-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NkT13oNZ6VuAB2oosAYleZfYN/e9UAlFNBZ+4ohzY5OUmQEgc+JpJfYId3S7xcGD Ep/BT1b0Zn/+IsJCa67FNA== 0000950147-02-000994.txt : 20020814 0000950147-02-000994.hdr.sgml : 20020814 20020814102007 ACCESSION NUMBER: 0000950147-02-000994 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011217 FILED AS OF DATE: 20020814 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RURAL METRO CORP /DE/ CENTRAL INDEX KEY: 0000906326 STANDARD INDUSTRIAL CLASSIFICATION: LOCAL & SUBURBAN TRANSIT & INTERURBAN HWY PASSENGER TRAINS [4100] IRS NUMBER: 860746929 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22056 FILM NUMBER: 02732100 BUSINESS ADDRESS: STREET 1: 8401 EAST INDIAN SCHOOL RD CITY: SCOTTSDALE STATE: AZ ZIP: 85251 BUSINESS PHONE: 4809943886 COMPANY DATA: COMPANY CONFORMED NAME: HARMSEN RANDALL L CENTRAL INDEX KEY: 0001162650 OFFICER FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: RURAL METRO CORP STREET 2: 8401 E INDIAN SCHOOL RD CITY: SCOTTSDALE STATE: AZ ZIP: 85251 MAIL ADDRESS: STREET 1: RURAL METRO CORP STREET 2: 8401 E INDIAN SCHOOL RD CITY: SCOTTSDALE STATE: AZ ZIP: 85251 5 1 e-8773.txt FORM 5 OF RANDALL L. HARMSEN - ------ ------------------------------------- FORM 5 OMB APPROVAL - ------ ------------------------------------- [ ] Check this box if no longer OMB Number 3235-0362 subject to Section 16. Form 4 Expires: December 31, 2001 or Form 5 obligations may continue. Estimated average burden See Instruction 1(b). hours per response.............. 1.0 [ ] Form 3 Holdings Reported ------------------------------------- [ ] Form 4 Transactions Reported UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ================================================================================ 1. Name and Address of Reporting Person* Harmsen, Randall L. - -------------------------------------------------------------------------------- (Last) (First) (Middle) c/o Rural/Metro Corporation 8401 E. Indian School Road - -------------------------------------------------------------------------------- (Street) Scottsdale, AZ 85251 - -------------------------------------------------------------------------------- (City (State) (Zip) ================================================================================ 2. Issuer Name and Ticker or Trading Symbol Rural/Metro Corporation - RURLC ================================================================================ 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) ================================================================================ 4. Statement for Month/Year June 2002 ================================================================================ 5. If Amendment, Date of Original (Month/Year) ================================================================================ 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) Vice President - Finance -------------------------------- ================================================================================ 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person ================================================================================
================================================================================================================= TABLE I--NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ================================================================================================================= 1.Title of Security 2.Trans- 3.Trans- 4.Securities Acquired (A) 5.Amount of 6.Owner- 7.Nature of (Instr. 3) action action or Disposed of (D) Securities Ben- ship Indirect Date Code (Instr. 3, 4 and 5) eficially Owned Form: Di- Beneficial (Month/ (Instr.8) ------------------------ at end of rect (D) Ownership Day/ (A) or Issuer's Fiscal or Indi- (Instr. 4) Year) Amount (D) Price Year (Instr. 3 rect (I) and 4) (Instr. 4) - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- ================================================================================================================= * If the form is filed by more than one reporting person, see Instruction 4(b)(v). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. ================================================================================================= Table II--DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (e.g., puts, calls, warrants, options, convertible securities) ================================================================================================================= 1.Title of Derivative Security 2.Conver- 3.Trans- 4.Transac- 5.Number of Deriva- (Instr. 3) sion or action tion tive Securities Exer- Date Code Acquired (A) or cise (Month/ (Instr.8) Disposed of (D) Price of Day/ (Instr. 3,4, and 5) Deriva- Year) tive Se- ------------------- curity (A) (D) - ----------------------------------------------------------------------------------------------------------------- Employee Stock Option $0.39 12/17/01 A 60,000 - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- ================================================================================================================= 6.Date Exercis- 7.Title and Amount of 8.Price 9.Number 10.Owner- 11.Nature able and Expi- Underlying Securities of of De- ship of of Indi- ration Date (Instr. 3 and 4) De- rivative Deriva- rect Ben- (Month/Day/ riva- Securi- tive Se- eficial Year) tive ties Ben- curity: Owner- - -------------------- ---------------------- Secu- eficially Direct ship Date Expira- Amount or rity Owned at (D) or (Instr.4) Exer- tion Number of (Instr. 5) End of Year Indirect cisable Date Title Shares Year(Instr.4) (I)(Instr.4) - ----------------------------------------------------------------------------------------------------------------- (1) 12/17/11 Common Stock 60,000 60,000 D - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- =================================================================================================================
Explanation of Responses: (1) The option vests in three equal installments on December 17, 2001, 2002 and 2003. /s/ Randall L. Harmsen 8/13/02 ------------------------------- ----------------- **Signature of Reporting Person Date **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). -----END PRIVACY-ENHANCED MESSAGE-----