-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VLP97nchXZSsLjCjdij6+iXNi0HVN+rd19aAdu88xra/mhlr/aMLwdfUDPs9QOg0 aF9tXV2qOnIVv7QOIQ8LUw== 0001219721-07-000003.txt : 20070208 0001219721-07-000003.hdr.sgml : 20070208 20070208195646 ACCESSION NUMBER: 0001219721-07-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070206 FILED AS OF DATE: 20070208 DATE AS OF CHANGE: 20070208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EQUITY RESIDENTIAL CENTRAL INDEX KEY: 0000906107 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 363877868 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EQUITY RESIDENTIAL STREET 2: 2 N RIVERSIDE PLAZA, STE 400 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129281178 MAIL ADDRESS: STREET 1: TWO N RIVERSIDE PLAZA STREET 2: SUITE 450 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: EQUITY RESIDENTIAL PROPERTIES TRUST DATE OF NAME CHANGE: 19930524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPECTOR GERALD A CENTRAL INDEX KEY: 0001219721 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12252 FILM NUMBER: 07594948 BUSINESS ADDRESS: STREET 1: C/O EQUITY RESIDENTIAL STREET 2: 2 N RIVERSIDE PLAZA STE 400 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129281259 4 1 doc.xml PRIMARY DOCUMENT X0202 4 2007-02-06 0000906107 EQUITY RESIDENTIAL EQR 0001219721 SPECTOR GERALD A TWO NORTH RIVERSIDE PLAZA, SUITE 400 CHICAGO IL 60606 1 1 0 0 Chief Operating Ofcr/EVP Common Shares of Beneficial Interest 2007-02-06 4 A 0 16109 50.82 A 237958.196 D Common Shares of Beneficial Interest 6946 I Children Common Shares of Beneficial Interest 402754 I SERP Account Common Shares of Beneficial Interest 25015 I Spector Family Dynasty Trust Common Shares of Beneficial Interest 108349 I Spouse Non-Qualified Stock Option (right to buy) 23.55 2004-02-07 2013-02-07 Common Shares of Beneficial Interest 51316 51316 D Non-Qualified Stock Option (right to buy) 25.844 2002-01-18 2011-01-18 Common Shares of Beneficial Interest 54742 54742 D Non-Qualified Stock Option (right to buy) 27.2 2003-01-16 2012-01-16 Common Shares of Beneficial Interest 165444 165444 D Non-Qualified Stock Option (right to buy) 27.6 2002-07-11 2011-07-11 Common Shares of Beneficial Interest 200000 200000 D Non-Qualified Stock Option (right to buy) 29.25 2004-01-27 2014-01-27 Common Shares of Beneficial Interest 203906 203906 D Non-Qualified Stock Option (right to buy) 31.76 2005-02-03 2015-02-03 Common Shares of Beneficial Interest 188447 188447 D Non-Qualified Stock Option (right to buy) 42.8 2007-02-03 2017-02-03 Common Shares of Beneficial Interest 117896 117896 D Share options reported on this line are currently exercisable. Shares reported on this line are owned directly or are subject to vesting. Share options reported on this line become exercisable in three equal installments on February 3, 2007, February 3, 2008 and February 3, 2009. Reflects shares issued effective as of January 3, 2007, under the Company's 2004 Performance Share Plan, the value of which was calculated on February 6, 2007 pursuant to the terms of the plan. 8,055 shares of this grant vested immediately and 8,054 shares of this grant vest in two equal installments on January 2, 2008 and January 2, 2009. 55,148 share options reported herein are currently exercisable; 55,148 share options will become exercisable on January 16, 2004; 55,148 share options will become exercisable on January 16, 2005. 103,161 share options reported on this line are currently exercisable; and 51,581 share options will become exercisable on January 18, 2004. Shares reported on this line are beneficially owned by Mr. Spector as custodian for his minor children. Mr. Spector disclaims beneficial ownership of said shares. Shares reported on this line are beneficially owned by Mr. Spector's spouse. Mr. Spector disclaims beneficial ownership of said shares. One-third of the share options reported on this line are exercisable; one-third will become exercisable on July 11, 2003; and one-third will become exercisable on July 11, 2004. Shares reported herein are owned by the AST Trust Company, as Trustee of the Equity Residential Supplemental Retirement Plan for the benefit of the reporting person and were acquired through Equity Residential's Employee Share Purchase Plan. Share options reported on this line will become exercisable in three equal installments on January 27, 2005; January 27, 2006 and January 27, 2007. Shares reported on this line are held in the Spector Family Dynasty Trust (the "SFDT"). Mr. Spector is the sole trustee of the SFDT and as such, may be demed the beneficial owner of the shares reported herein. The share option grant reported on this line is held in the Spector Family Dynasty Trust (the "SFDT"). Mr. Spector is the sole trustee of the SFDT and as such, may be deemed the beneficial owner of the shares reported herein. Share options reported on this line are exercisable in three equal installments on February 3, 2006; February 3, 2007 and February 3, 2008. By: Barbara Shuman, Attorney-in-fact 2007-02-08 -----END PRIVACY-ENHANCED MESSAGE-----