-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OU/aAKeXBa6Gg8Mhf7ucXjfZvu13eKma04kSWSPRcEKe4ggLNO5m400AJCjNyjiv ti8YLNGOhjCdZy1UoLQ8ww== 0000906347-00-000009.txt : 20000420 0000906347-00-000009.hdr.sgml : 20000420 ACCESSION NUMBER: 0000906347-00-000009 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NTL COMMUNICATIONS CORP CENTRAL INDEX KEY: 0000906347 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 521822078 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: SEC FILE NUMBER: 333-72335 FILM NUMBER: 604484 BUSINESS ADDRESS: STREET 1: 110 E 59TH ST STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2129068440 MAIL ADDRESS: STREET 1: 110 EAST 59TH STREET STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: NTL INC /DE/ DATE OF NAME CHANGE: 19970326 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL CABLETEL INC DATE OF NAME CHANGE: 19930601 424B3 1 PROSPECTUS SUPPLEMENT NO. 14 Filed pursuant to Rule 424(b)(3) Reg Nos. 333-72335 and 333-72335-01 PROSPECTUS SUPPLEMENT NO. 14 (To Prospectus dated June 7, 1999) NTL Communications Corp. 7% Convertible Subordinated Notes Due 2008 (NTL Incorporated shares of common stock) This Prospectus Supplement No. 14 supplements and amends the Prospectus dated June 7, 1999, as amended and supplemented by the Prospectus Supplements dated July 7, 1999, August 10, 1999, October 5, 1999, November 22, 1999, December 2, 1999, December 13, 1999, December 21, 1999, January 4, 2000, February 2, 2000, February 8, 2000, February 17, 2000, March 6, 2000 and March 21, 2000(the "Prospectus"), relating to the 7% Convertible Subordinated Notes Due 2008 (the "Convertible Notes") of NTL Communications Corp. and the shares of NTL Incorporated's common stock, par value $.01 per share ("Common Stock"), issuable upon conversion of the Convertible Notes. The table on pages 75 through 80 of the Prospectus sets forth information with respect to the Selling Securityholders (as defined in the Prospectus) and the respective amounts of Convertible Notes beneficially owned by each Selling Securityholder that may be offered pursuant to the Prospectus (as supplemented and amended). This Prospectus Supplement amends that table by replacing the principal amounts for Goldman, Sachs & Co. and Merrill Lynch Pierce Fenner & Smith Inc. with the corresponding items set forth below.
PRINCIPAL AMOUNT AT MATURITY PERCENT OF DEBENTURES OF TOTAL COMMON STOCK COMMON STOCK BENEFICIALLY OUTSTANDING OWNED PRIOR TO BE OWNED AND CONVERTIBLE TO ORIGINAL REGISTERED BY SELLING SECURITY HOLDERS OFFERED NOTES OFFERING THE PROSPECTUS ------------------------ ---------------- ----------- ------------ -------------- 1. Goldman, Sachs & Co. 1,405,000 * none 35,842 2. Merrill Lynch Pierce Fenner & Smith Inc. 1,647,000 * none 42,015
The Prospectus, together with this Prospectus Supplement No. 14 constitutes the prospectus required to be delivered by Section 5(b) of the Securities Act of 1933, as amended, with respect to offers and sales of the Convertible Notes and the Common Stock issuable upon conversion of the Convertible Notes. Prospective investors should carefully consider matters discussed under the caption "Risk Factors" beginning on page 10 of the Prospectus. THESE SECURITIES HAVE NOT BEEN APPROVED OR DISAPPROVED BY THE SECURITIES AND EXCHANGE COMMISSION OR ANY STATE SECURITIES COMMISSION NOR HAS THE SECURITIES AND EXCHANGE COMMISSION OR ANY STATE SECURITIES COMMISSION PASSED UPON THE ACCURACY OR ADEQUACY OF THIS PROSPECTUS. ANY REPRESENTATION TO THE CONTRARY IS A CRIMINAL OFFENSE. The date of this Prospectus Supplement No. 14 is April 19, 2000. SELLING SECURITYHOLDERS The following table sets forth, as of April 19, 2000, the respective principal amount of convertible notes beneficially owned and offered hereby by each selling securityholder, the common stock owned by each selling securityholder prior to the Original Offering (as defined in the Prospectus) and the common stock issuable upon conversion of such convertible notes, which may be sold from time to time by such selling securityholder pursuant to the Prospectus. Such information has been obtained from the selling securityholders.
PRINCIPAL AMOUNT AT MATURITY PERCENT OF DEBENTURES OF TOTAL COMMON STOCK COMMON STOCK TO BENEFICIALLY OUTSTANDING OWNED PRIOR BE REGISTERED OWNED AND CONVERTIBLE TO ORIGINAL BY THE SELLING SECURITY HOLDERS OFFERED NOTES OFFERING PROSPECTUS (1) - ------------------------ ---------------- ----------- ------------ --------------- Aim High Yield Fund $ 5,000,000 * none 127,551 Aim High Yield II Fund 30,000 * none 765 Albert Luce, Jr. 140,000 * 62,500 3,571 Alexandra Global Investment Fund I LTD 2,000,000 * none 51,020 Allegheny Teledyne Inc. Pension Plan 700,000 * none 17,857 Alpine Associates 4,750,000 * none 121,173 Alpine Partners, L.P. 500,000 * none 12,755 Alsam Foundation 150,000 * 8,770 3,827 Alscott Investments, LLC 2,200,000 * none 56,122 Alta Partners Holdings, LDC 1,500,000 * none 38,265 American Stores 900,000 * 26,491 22,959 Argent Convertible Arbitrage Fund Ltd. 2,500,000 * none 63,776 Argent Classic Convertible Arbitrage Fund L.P. 5,650,000 * none 144,133 Argent Classic Convertible Arbitrage Fund (Bermuda) L.P. 16,350,000 2.73 none 417,092 Aristeia International Ltd. 1,749,000 * none 44,617 Aristeia Trading, LLC 1,251,000 * none 31,913 Arkansas Teachers Retirement 1,757,000 * none 44,821 Armand Von Ernst & CEAG 125,000 * none 3,189 Aspen Partner's 300,000 * 5,156 7,653 Associated Jewish Charities of Baltimore 250,000 * 16,391 6,378 Atlas Strategic Income Fund 100,000 * none 2,551 AXP Bond Fund Inc. 880,000 * none 22,449 AXP Variable Portfolio-Bond Fund 340,000 * none 8,673 AXP Variable Portfolio-Managed Fund 480,000 * 5,976,563 12,245 BancBoston Robertson Stephens 500,000 * none 12,755 Bancroft Convertible Fund, Inc. 1,750,000 * none 44,643 Bankers Trust Trustee For Chrysler Corp. Emp #1 Pension Plan dated 4/1/89 1,630,000 * none 41,582 Baptist Health of South Florida 160,000 * none 4,082 Bear Stearns & co Inc. 1,410,000 * none 35,969 Bill W. Mintz TTEE Revocable Trust 200,000 * none 5,102 Blue Cross Blue Shield of Michigan Retirement Income 1,110,000 * 67,545 28,316 BNP Arbitrage SNC 2,500,000 * 25,469 63,776 Boston Museum of Fine Arts 113,000 * none 2,883 Boulder II Limited 1,220,000 * none 31,122 Boulder Management, Inc. 3,895,040 * none 99,363 Brown Family Trust A 100,000 * 5,720 2,551 Brown University 1,500,000 * 98,181 38,265 BTC Partners LLP 130,000 * 62,500 3,316 The California Endowment 1,250,000 * 51,563 31,888 California Healthcare Foundation 600,000 * 35,599 15,306 Caregroup Pension Plan 45,000 * 18,750 1,148 Catholic Healthcare West Funded Depreciation 335,000 * 48,125 8,546 Catholic Healthcare West Retirement 335,000 * 15,000 8,546 Catholic Healthcare West Self Insurance 125,000 * 5,156 3,189 Catholic Healthcare West Workers Compensation 90,000 * 3,750 2,296 CBBB Cotenancy 220,000 * 12,405 5,612 Chase Manhattan NA Trustee For IBM Retirement Plan dated 12/18/45 2,772,000 * none 70,714 Cheyne Walk Trust 725,000 * 28,760 18,495 Christine Russell Revocable Trust 500,000 * 19,629 12,755 CIBC Wood Grundy International Equity Arbitrage Corp. 3,500,000 * none 89,286 Citibank, et al Employees Retirement Plan 2,070,000 * 792,188 52,806 Clorox Co. Employee Benefits 400,000 * 25,860 10,204 Colgate-Palmolive Company Retirement Trust 800,000 * none 20,408 Conseco Direct Life 700,000 * none 17,857 Corlon Associates I 400,000 * 17,068 10,204 Corlon Co. Foundation 110,000 * 4,499 2,806 Cowles Investment Partnership 180,000 * 10,510 4,592 CPR (USA) Inc. 275,000 * none 7,015 Credit Suisse First Boston Corporation 250,000 * none 6,378 Deeprock & Co. 1,000,000 * none 25,510 D.E. Shaw & Co. 1,000,000 * none 25,510 Deutsche Bank Securities Inc. 38,730,000 6.46 none 988,010 Discovery Group of Funds 190,000 * 10,683 4,847 Donald G. Linber & Joyce Linber, jnt 27,000 * 1,541 689 Donaldson, Lufkin & Jenrette Securities Corp. 25,545,000 4.26 none 651,658 Duckbill & Co. 1,000,000 * none 25,510 Duke University Employees Retirement Plan 160,000 * 70,313 4,082 Duke University Long Term Pool 780,000 * 328,125 19,898 Dunham & Associates Ser III 110,000 * none 2,806 East Bay Community Foundation 230,000 * none 5,867 East Oakland Youth Development Fund 160,000 * 7,920 4,082 Ellsworth Convertible Growth and Income Fund, Inc. 1,250,000 * none 31,888 Engineers Joint Pension Fund 303,000 * none 7,730 Erin Partners Two 65,000 * 3,639 1,658 Fidelity Fixed-Income Trust: Fidelity High Income Fund 17,020,000 2.84 none 434,184 Fidelity Summer Street Trust: Fidelity Capital & Income Fund 3,000,000 * none 76,531 Fidelity Management Trust Company on behalf of accounts managed by it 2,980,000 * none 76,020 Forest Performance Fund LP 165,000 * none 4,209 Forest Alternative Strategies Fund II LP Series A-5M 240,000 * none 6,122 Forest Alternative Strategies Fund II LP Series A-5T 780,000 * none 19,898 Forest Fulcrum Fund LP 7,700,000 1.28 none 196,429 Forest Global Convertible Fund Series A-5 9,700,000 1.62 none 247,449 Forest Global Convertible Fund Series B-1 65,000 * none 1,658 Franklin & Marshall College 127,000 * none 3,240 The Gabelli Global Convertible Securities Fund 145,000 * none 3,699 General Electric Pension Trust 1,000,000 * 1,367,188 25,510 General Motors Welfare Benefit Trust 1,000,000 * none 25,510 Geo-Volor Ltd. 500,000 * 35,080 12,755 The Georgia International Fund Ltd. 200,000 * 99,433 5,102 Georgia Partners 20,000,000 3.34 848,810 510,204 Glaxo Wellcome Benefits Plan 450,000 * 393,750 11,480 Glaxo Wellcome Cash Balance Plan 450,000 * 32,500 11,480 Global Bermuda Limited Partnership 1,500,000 * 34,766 38,265 Golden Rule Insurance Company 1,600,000 * none 40,816 Goldman, Sachs & Co. 1,405,000 * none 35,842 GranGem 23 41 LLC 250,000 * none 6,378 Greyhound Lines 50,000 * none 1,276 Greyhound Lines Inc. Amalgamated CNCL Retirement & Disability TR Imperial TR c/o Forest Investment Management LLC 70,000 * none 1,786 Guide Dogs for the Blind 500,000 * 18,118 12,755 HBK Cayman L.P. 4,944,000 * none 126,122 HBK Offshore Fund Ltd. 9,356,000 1.56 7,617,188 238,673 Henry J. Kaiser Family Foundation 550,000 * 20,681 14,031 Hign Bridge Capital Corporation 10,000,000 1.67 none 255,102 Horowitz Limited Partnership I 150,000 * 8,451 3,827 H&S Partners I, L.P. 20,000,000 3.34 none 510,204 The Income Fund of America, Inc. 50,000,000 8.34 none 1,275,510 Indiana University Foundation 650,000 * 482,813 16,582 Jackson Investment Fund Ltd. 625,000 * none 15,944 James Irvine Foundation 900,000 * 55,388 22,959 Janus Aspen Balanced 14,379,000 2.40 none 366,811 Janus Aspen Equity Income 127,000 * none 3,240 Janus Aspen Growth and Income 83,000 * none 2,117 Janus Aspen High Yield 35,000 * none 893 Janus Balanced Fund 28,425,000 4.74 none 725,128 Janus Capital Corporation 19,378,000 3.23 none 494,337 Janus Capital Corporation IDEX Balanced Fund 1,732,000 * none 44,184 Janus Equity Income Fund 10,974,000 1.83 none 279,949 Janus Growth and Income 20,332,000 3.39 none 518,673 Janus High Yield 1,000,000 * none 25,510 JWF Balanced Fund 1,380,000 * none 35,204 JWF High Yield Bond Fund 35,000 * none 893 Jefferies & Company 38,000 * none 969 Jeffrey Rymer 35,000 * 1,704 893 Jicarilla Apache Tribe 2,100,000 * 26,495 53,571 JMB Children's Holding Co. 600,000 * 257,813 15,306 JMG Convertible Investments L.P. 6,000,000 1.00 none 153,061 John Robert 110,000 * 6,654 2,806 J.P.Morgan & Co. Inc. 12,000,000 2.00 58,541 306,122 Julius Baer Securities 700,000 * none 17,857 Lakeshore International, Ltd. 3,000,000 * 69,454 76,531 Lazard Freres & CIE Paris 700,000 * none 17,857 LB Series Fund Inc. High Yield Portfolio 2,500,000 * none 63,776 LDG Limited 250,000 * none 6,378 Libertyview Plus Fund 225,000 * none 5,740 Loomis Sayles & Company, L.P. for Benefit of New England High Income Bond Fund 1,000,000 * none 25,510 LLT Limited 880,000 * none 22,449 Mainstay Convertible Fund 4,000,000 * none 102,041 McMahon Securities Company, L.P. 2,715,000 * none 69,260 Melinda Marfield Trust 35,000 * 1,960 893 Merrill Lynch Pierce Fenner & Smith Inc. 1,647,000 * none 42,015 Metropolitan Museum of Art 750,000 * 335,938 19,133 MGBA Investments 100,000 * 6,410 2,551 Michigan State University 400,000 * 19,114 10,204 Milton L. Schwartz Revocable Family Trust 110,000 * 6,576 2,806 Monumental Life Insurance Company-(teamsters-camden non-enhanced) 7,000,000 1.17 none 178,571 Morgan Stanley Dean Witter 5,500,000 * none 140,306 Morgan Stanley Dean Witter Convertible Securities Trust 2,500,000 * none 63,776 Mount Sinai School of Medicine 800,000 * none 20,408 Museum of Fine Arts, Boston 16,000 * none 408 National Bank of Canada 900,000 * none 22,959 NationsBanc Montgomery Securities LLC 1,500,000 * none 38,265 N.B. Giustina Trust 150,000 * 10,566 3,827 New Hampshire Retirement System 94,000 * none 2,398 New York Life Insurance Company 10,750,000 1.79 none 274,235 Nicholas Applegate Convertible Fund 530,000 * none 13,520 NMS Services Inc. 10,000,000 1.67 none 255,102 Oak Foundation USA, Inc. 200,000 * 465,313 5,102 Onex Industrial Partners Limited 5,540,000 * none 141,327 Oppenheimer Champion Income Fund 11,700,000 1.95 none 298,469 Oppenheimer Strategic Income Fund 10,250,000 1.71 none 261,480 Oppenheimer High Yield Fund 2,000,000 * none 51,020 Oppenheimer Strategic Bond Fund 400,000 * none 10,204 Oppenheimer High Income Fund 3,550,000 * none 90,561 Oppenheimer Convertible Securities Fund 4,000,000 * none 102,041 OZ Master Fund, Ltd. 3,000,000 * none 76,531 OS Ventures 120,000 * 5,636 3,061 Pace Setter 1, L.P. 1,000,000 * none 25,510 Pacific Life Insurance Company 500,000 * none 12,755 Palladin Securities, LLC 700,000 * none 17,857 Pebble Capital, Inc. 1,544,960 * none 39,412 Pell Rudman Trsu Co, NA 1,400,000 * 128,648 35,714 Penn Treaty Network America Insurance Company 110,000 * none 2,806 Peoples Benefit Life Insurance Company 6,000,000 1.00 none 153,061 Peyton Anderson Foundation 260,000 * 101,563 6,633 PGEP III LLC 700,000 * none 17,857 Physicians Life 166,000 * none 4,235 Pilgrim Convertible Fund 2,610,000 * none 66,582 PIMCO Convertible Bond Fund 300,000 * none 7,653 Pitney Bowes Retirement Fund 6,540,000 1.09 none 166,837 Prime 66 Partners, Inc. 50,000,000 8.34 6,851,361 1,275,510 Pro Mutual 59,000 * none 1,505 Putnam Convertible Income Growth Trust 5,520,000 * none 140,816 Putnam Convertible Opportunities and Income Trust 46,000 * none 1,173 Quattro Offshore Fund Ltd. 250,000 * none 6,378 R2 Investments, LDC 8,500,000 1.42 8,187,500 216,837 Radiology Associates Employee Benefit 250,000 * 15,249 6,378 Radiology Group Profit Sharing Plan 80,000 * 4,311 2,041 Radiology Medical Group Pension Plan 75,000 * 4,066 1,913 Radiology Medical Group P/S San Diego 40,000 * 20,313 1,020 Ralco Inc. 200,000 * 13,205 5,102 Ramius, L.P. 1,583,000 * none 40,383 Ramius Capital Group Holdings, Ltd. 1,000,000 * none 25,510 Ramius Fund, Ltd. 2,375,000 * none 60,587 RCG Baldwin L.P. 792,000 * none 20,204 RCM Financial Services LP 350,000 * 179,688 8,929 Ridgeway/Floum Profit Sharing Plan 100,000 * 4,579 2,551 Riverside Church 450,000 * 26,781 11,480 Ronald Family Trust A 850,000 * 40,970 21,684 S&J Partners 120,000 * 6,460 3,061 Salomon Brothers Asset Management, Inc. 29,050,000 4.85 none 741,071 Salomon Smith Barney Inc. 1,100,000 * none 28,061 San Diego City Retirement 839,000 * none 21,403 San Diego County Convertible 2,125,000 * none 54,209 Sbaggs Family Foundation 110,000 * 4,635 2,806 S.C. Johnson Retirement Plan 240,000 * 14,061 6,122 South Fork Partners 4,000,000 * 169,450 102,041 Southern Methodist University 240,000 * 12,111 6,122 Southport Management Partners, L.P. 1,080,000 * none 27,551 Southport Partners International, Ltd. 2,130,000 * none 54,337 Southwest Franciscan Missions Inc. 150,000 * 8,274 3,827 Speer Leeds & Kellogg 1,000,000 * none 25,510 Starvest Combined Portfolio 375,000 * none 9,566 State of Maryland Retirement Plan 3,500,000 * none 89,286 State Street Bank Custodian For GE Pension Trust 861,000 * none 21,964 Sterling Partners 1,943,000 * 42,410 49,566 Stoel Rives LLP 370,000 * 22,038 9,439 Susquehanna Capital Group 2,545,000 * none 64,923 Tribeca Investments LLC 4,000,000 * none 102,041 Triton Capital Investments, LTD 6,000,000 1.00 none 153,061 Trustees of Hamilton College 700,000 * 296,875 17,857 TQA Vantage Plus Fund, Ltd. 300,000 * 468,750 7,653 TQA Vantage Fund, Ltd. 3,540,000 * 5,531,250 90,306 TQA Leverage Fund, L.P. 1,610,000 * none 41,071 Union Bancaire Privee 6,500,000 1.08 none 165,816 University of Oregon 265,000 * 13,350 6,760 University of Rochester 15,000 * none 383 University of Washington Endowment Fund 370,000 * 156,250 9,439 Van Kampen Harbor Fund 4,300,000 * none 109,694 Van Kampen Convertible Securities Fund 700,000 * none 17,857 Wake Forest University 598,000 * none 15,255 Warburg Dillon Read LLC 9,400,000 1.57 none 239,796 Western Cancer Center Medical Group P/S 35,000 * 17,188 893 Zellerbach Family Fund 200,000 * 10,038 5,102
- --------------- * Less than one percent. (1) The shares of common stock to be registered hereby are calculated on an "as converted" basis using the conversion rate described on the front cover page of this Prospectus. -----END PRIVACY-ENHANCED MESSAGE-----