0001127602-21-005436.txt : 20210212
0001127602-21-005436.hdr.sgml : 20210212
20210212163001
ACCESSION NUMBER: 0001127602-21-005436
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210212
DATE AS OF CHANGE: 20210212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NEITHERCUT DAVID J
CENTRAL INDEX KEY: 0001219726
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12252
FILM NUMBER: 21628092
MAIL ADDRESS:
STREET 1: C/O EQUITY RESIDENTIAL
STREET 2: TWO NORTH RIVERSIDE PLAZA, SUITE 400
CITY: CHICAGO
STATE: IL
ZIP: 60606
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EQUITY RESIDENTIAL
CENTRAL INDEX KEY: 0000906107
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 363877868
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: EQUITY RESIDENTIAL
STREET 2: TWO NORTH RIVERSIDE PLAZA, SUITE 400
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3129281178
MAIL ADDRESS:
STREET 1: TWO NORTH RIVERSIDE PLAZA
STREET 2: SUITE 400
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: EQUITY RESIDENTIAL PROPERTIES TRUST
DATE OF NAME CHANGE: 19930524
5
1
form5.xml
PRIMARY DOCUMENT
X0306
5
2020-12-31
0
0
0000906107
EQUITY RESIDENTIAL
EQR
0001219726
NEITHERCUT DAVID J
TWO NORTH RIVERSIDE PLAZA, SUITE 400
CHICAGO
IL
60606
1
Common Shares Of Beneficial Interest
2020-03-31
5
G
0
598
0
D
2874
I
Family Limited Partnership
Common Shares Of Beneficial Interest
3392
D
Common Shares Of Beneficial Interest
56464
I
Trust I
Operating Partnership Units
0
2020-01-27
5
G
0
1150
0
D
Common Shares Of Beneficial Interest
1150
10208
I
Grantor Trusts B
Operating Partnership Units
0
2020-01-27
5
G
0
1150
0
A
Common Shares Of Beneficial Interest
1150
365090
D
Operating Partnership Units
0
2020-01-27
5
G
0
1150
0
D
Common Shares Of Beneficial Interest
1150
10208
I
Grantor Trusts E
Operating Partnership Units
0
2020-01-27
5
G
0
1150
0
A
Common Shares Of Beneficial Interest
1150
365090
D
Non-qualified Stock Option (Right to Buy)
45.28
2020-03-31
5
G
0
106380
0
D
2016-02-01
2021-09-23
Common Shares Of Beneficial Interest
106380
510633
I
Family Limited Partnership
Non-qualified Stock Option (Right to Buy)
51.34
2020-03-31
5
G
0
57525
0
D
2022-02-03
Common Shares Of Beneficial Interest
57525
276125
I
Family Limited Partnership
Operating Partnership Units
0
2020-05-19
5
G
0
100000
0
D
Common Shares Of Beneficial Interest
100000
100000
I
LLC
Non-qualified Stock Option (Right to Buy)
46.72
2020-11-30
5
G
0
169473
0
D
2023-02-07
Common Shares Of Beneficial Interest
169473
0
D
Non-qualified Stock Option (Right to Buy)
46.72
2020-11-30
5
G
0
169473
0
A
2023-02-07
Common Shares Of Beneficial Interest
169473
169473
I
NSP LLC
Non-qualified Stock Option (Right to Buy)
48.13
2020-11-30
5
G
0
136564
0
A
2024-02-06
Common Shares Of Beneficial Interest
136564
136564
I
NSP LLC
Non-qualified Stock Option (Right to Buy)
48.13
2020-11-30
5
G
0
136564
0
D
2024-02-06
Common Shares Of Beneficial Interest
136564
0
D
Non-qualified Stock Option (Right to Buy)
60.76
2020-11-30
5
G
0
237593
0
D
2017-02-02
2027-02-02
Common Shares Of Beneficial Interest
237593
0
D
Non-qualified Stock Option (Right to Buy)
60.76
2020-11-30
5
G
0
237593
0
A
2017-02-02
2027-02-02
Common Shares Of Beneficial Interest
237593
237593
I
NSP LLC
Non-qualified Stock Option (Right to Buy)
60.76
2020-11-30
5
G
0
237593
0
D
2027-02-02
Common Shares Of Beneficial Interest
237593
0
D
Non-qualified Stock Option (Right to Buy)
60.76
2020-11-30
5
G
0
237593
0
A
2027-02-02
Common Shares Of Beneficial Interest
237593
237593
I
NSP LLC
Non-qualified Stock Option (Right to Buy)
60.33
2020-11-30
5
G
0
433317
0
A
2018-12-31
2028-02-01
Common Shares Of Beneficial Interest
433317
433317
I
NSP LLC
Non-qualified Stock Option (Right to Buy)
60.33
2020-11-30
5
G
0
433317
0
D
2018-12-31
2028-02-01
Common Shares Of Beneficial Interest
433317
0
D
Non-qualified Stock Option (Right to Buy)
60.33
2020-11-30
5
G
0
433317
0
D
2018-02-01
2028-02-01
Common Shares Of Beneficial Interest
433317
0
D
Non-qualified Stock Option (Right to Buy)
60.33
2020-11-30
5
G
0
433317
0
A
2018-02-01
2028-02-01
Common Shares Of Beneficial Interest
433317
433317
I
NSP LLC
Non-qualified Stock Option (Right to Buy)
58.40
2020-11-30
5
G
0
29250
0
A
2021-06-25
2030-06-25
Common Shares Of Beneficial Interest
29250
29250
I
NSP LLC
Non-qualified Stock Option (Right to Buy)
58.40
2020-11-30
5
G
0
29250
0
D
2021-06-25
2030-06-25
Common Shares Of Beneficial Interest
29250
0
D
Operating Partnership Units
0
2020-11-30
5
G
0
250000
0
A
Common Shares Of Beneficial Interest
250000
250000
I
NSP LLC
Operating Partnership Units
0
2020-11-30
5
G
0
250000
0
D
Common Shares Of Beneficial Interest
250000
365090
D
The reporting person transferred, by gift, 20.833% of his limited partnership interests in the family limited partnership to a family trust.
Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.
Represents shares beneficially owned by a trust for the benefit of the reporting person's wife. The reporting person is the sole trustee of this trust and, as such, may be deemed the beneficial owner of these shares.
This transaction involved a gift of OP Units by a grantor retained annuity trust to the reporting person.
The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.
Represents OP Units beneficially owned by grantor retained annuity trusts for the benefit of the reporting person's son. The inclusion of these OP Units in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Represents OP Units beneficially owned by grantor retained annuity trusts for the benefit of the reporting person's daughter. The inclusion of these OP Units in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Represents share options beneficially owned by a family limited partnership, of which the reporting person is the general partner.
Represents options which vested in three equal installments on February 3, 2013, February 3, 2014 and February 3, 2015.
The reporting person transferred, by gift, (a) 50% of his limited liability company (LLC) interests to a grantor retained annuity trust for the benefit of his children and (b) 50% of his LLC interests to a trust for the benefit of the reporting person's wife. The reporting person is the manager of the LLC.
Represents OP Units beneficially owned by a limited liability company, of which the reporting person is the manager.
This transaction involved a gift of securities by the reporting person to a limited liability company of which the reporting person is sole member.
Represents options which vested in approximately three equal installments on February 7, 2014, February 7, 2015 and February 7, 2016.
Represents share options beneficially owned by a limited liability company, of which the reporting person is the sole member.
Represents share options which vested in three equal installments on February 6, 2015, February 6, 2016 and February 6, 2017.
One-third vested on February 1, 2018 and the remainder vested upon the reporting person's retirement on December 31, 2018.
Represents OP Units beneficially owned by a limited liability company, of which the reporting person is the sole member.
/s/ Samantha Thompson, Attorney-in-fact
2021-02-12