0001140361-15-044287.txt : 20151211
0001140361-15-044287.hdr.sgml : 20151211
20151211162712
ACCESSION NUMBER: 0001140361-15-044287
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151209
FILED AS OF DATE: 20151211
DATE AS OF CHANGE: 20151211
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KEY TECHNOLOGY INC
CENTRAL INDEX KEY: 0000906193
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550]
IRS NUMBER: 930822509
STATE OF INCORPORATION: OR
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 150 AVERY ST
CITY: WALLA WALLA
STATE: WA
ZIP: 99362
BUSINESS PHONE: 5095292161
MAIL ADDRESS:
STREET 1: 150 AVERY STREET
CITY: WALLA WALLA
STATE: WA
ZIP: 99362
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PITON CAPITAL PARTNERS LLC
CENTRAL INDEX KEY: 0001644342
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33919
FILM NUMBER: 151283574
BUSINESS ADDRESS:
STREET 1: C/O KOKINO LLC
STREET 2: 201 TRESSER BOULEVARD, 3RD FLOOR
CITY: STAMFORD
STATE: CT
ZIP: 06901
BUSINESS PHONE: (405) 936-6220
MAIL ADDRESS:
STREET 1: C/O NORTH BAY ASSOCIATES
STREET 2: 14000 QUAIL SPRINGS PARKWAY, SUITE 2200
CITY: OKLAHOMA CITY
STATE: OK
ZIP: 73134
4
1
doc1.xml
FORM 4
X0306
4
2015-12-09
0
0000906193
KEY TECHNOLOGY INC
KTEC
0001644342
PITON CAPITAL PARTNERS LLC
C/O NORTH BAY ASSOCIATES
14000 QUAIL SPRINGS PARKWAY, SUITE 2200
OKLAHOMA CITY
OK
73134
0
0
1
0
Common Stock
2015-12-09
4
P
0
5086
10.32
A
305086
D
Common Stock
2015-12-10
4
P
0
293
10.47
A
305379
D
The price reported in Column 4 is a weighted average price rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $10.3201 to $10.4. The reporting person undertakes to provide to Key Technology, Inc., any security holder of Key Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
The price reported in Column 4 is a weighted average price rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $10.4 to $10.5. The reporting person undertakes to provide to Key Technology, Inc., any security holder of Key Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.
Piton Capital Partners LLC also reports beneficial ownership pursuant to Rule 13d of the Securities Exchange Act of 1934, as amended, pursuant to a Schedule 13G filed jointly by Leslie J. Schreyer, as Trustee under Trust Agreement dated December 23, 1989 FBO the issue of Jonathan D. Sackler, M3C Holdings LLC, Robert Averick and Piton Capital Partners LLC, with the Issuer on June 21, 2012, as amended by a Schedule 13G Amendment No. 1 filed with Issuer on February 14, 2013, a Schedule 13G Amendment No. 2 filed with the Issuer on February 14, 2014, a Schedule 13G Amendment No. 3 filed with the Issuer on April 15, 2014, a Schedule 13G Amendment No. 4 filed with the Issuer on February 17, 2015 and a Schedule 13G Amendment No. 5 filed with the Issuer on July 29, 2015.
Represents shares held by Piton Capital Partners LLC. Piton Capital Partners LLC is a Delaware limited liability company and investment entity that is a family client of Kokino LLC.
/s/ Douglas Kline, Chief Operating Officer, Kokino LLC, managing member of Piton Capital Management LLC, managing member of Piton Capital Partners LLC
2015-12-11