-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TOGjG/3XuasqpdxFJzF8/Jpj+xbYBbJY5OinSBPwDr7v4F/abJegETsBvfu9j4qd gsLejZJFQa0wFe21hnW0eg== 0001193125-03-088181.txt : 20031202 0001193125-03-088181.hdr.sgml : 20031202 20031202113327 ACCESSION NUMBER: 0001193125-03-088181 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20031125 ITEM INFORMATION: Other events FILED AS OF DATE: 20031202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RURAL METRO CORP /DE/ CENTRAL INDEX KEY: 0000906326 STANDARD INDUSTRIAL CLASSIFICATION: LOCAL & SUBURBAN TRANSIT & INTERURBAN HWY PASSENGER TRAINS [4100] IRS NUMBER: 860746929 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-22056 FILM NUMBER: 031031696 BUSINESS ADDRESS: STREET 1: 8401 EAST INDIAN SCHOOL RD CITY: SCOTTSDALE STATE: AZ ZIP: 85251 BUSINESS PHONE: 4809943886 8-K 1 d8k.htm FORM 8-K Form 8-K

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): November 25, 2003

 


 

RURAL/METRO CORPORATION

(Exact name of registrant as specified in its charter)

 

DELAWARE   0-22056   86-0746929

(State or other

jurisdiction of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

8401 East Indian School Road

Scottsdale, Arizona

  85251
(Address of Principal Executive Offices)   (Zip Code)

 

(480) 606-3886

(Registrant’s telephone number, including area code)

 



Item 5.   Other Events

 

On November 26, 2003, Rural/Metro Corporation, a Delaware corporation (the “Company”) announced that its listing exception on the Nasdaq SmallCap Market (“Nasdaq”) had been modified and its trading symbol returned to RURL with the opening of the market on Friday, November 28, 2003. The Company received written notice from the Nasdaq Listing Qualifications Panel (the “Panel”) stating that the Panel will continue the Company’s listing under the following terms: (i) the Company must timely file all periodic reports with the Securities and Exchange Commission and Nasdaq for all reporting periods ending on or before June 30, 2004; and the Company must demonstrate at least $500,000 in net income from continuing operations on a cumulative basis for each quarter and during fiscal 2004, or satisfy $2.5 million in shareholders’ equity or $35 million in market value of its listed securities.

 

A copy of the release is filed herewith as Exhibit 99.1.

 

The information in this Form 8-K, including the exhibits, shall not be deemed to be “filed” for purposes of the Securities and Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities thereof, nor shall it be deemed to be incorporated by reference in any filing under the Exchange Act or under the Securities Act of 1933, as amended, except to the extent specifically provided in any such filing.

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

       

RURAL/METRO CORPORATION

Date:   December 1, 2003               By:   /s/    John S. Banas III        
             
               

John S. Banas III

Senior Vice President


CURRENT REPORT ON FORM 8-K

 

EXHIBIT INDEX

 

Exhibit No.

  

Exhibit


99.1    Press Release of Rural/Metro Corporation dated November 26, 2003
EX-99.1 3 dex991.htm PRESS RELEASE Press Release

EXHIBIT 99.1

 

CONTACT:    Liz Merritt, Rural/Metro Corporation

(480) 606-3337

FD Morgen-Walke, Investor Relations

Jim Byers (Investors)

(415) 439-4504

Christopher Katis (Media)

(415) 439-4518

 

For immediate release

 

RURAL/METRO ANNOUNCES CONTINUED NASDAQ LISTING

Panel Grants Modification to Exception; Trading Symbol Returns to RURL

 

SCOTTSDALE, Arizona (Nov. 26, 2003)—Rural/Metro Corporation (NASDAQ: RUREC/RURL), a leading national provider of medical transportation and fire protection services, announced today that its listing exception on the NASDAQ SmallCap Market has been modified and its trading symbol will be returned to RURL with the opening of the market on Friday, November 28, 2003.

 

The company was notified Tuesday that the NASDAQ Listing Qualifications Panel will continue the company’s listing under the following terms:

 

  The company must timely file all periodic reports with the Securities and Exchange Commission and NASDAQ for all reporting periods ending on or before June 30, 2004.

 

  The company must demonstrate at least $500,000 in net income from continuing operations on a cumulative basis for each quarter and during fiscal 2004, or satisfy $2.5 million in shareholders’ equity or $35 million in market value of its listed securities.

 

Jack Brucker, President and Chief Executive Officer, said, “We are pleased by the Panel’s decision and recognition of our ongoing efforts to meet all criteria for continued listing. We are confident we can achieve even further progress as we pursue our operational and financial objectives for the coming year.”

 

The Panel noted that the company appears to satisfy all requirements for continued listing and determined to remove the fifth character “C” from the trading symbol throughout the exception period. Accordingly, effective with the open of trading on Friday, November 28, 2003, the symbol of the company’s securities will return to RURL.


Rural/Metro Corporation provides emergency and non-emergency medical transportation, fire protection, and other safety services in 24 states and more than 400 communities throughout the United States.

 

Except for historical information herein, this press release contains forward-looking statements that involve risks and uncertainties that could cause actual results to differ materially. These risks and uncertainties include, among others, the Company’s ability to successfully maintain its listing on the NASDAQ SmallCap Market, the company’s ability to collect its accounts receivable; competitors’ actions; litigation matters; and the company’s ability to sustain operating cash flow, secure new contracts, retain existing contracts, improve earnings and operating margins, and effectively manage collateral requirements and costs related to its insurance coverage. Additional factors that could affect the company are described in its Form 10-K as amended for the year ended June 30, 2003 under the caption “Risk Factors” in the Management’s Discussion and Analysis section, and other factors as described from time to time in the company’s SEC filings. The company disclaims any obligation to update its forward-looking statements.

 

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