-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GF9ulN+Pfof1uUGZjvhPsZFgntBR0kSF83v83EsrDyYgNkiVy/wHayo46FBLgHb6 mrX9RYiCx9bfXMDGUHhBVg== 0000935836-09-001421.txt : 20091125 0000935836-09-001421.hdr.sgml : 20091125 20091124193122 ACCESSION NUMBER: 0000935836-09-001421 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20091125 DATE AS OF CHANGE: 20091124 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RURAL/METRO CORP /DE/ CENTRAL INDEX KEY: 0000906326 STANDARD INDUSTRIAL CLASSIFICATION: LOCAL & SUBURBAN TRANSIT & INTERURBAN HWY PASSENGER TRAINS [4100] IRS NUMBER: 860746929 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-45613 FILM NUMBER: 091206112 BUSINESS ADDRESS: STREET 1: 9221 EAST VIA DE VENTURA CITY: SCOTTSDALE STATE: AZ ZIP: 85258 BUSINESS PHONE: 4806063886 MAIL ADDRESS: STREET 1: 9221 EAST VIA DE VENTURA CITY: SCOTTSDALE STATE: AZ ZIP: 85258 FORMER COMPANY: FORMER CONFORMED NAME: RURAL METRO CORP /DE/ DATE OF NAME CHANGE: 19930528 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Coliseum Capital Management, LLC CENTRAL INDEX KEY: 0001409751 IRS NUMBER: 223918079 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 767 THIRD AVENUE STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-488-5555 MAIL ADDRESS: STREET 1: 767 THIRD AVENUE STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 SC 13D/A 1 ruralmetro13da.htm

SEC 1746 (11-02)     Page 1 of 9

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

OMB APPROVAL

OMB Number: 3235-0145
Expires: February 28, 2009

Estimated average burden
hours per response 14.5

SCHEDULE 13D

Under the Securities Exchange Act of 1934
(Amendment No. 2)

Rural/Metro Corporation

     

(Name of Issuer)

Common Stock

     

(Title of Class of Securities)

781748108

     

(CUSIP Number)

Christopher Shackelton/Adam Gray

767 Third Avenue, 35th Floor

New York, NY 10017

_____________________________________________________________________________________

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

September 21, 2009

     

(Date of Event Which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of sections 240.13d-1(e), 240.13d-1(f) or 140.13d-1(g), check the following box. [ ]

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See section 240.13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

SEC 1746 (11-02)     Page 1 of 9


CUSIP No. 781748108
 

     

1.     Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).

Coliseum Capital Management, LLC

     

2.     Check the Appropriate Box if a Member of a Group (See Instructions)
(a)     ______
(b)     XX

     

3.     SEC Use Only      

     

4.     Source of Funds (See Instructions)      AF

     

5.     Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ____

     

6.     Citizenship or Place of Organization      Delaware

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With

7.     Sole Voting Power          0

8.     Shared Voting Power          3,142,917

9.     Sole Dispositive Power          0

10.     Shared Dispositive Power     3,142,917

11.     Aggregate Amount Beneficially Owned by Each Reporting Person     3,142,917

     

12.     Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)     ______

     

13.     Percent of Class Represented by Amount in Row (11)     12.6%

     

14.     Type of Reporting Person (See Instructions)

     

OO, IA

Page 2 of 9


CUSIP No. 781748108
 

1.     Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).

Coliseum Capital, LLC

     

2.     Check the Appropriate Box if a Member of a Group (See Instructions)
(a)     ______
(b)     XX

     

3.     SEC Use Only      

     

4.     Source of Funds (See Instructions)      AF

     

5.     Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ____

     

6.     Citizenship or Place of Organization      Delaware

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With

7.     Sole Voting Power          0

8.     Shared Voting Power          2,281,745

9.     Sole Dispositive Power          0

10.     Shared Dispositive Power     2,281,745

11.     Aggregate Amount Beneficially Owned by Each Reporting Person     2,281,745

     

12.     Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)     ______

     

13.     Percent of Class Represented by Amount in Row (11)     9.2%

     

14.     Type of Reporting Person (See Instructions)

     

OO

Page 3 of 9


CUSIP No. 781748108
 

1.     Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).

Coliseum Capital Partners, L.P.

     

2.     Check the Appropriate Box if a Member of a Group (See Instructions)
(a)     ______
(b)     XX

     

3.     SEC Use Only      

     

4.     Source of Funds (See Instructions)      WC

     

5.     Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ____

     

6.     Citizenship or Place of Organization      Delaware

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With

7.     Sole Voting Power          0

8.     Shared Voting Power          2,281,745

9.     Sole Dispositive Power          0

10.     Shared Dispositive Power     2,281,745

11.     Aggregate Amount Beneficially Owned by Each Reporting Person     2,281,745

     

12.     Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)     ______

     

13.     Percent of Class Represented by Amount in Row (11)     9.2%

     

14.     Type of Reporting Person (See Instructions)

     

PN

Page 4 of 9


CUSIP No. 781748108
 

1.     Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).

Adam Gray

     

2.     Check the Appropriate Box if a Member of a Group (See Instructions)
(a)     ______
(b)     XX

     

3.     SEC Use Only      

     

4.     Source of Funds (See Instructions)      AF

     

5.     Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ____

     

6.     Citizenship or Place of Organization      United States

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With

7.     Sole Voting Power          0

8.     Shared Voting Power          3,142,917

9.     Sole Dispositive Power          0

10.     Shared Dispositive Power     3,142,917

11.     Aggregate Amount Beneficially Owned by Each Reporting Person     3,142,917

     

12.     Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)     ______

     

13.     Percent of Class Represented by Amount in Row (11)     12.6%

     

14.     Type of Reporting Person (See Instructions)

     

IN

Page 5 of 9


CUSIP No. 781748108
 

1.     Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).

Christopher Shackelton

     

2.     Check the Appropriate Box if a Member of a Group (See Instructions)
(a)     ______
(b)     XX

     

3.     SEC Use Only      

     

4.     Source of Funds (See Instructions)      AF

     

5.     Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ____

     

6.     Citizenship or Place of Organization      United States

Number of
Shares
Beneficially
Owned by
Each Reporting
Person With

7.     Sole Voting Power          0

8.     Shared Voting Power          3,142,917

9.     Sole Dispositive Power          0

10.     Shared Dispositive Power     3,142,917

11.     Aggregate Amount Beneficially Owned by Each Reporting Person     3,142,917

     

12.     Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)     ______

     

13.     Percent of Class Represented by Amount in Row (11)     12.6%

     

14.     Type of Reporting Person (See Instructions)

     

IN

Page 6 of 9


CUSIP No. 781748108
 

Item 1.     Security and Issuer

This statement relates to shares of Common Stock (the "Stock") of Rural/Metro Corporation (the "Issuer"). The principal executive office of the Issuer is located at 9221 East Via de Ventura, Scottsdale, AZ 85258.

Item 2. Identity and Background

The persons filing this statement and the persons enumerated in Instruction C of Schedule 13D and, where applicable, their respective places of organization, general partners, directors, executive officers and controlling persons, and the information regarding them, are as follows:

(a)     Coliseum Capital Management, LLC ("CCM"), Coliseum Capital, LLC ("CC"), Coliseum Capital Partners, L.P. ("CCP"), Adam Gray ("Gray") and Christopher Shackelton ("Shackelton")
(collectively, the "Filers").

(b)     The business address of the Filers is
767 Third Avenue, 35th Floor, New York, NY 10017.

(c)     Present principal occupation or employment of the Filers and the name, principal business and address of any corporation or other organization in which such employment is conducted:

CCM is the Investment Adviser to, and CC is the General Partner of, CCP, an investment limited partnership. Gray and Shackelton are the Managers of CCM and CC.

(d)     During the last five years, none of the Filers has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).

(e)     During the last five years, none of the Filers was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

(f)     The citizenship of the Filers is listed on the cover page herein.

Page 7 of 9


CUSIP No. 781748108
 

Item 3.     Source and Amount of Funds or Other Consideration

The source and amount of funds used in purchasing the Stock were as follows:

Purchaser

Source of Funds

Amount

CCP

Working Capital

$ 9,321,988.48

CCM

Funds under Management1

$ 11,995,841.43

1 Includes funds of CCP invested in Stock.

Item 4.     Purpose of Transaction

On March 27, 2008, Christopher Shackelton was elected to the Board of Directors of the Issuer. The Filers acquired the stock for investment purposes, and such purposes were made in the Filers' ordinary course of business. In pursuing such investment purposes, the Filers may further purchase, hold, vote, trade, dispose or otherwise deal in the Stock at times, and in such manner, as they deem advisable to benefit from changes in market prices of such Stock, changes in the Issuer's operations, business strategy or prospects, or from sale or merger of the Issuer. To evaluate such alternatives, the Filers routinely will monitor the Issuer's operations, prospects, business development, management, competitive and strategic matters, capital structure, and prevailing market conditions, as well as alternative investment opportunities, liquidity requirements of the Filers and other investment considerations. Consistent with their investment research methods and evaluation criteria, the Filers may discuss such matters with management or directors of the Issuer, other shareholders, industry analysts, existing or potential strategic partners or competitors, investment and financing professionals, sources of credit and other investors. Such factors and discussions may materially affect, and result in, the Filers' modifying their ownership of the Stock, exchanging information with the Issuer pursuant to appropriate confidentiality or similar agreements, proposing changes in the Issuer's operations, governance or capitalization, or in proposing one or more of the other actions described in paragraphs (a) through (j) of item 4 of Schedule 13D. The Filers reserve the right to formulate other plans and/or make other proposals, and take such actions with respect to their investment in the Issuer, including any or all of the actions set forth in paragraphs (a) through (j) of Item 4 of Schedule 13D, or acquire additional Stock or dispose of all Stock beneficially owned by them, in public market or privately negotiated transactions. The Filers may at any time reconsider and change their plans or proposals relating to the foregoing.

Item 5.     Interest in Securities of the Issuer

The beneficial ownership of the Stock by each Filer at the date hereof is reflected on that Filer's cover page.

Except as indicated, the Filers effected the following transactions in the Stock in open market transactions on the dates indicated, and such transactions are the only transactions in the Stock by the Filers since July 23, 2009:

Name

Purchase or Sale

Date

Number of Shares

Price Per Share

CCM

P

9/17/2009

150,000

4.10

CCM

P

9/21/2009

147,000

4.10

CCM

P

9/23/2009

10,000

4.34

CCM

P

9/24/2009

90,000

4.30

CCM

P

9/25/2009

17,800

4.39

Item 6.     Contracts, Arrangement, Understandings or Relationships with Respect to Securities of the Issuer


CCM is an investment adviser whose clients, including CCP, have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Stock. CC is the general partner of CCP. Gray and Shackelton are the managers of CC and CCM.

CCM’s clients also own $5,321,000 of principal of Issuer's 12.75% notes due 2016.

Item 7.     Material to Be Filed as Exhibits

Agreement Regarding Joint Filing of Statement on Schedule 13D or 13G set forth in Exhibit A.

Indenture dated March 4, 2005 that sets forth the terms of notes referred to in the second paragraph of Item 6 above and filed by Issuer on March 10, 2005, as Exhibit 4.1 to its 8-K, is incorporated by reference herein.

SIGNATURES

After reasonable inquiry and to the best of my knowledge, I certify that the information set forth in this statement is true, complete and correct.
 
Dated:     November 24, 2009
 

COLISEUM CAPITAL MANAGEMENT, LLC


By:     Christopher Shackelton, Manager

COLISEUM CAPITAL, LLC


By:     Adam Gray, Manager

COLISEUM CAPITAL PARTNERS, L.P.

By:     Coliseum Capital, LLC, General Partner

     By:      Adam Gray, Manager

Christopher Shackelton

Adam Gray

   

Page 8 of 9


CUSIP No. 781748108
 

EXHIBIT A

AGREEMENT REGARDING JOINT FILING
OF STATEMENT ON SCHEDULE 13D OR 13G

The undersigned agree to file jointly with the Securities and Exchange Commission (the "SEC") any and all statements on Schedule 13D or Schedule 13G (and any amendments or supplements thereto) required under section 13(d) of the Securities Exchange Act of 1934, as amended, in connection with purchases by the undersigned of the common stock of Rural/Metro Corporation. For that purpose, the undersigned hereby constitute and appoint Coliseum Capital Management, LLC, a Delaware limited liability company, as their true and lawful agent and attorney-in-fact, with full power and authority for and on behalf of the undersigned to prepare or cause to be prepared, sign, file with the SEC and furnish to any other person all certificates, instruments, agreements and documents necessary to comply with section 13(d) and section 16(a) of the Securities Exchange Act of 1934, as amended, in connection with said purchases, and to do and perform every act necessary and proper to be done incident to the exercise of the foregoing power, as fully as the undersigned might or could do if personally present.

Dated:     April 1, 2008
 

COLISEUM CAPITAL MANAGEMENT, LLC


By:     Christopher Shackelton, Manager

 

COLISEUM CAPITAL, LLC


By:     Adam Gray, Manager

COLISEUM CAPITAL PARTNERS, L.P.

By:     Coliseum Capital, LLC, General Partner

By:     Adam Gray, Manager

Christopher Shackelton
 
Adam Gray

   

Q:\EDGAR EasePlus\7107 Coliseum\Rural Metro Filings\ruralmetro13da2\ruralmetro13da.rtf

Page 9 of 9

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