-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IFBHU8VnK635/DUd97KpPAXQypkGesoZKPzZOTqMwtDqO2KpyspD4heqep2URkwi xvm8YS/Z/e359ntMzcLH6Q== 0001209191-03-024583.txt : 20031003 0001209191-03-024583.hdr.sgml : 20031003 20031003154548 ACCESSION NUMBER: 0001209191-03-024583 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20030926 FILED AS OF DATE: 20031003 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SVIM MSM II LLC CENTRAL INDEX KEY: 0001249183 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22056 FILM NUMBER: 03927905 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: STE 210 CITY: LOS ANGELES STATE: CA ZIP: 90026 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RURAL METRO CORP /DE/ CENTRAL INDEX KEY: 0000906326 STANDARD INDUSTRIAL CLASSIFICATION: LOCAL & SUBURBAN TRANSIT & INTERURBAN HWY PASSENGER TRAINS [4100] IRS NUMBER: 860746929 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 8401 EAST INDIAN SCHOOL RD CITY: SCOTTSDALE STATE: AZ ZIP: 85251 BUSINESS PHONE: 4809943886 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TENNENBAUM CAPITAL PARTNERS LLC CENTRAL INDEX KEY: 0001169553 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22056 FILM NUMBER: 03927906 BUSINESS ADDRESS: STREET 1: 11100 SANTA MONICA BLVD. STREET 2: SUITE 210 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 3105661000 FORMER NAME: FORMER CONFORMED NAME: SPECIAL VALUE INVESTMENT MANAGEMENT LLC DATE OF NAME CHANGE: 20020320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TENNENBAUM MICHAEL E CENTRAL INDEX KEY: 0001095153 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22056 FILM NUMBER: 03927904 BUSINESS ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: STE 210 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 3105661001 MAIL ADDRESS: STREET 1: 11100 SANTA MONICA BLVD STREET 2: STE 210 CITY: LOS ANGELES STATE: CA ZIP: 90025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TENNENBAUM & CO LLC CENTRAL INDEX KEY: 0001018962 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22056 FILM NUMBER: 03927902 BUSINESS ADDRESS: STREET 1: 1999 AVENUE OF THE STARS STREET 2: 32ND FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067-6100 BUSINESS PHONE: 3102017882 MAIL ADDRESS: STREET 1: 1999 AVENUE OF THE STARS CITY: LOS ANGELES STATE: CA ZIP: 90067-6100 3 1 bsd93431_bsd1tcp.xml MAIN DOCUMENT DESCRIPTION X0201 32003-09-2600000906326RURAL METRO CORP /DE/ RUREC0001169553TENNENBAUM CAPITAL PARTNERS LLC11100 Santa Monica Blvd., Suite 210Los AngelesCA9002500100001249183SVIM MSM II LLC11100 Santa Monica Blvd., Suite 210Los AngelesCA9002500100001018962TENNENBAUM & CO LLC11100 Santa Monica Blvd., Suite 210Los AngelesCA9002500100001095153TENNENBAUM MICHAEL E11100 SANTA MONICA BLVD., SUITE 210LOS ANGELESCA900250010Series C Preferred Stock, $0.01 par value per share2.552003-09-262006-12-31Common Stock, $0.01 pa r value per share1691240ISee FootnoteSeries B-1 Voting Preferred Stock, $0.01 par value per share2.552002-09-302004-12-31Common Stock, $0.01 par value per share919504ISee Footnote The shares of Series C Preferred Stock and Series B-1 Voting Preferred Stock of Rural/Metro Corporation held by the reporting persons are convertible into Common Stock of Rural/Metro Corporation at the option of Rural/Metro Corporation only. As such, the reporting persons disclaim beneficial ownership of the shares of Common Stock of Rural/Metro Corporation contained herein. By Special Value Bond Fund II, LLC, a Delaware limited liability company, and Special Value Absolute Return Fund, LLC, a Delaware limited liability company. /s/ Michael E. Tennenbaum, Managing Member, Tennenbaum & Co., LLC, as Managing Member of Tennenbaum Capital Partners, LLC2003-10-03/s/ Michael E. Tennen baum, Managing Member, Tennenbaum & Co., LLC, Managing Member, Tennenbaum Capital Partners, LLC, as Managing Member of SVIM/MSM II, LLC2003-10-03/s/ Michael E. Tennenbaum, as Managing Member of Tennenbaum & Co., LLC2003-10-03/s/ Michael E. Tennenbaum2003-10-03 EX-99 3 ex_99-1.txt ADDITIONAL EXHIBITS EXHIBIT 99.1 JOINT FILER INFORMATION: By reason of (i) the position of Tennenbaum Capital Partners, LLC ("TCP") as investment advisor to Special Value Bond Fund II, LLC ("Fund II") and Special Value Absolute Return Fund, LLC, (ii) the position of Tennenbaum & Co., LLC ("TCO") as managing member of TCP and (iii) Michael E. Tennenbaum's position as managing member of TCO, each of TCP, TCO and Mr. Tennenbaum may be deemed to share the powers of voting and disposition of all of the shares of the common stock securities described herein. By reason of the position of SVIM/MSM II, LLC as managing member of Fund II, SVIM/MSM II may be deemed to share the powers of voting and disposition of 2,065,635 shares of the common stock securities described herein. The reporting persons disclaim beneficial ownership of the reported securities, except to the extent of their pecuniary interest therein. See Joint Filer Information below. FORM 3 CONTINUATION SHEET JOINT FILER INFORMATION NAME: SVIM/MSM II, LLC ADDRESS: 11100 Santa Monica Boulevard, Suite 210 Los Angeles, California 90025 DESIGNATED FILER: Tennenbaum Capital Partners, LLC ISSUER & TICKER SYMBOL: Rural/Metro Corporation (RUREC) DATE OF EVENT REQUIRING STATEMENT: September 26, 2003 SIGNATURE: SVIM/MSM II, LLC By: Tennenbaum Capital Partners, LLC Its: Managing Member By: Tennenbaum & Co., LLC Its: Managing Member By: /s/ Michael E. Tennenbaum ---------------------------- Name: Michael E. Tennenbaum Its: Managing Member FORM 3 CONTINUATION SHEET JOINT FILER INFORMATION NAME: Tennenbaum & Co., LLC ADDRESS: 11100 Santa Monica Boulevard, Suite 210 Los Angeles, California 90025 DESIGNATED FILER: Tennenbaum Capital Partners, LLC ISSUER & TICKER SYMBOL: Rural/Metro Corporation (RUREC) DATE OF EVENT REQUIRING STATEMENT: September 26, 2003 SIGNATURE: TENNENBAUM & CO., LLC By: /s/ Michael E. Tennenbaum ---------------------------- Michael E. Tennenbaum Its: Managing Member FORM 3 CONTINUATION SHEET JOINT FILER INFORMATION NAME: Michael E. Tennenbaum ADDRESS: 11100 Santa Monica Boulevard, Suite 210 Los Angeles, California 90025 DESIGNATED FILER: Tennenbaum Capital Partners, LLC ISSUER & TICKER SYMBOL: Rural/Metro Corporation (RUREC) DATE OF EVENT REQUIRING STATEMENT: September 26, 2003 SIGNATURE: /s/ Michael E. Tennenbaum ------------------------------- Michael E. Tennenbaum -----END PRIVACY-ENHANCED MESSAGE-----