0001062993-16-009283.txt : 20160428
0001062993-16-009283.hdr.sgml : 20160428
20160428181839
ACCESSION NUMBER: 0001062993-16-009283
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160426
FILED AS OF DATE: 20160428
DATE AS OF CHANGE: 20160428
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KEY TECHNOLOGY INC
CENTRAL INDEX KEY: 0000906193
STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550]
IRS NUMBER: 930822509
STATE OF INCORPORATION: OR
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 150 AVERY ST
CITY: WALLA WALLA
STATE: WA
ZIP: 99362
BUSINESS PHONE: 5095292161
MAIL ADDRESS:
STREET 1: 150 AVERY STREET
CITY: WALLA WALLA
STATE: WA
ZIP: 99362
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PACIFIC VIEW ASSET MANAGEMENT (UK) LLP
CENTRAL INDEX KEY: 0001601068
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33919
FILM NUMBER: 161601662
BUSINESS ADDRESS:
STREET 1: 5TH FLOOR
STREET 2: 6 ST. ANDREW STREET
CITY: LONDON
STATE: X0
ZIP: EC4A 3AE
BUSINESS PHONE: 44-0-1534-500417
MAIL ADDRESS:
STREET 1: 5TH FLOOR
STREET 2: 6 ST. ANDREW STREET
CITY: LONDON
STATE: X0
ZIP: EC4A 3AE
FORMER NAME:
FORMER CONFORMED NAME: PERLUS INVESTMENT MANAGEMENT LLP
DATE OF NAME CHANGE: 20140225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PVAM HOLDINGS LTD.
CENTRAL INDEX KEY: 0001620047
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33919
FILM NUMBER: 161601663
BUSINESS ADDRESS:
STREET 1: 5TH FLOOR
STREET 2: 6 ST. ANDREW STREET
CITY: LONDON
STATE: X0
ZIP: EC4A 3AE
BUSINESS PHONE: 415-318-5805
MAIL ADDRESS:
STREET 1: 5TH FLOOR
STREET 2: 6 ST. ANDREW STREET
CITY: LONDON
STATE: X0
ZIP: EC4A 3AE
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PVAM Perlus Microcap Fund, L.P.
CENTRAL INDEX KEY: 0001472885
STATE OF INCORPORATION: Y9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33919
FILM NUMBER: 161601664
BUSINESS ADDRESS:
STREET 1: 5TH FLOOR, 37 ESPLANADE
STREET 2: ST HELIER
CITY: JERSEY, CHANNEL ISLANDS
STATE: Y9
ZIP: JE1 2TR
BUSINESS PHONE: 00 44 1534 500400
MAIL ADDRESS:
STREET 1: 5TH FLOOR, 37 ESPLANADE
STREET 2: ST HELIER
CITY: JERSEY, CHANNEL ISLANDS
STATE: Y9
ZIP: JE1 2TR
FORMER NAME:
FORMER CONFORMED NAME: PVAM Perlus Microcap Fund L.P.
DATE OF NAME CHANGE: 20140923
FORMER NAME:
FORMER CONFORMED NAME: Perlus Microcap Fund L.P.
DATE OF NAME CHANGE: 20091027
FORMER NAME:
FORMER CONFORMED NAME: Perlus Ltd as General Partner to The Perlus Microcap Fund L.P.
DATE OF NAME CHANGE: 20090923
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2016-04-26
0000906193
KEY TECHNOLOGY INC
KTEC
0001472885
PVAM Perlus Microcap Fund, L.P.
FIFTH FLOOR, 37 ESPLANADE
ST. HELIER CHANNEL ISLANDS
Y9
JE1 2TR
JERSEY
0
0
1
0
0001620047
PVAM HOLDINGS LTD.
5TH FLOOR 6 ST. ANDREW STREET
LONDON
X0
EC4A 3AE
UNITED KINGDOM
0
0
1
0
0001601068
PACIFIC VIEW ASSET MANAGEMENT (UK) LLP
5TH FLOOR 6 ST. ANDREW STREET
LONDON
X0
EC4A 3AE
UNITED KINGDOM
0
0
1
0
Common Shares
696223
D
Common Shares
2016-04-26
4
P
0
1336
8.05
A
697559
D
PVAM Perlus Microcap Fund L.P. (formerly The Perlus Microcap Fund L.P.) is the beneficial owner of the shares of common stock of Key Technology, Inc. (the "Shares"). The Shares are held in the account of PVAM Perlus Microcap Fund L.P., the investments of which are managed by Pacific View Asset Management (UK) LLP (formerly Perlus Investment Management LLP) of which PVAM Holdings Ltd. ("PVAM") is the managing member. Pacific View Asset Management (UK) LLP ("PVAM LLP") exercises voting power and shares dispositive control over the Shares and PVAM shares indirect voting and dispositive power over the Shares. Each of PVAM and PVAM LLP disclaims beneficial ownership of the Shares, except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that either PVAM or PVAM LLP is a beneficial owner of the Shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or any other purpose.
/s/ Brian Endres
2016-04-28