jefferies & Company Inc................ 15,000 * -- 458.32 JMG Capital Partners, L.P.(6).......... 53,000,000 4.61% -- 1,619,408.46 JMG Triton Offshore Fund Ltd.(7)....... 49,000,000 4.26% -- 1,497,188.95 Lakeshore International, Ltd. ......... 3,500,000 * -- 106,942.07 Leonardo, L.P.(8)...................... 53,000,000 4.61% -- 1,619,408.46 Lipper Convertible Series II, L.P.(9).............................. 1,350,000 * -- 41,249.08 Lipper Convertibles (Class B).......... 675,000 * -- 20,624.54 Lipper Convertibles L.P.(10)........... 21,600,000 1.88% -- 659,985.33 Lipper Offshore Convertibles #2........ 675,000 * -- 20,624.54 Lipper Offshore Convertibles, L.P.(11)............................. 2,700,000 * -- 82,498.17 Lydian Overseas Partners Master Fund... 10,000,000 * -- 305,548.77 Merced Partners Limited Partnership.... 7,000,000 * -- 213,884.14 Morgan Stanley & Co.(12)............... 35,000,000 3.04% -- 1,069,420.68 Motion Picture Industry Health Plan -- Active Member Fund(13)............... 625,000 * -- 19,096.80 Motion Picture Industry Health Plan -- Retiree Member Fund(14).............. 265,000 * -- 8,097.04 Nutmeg Partners, L.P. ................. 1,450,000 * -- 44,304.57 OCM Convertible Trust(15).............. 3,210,000 * -- 98,081.15 Onyx Fund Holdings, LDC................ 25,500,000 2.22% -- 779,149.35 Pacific Life Insurance Company(16)..... 1,000,000 * -- 30,554.88 Partner Reinsurance Company(17)........ 1,045,000 * -- 31,929.85 Penn Treaty Network America Insurance Company.............................. 300,000 9,166.46 People Benefit Life Insurance Company.............................. 2,000,000 * -- 61,109.75 Peoples Benefit Life Insurance Company TEAMSTERS............................ 10,000,000 * -- 305,548.77 PHS Bay Colony Fund, L.P. ............. 580,000 * -- 17,721.83 PHS Patriot Fund, L.P. ................ 435,000 * -- 13,291.37 Plejades Investment Partners........... 787,065 * -- 24,048.67 Sagamore Hill Hub Fund Ltd. ........... 32,000,000 2.78% -- 977,756.04 San Diego County Employee's Retirement Association(18)...................... 2,910,000 * -- 8,914.69 SG Cowen Securities Corp. ............. 4,000,000 * -- 122,219.51
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PRINCIPAL AMOUNT OF CONVERTIBLE NOTES PERCENT OF TOTAL BENEFICIALLY PRINCIPAL AMOUNT OF COMMON STOCK COMMON STOCK OWNED AND OFFERED OUTSTANDING OWNED PRIOR TO TO BE REGISTERED BY SELLING SECURITY HOLDERS BY THIS PROSPECTUS CONVERTIBLE NOTES ORIGINAL OFFERING THIS PROSPECTUS - ------------------------ ------------------- ------------------- ------------------ ------------------- St. Albans Partners Ltd. .............. 11,000,000 * -- 336,103.64 State of Connecticut Combined Investment Funds(19)................. 7,125,000 * -- 217,703.50 State Employees' Retirement Fund of the State of Delaware(20)................ 2,695,000 * -- 82,345.39 State Street Bank Custodian for GE Pension Trust ..................... 1,810,000 55,304.33 Tamarack International, Ltd. .......... 7,000,000 * -- 213,884.14 The Estate of James Campbell........... 450,000 * -- 13,749.69 The Value Realization Fund, L.P. ...... 10,857,000 * -- 331,734.29 Tonga Partners L.P. ................... 6,877,884 * -- 210,152.90 TQA Master Fund Ltd. .................. 4,000,000 * -- 122,219.51 TQA Master Plus Fund, Ltd. ............ 4,000,000 * -- 122,219.51 UBS AG London Branch................... 9,000,000 * -- 274,993.89 UBS O'Connor LLC F/B/O UBS Global Convertible Portfolio ................ 1,500,000 * -- 45,832.31 UBS O'Connor LLC F/B/O UBS Global Equity Arbitrage Master Ltd. ......... 10,500,000 * -- 320,826.20 Vanguard Convertible Securities Fund, Inc.(21)............................. 6,680,000 * -- 204,106.58 Viacom Inc. Pension Plan Master Trust................................ 80,000 * -- 2,444.39 White River Securities L.L.C. ......... 7,500,000 * -- 229,161.57 Zazove Hedged Convertible Fund LP...... 1,700,000 * -- 51,943.29 ZCM Asset Holding Company LLC ......... 2,750,000 * -- 84,025.91 Zurich Institutional Benchmarks........ 400,000 * -- 12,221.95 Zurich Institutional Benchmarks Master Fund Ltd. ........................... 1,200,000 * -- 36,665.85
- --------------- (1) Also owns 4,975,000 principal amount 7% convertible notes due 2008. (2) Also owns 1,235,000 principal amount 7% convertible notes due 2008. (3) Also owns 640,000 principal amount 7% convertible notes due 2008. (4)Also owns 22,500,000 principal amount 5.75% convertible notes due 2009. (5) Also owns 16,500,000 principal amount 5.75% convertible notes due 2009. (6) Also owns 29,671,000 principal amount 5.75% convertible notes due 2009. (7) Also owns 29,670,000 principal amount 5.75% convertible notes due 2009. (8)Also owns 30,000,000 principal amount 5.75% convertible notes due 2009. (9) Also owns 1,317,000 principal amount 7% convertible notes due 2008. (10) Also owns 26,683,000 principal amount 7% convertible notes due 2008. (11) Also owns 4,500,000 principal amount 7% convertible notes due 2008. (12) Also owns 33,000,000 principal amount 7% convertible notes due 2008 and 5,000,000 principal amount 5.75% convertible notes due 2009. (13) Also owns 455,000 principal amount 7% convertible notes due 2008. (14) Also owns 195,000 principal amount 7% convertible notes due 2008. (15) Also owns 3,030,000 principal amount 7% convertible notes due 2008. (16) Also owns 1,500,000 principal amount 10% notes due 2007. (17) Also owns 765,000 principal amount 7% convertible notes due 2008. (18)Includes 410,000 principal amount held by Oaktree Capital Management LLC and 2,500,000 principal amount held by Zazove Associates LLC. (19) Also owns 4,230,000 principal amount 7% convertible notes due 2008. (20) Also owns 1,975,000 principal amount 7% convertible notes due 2008. (21) Also owns 4,890,000 principal amount 7% convertible notes due 2008. * Less than one percent. 3 -----END PRIVACY-ENHANCED MESSAGE-----