0001127602-21-005436.txt : 20210212 0001127602-21-005436.hdr.sgml : 20210212 20210212163001 ACCESSION NUMBER: 0001127602-21-005436 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210212 DATE AS OF CHANGE: 20210212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEITHERCUT DAVID J CENTRAL INDEX KEY: 0001219726 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12252 FILM NUMBER: 21628092 MAIL ADDRESS: STREET 1: C/O EQUITY RESIDENTIAL STREET 2: TWO NORTH RIVERSIDE PLAZA, SUITE 400 CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EQUITY RESIDENTIAL CENTRAL INDEX KEY: 0000906107 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 363877868 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EQUITY RESIDENTIAL STREET 2: TWO NORTH RIVERSIDE PLAZA, SUITE 400 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129281178 MAIL ADDRESS: STREET 1: TWO NORTH RIVERSIDE PLAZA STREET 2: SUITE 400 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: EQUITY RESIDENTIAL PROPERTIES TRUST DATE OF NAME CHANGE: 19930524 5 1 form5.xml PRIMARY DOCUMENT X0306 5 2020-12-31 0 0 0000906107 EQUITY RESIDENTIAL EQR 0001219726 NEITHERCUT DAVID J TWO NORTH RIVERSIDE PLAZA, SUITE 400 CHICAGO IL 60606 1 Common Shares Of Beneficial Interest 2020-03-31 5 G 0 598 0 D 2874 I Family Limited Partnership Common Shares Of Beneficial Interest 3392 D Common Shares Of Beneficial Interest 56464 I Trust I Operating Partnership Units 0 2020-01-27 5 G 0 1150 0 D Common Shares Of Beneficial Interest 1150 10208 I Grantor Trusts B Operating Partnership Units 0 2020-01-27 5 G 0 1150 0 A Common Shares Of Beneficial Interest 1150 365090 D Operating Partnership Units 0 2020-01-27 5 G 0 1150 0 D Common Shares Of Beneficial Interest 1150 10208 I Grantor Trusts E Operating Partnership Units 0 2020-01-27 5 G 0 1150 0 A Common Shares Of Beneficial Interest 1150 365090 D Non-qualified Stock Option (Right to Buy) 45.28 2020-03-31 5 G 0 106380 0 D 2016-02-01 2021-09-23 Common Shares Of Beneficial Interest 106380 510633 I Family Limited Partnership Non-qualified Stock Option (Right to Buy) 51.34 2020-03-31 5 G 0 57525 0 D 2022-02-03 Common Shares Of Beneficial Interest 57525 276125 I Family Limited Partnership Operating Partnership Units 0 2020-05-19 5 G 0 100000 0 D Common Shares Of Beneficial Interest 100000 100000 I LLC Non-qualified Stock Option (Right to Buy) 46.72 2020-11-30 5 G 0 169473 0 D 2023-02-07 Common Shares Of Beneficial Interest 169473 0 D Non-qualified Stock Option (Right to Buy) 46.72 2020-11-30 5 G 0 169473 0 A 2023-02-07 Common Shares Of Beneficial Interest 169473 169473 I NSP LLC Non-qualified Stock Option (Right to Buy) 48.13 2020-11-30 5 G 0 136564 0 A 2024-02-06 Common Shares Of Beneficial Interest 136564 136564 I NSP LLC Non-qualified Stock Option (Right to Buy) 48.13 2020-11-30 5 G 0 136564 0 D 2024-02-06 Common Shares Of Beneficial Interest 136564 0 D Non-qualified Stock Option (Right to Buy) 60.76 2020-11-30 5 G 0 237593 0 D 2017-02-02 2027-02-02 Common Shares Of Beneficial Interest 237593 0 D Non-qualified Stock Option (Right to Buy) 60.76 2020-11-30 5 G 0 237593 0 A 2017-02-02 2027-02-02 Common Shares Of Beneficial Interest 237593 237593 I NSP LLC Non-qualified Stock Option (Right to Buy) 60.76 2020-11-30 5 G 0 237593 0 D 2027-02-02 Common Shares Of Beneficial Interest 237593 0 D Non-qualified Stock Option (Right to Buy) 60.76 2020-11-30 5 G 0 237593 0 A 2027-02-02 Common Shares Of Beneficial Interest 237593 237593 I NSP LLC Non-qualified Stock Option (Right to Buy) 60.33 2020-11-30 5 G 0 433317 0 A 2018-12-31 2028-02-01 Common Shares Of Beneficial Interest 433317 433317 I NSP LLC Non-qualified Stock Option (Right to Buy) 60.33 2020-11-30 5 G 0 433317 0 D 2018-12-31 2028-02-01 Common Shares Of Beneficial Interest 433317 0 D Non-qualified Stock Option (Right to Buy) 60.33 2020-11-30 5 G 0 433317 0 D 2018-02-01 2028-02-01 Common Shares Of Beneficial Interest 433317 0 D Non-qualified Stock Option (Right to Buy) 60.33 2020-11-30 5 G 0 433317 0 A 2018-02-01 2028-02-01 Common Shares Of Beneficial Interest 433317 433317 I NSP LLC Non-qualified Stock Option (Right to Buy) 58.40 2020-11-30 5 G 0 29250 0 A 2021-06-25 2030-06-25 Common Shares Of Beneficial Interest 29250 29250 I NSP LLC Non-qualified Stock Option (Right to Buy) 58.40 2020-11-30 5 G 0 29250 0 D 2021-06-25 2030-06-25 Common Shares Of Beneficial Interest 29250 0 D Operating Partnership Units 0 2020-11-30 5 G 0 250000 0 A Common Shares Of Beneficial Interest 250000 250000 I NSP LLC Operating Partnership Units 0 2020-11-30 5 G 0 250000 0 D Common Shares Of Beneficial Interest 250000 365090 D The reporting person transferred, by gift, 20.833% of his limited partnership interests in the family limited partnership to a family trust. Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner. Represents shares beneficially owned by a trust for the benefit of the reporting person's wife. The reporting person is the sole trustee of this trust and, as such, may be deemed the beneficial owner of these shares. This transaction involved a gift of OP Units by a grantor retained annuity trust to the reporting person. The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares. Represents OP Units beneficially owned by grantor retained annuity trusts for the benefit of the reporting person's son. The inclusion of these OP Units in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Represents OP Units beneficially owned by grantor retained annuity trusts for the benefit of the reporting person's daughter. The inclusion of these OP Units in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. Represents share options beneficially owned by a family limited partnership, of which the reporting person is the general partner. Represents options which vested in three equal installments on February 3, 2013, February 3, 2014 and February 3, 2015. The reporting person transferred, by gift, (a) 50% of his limited liability company (LLC) interests to a grantor retained annuity trust for the benefit of his children and (b) 50% of his LLC interests to a trust for the benefit of the reporting person's wife. The reporting person is the manager of the LLC. Represents OP Units beneficially owned by a limited liability company, of which the reporting person is the manager. This transaction involved a gift of securities by the reporting person to a limited liability company of which the reporting person is sole member. Represents options which vested in approximately three equal installments on February 7, 2014, February 7, 2015 and February 7, 2016. Represents share options beneficially owned by a limited liability company, of which the reporting person is the sole member. Represents share options which vested in three equal installments on February 6, 2015, February 6, 2016 and February 6, 2017. One-third vested on February 1, 2018 and the remainder vested upon the reporting person's retirement on December 31, 2018. Represents OP Units beneficially owned by a limited liability company, of which the reporting person is the sole member. /s/ Samantha Thompson, Attorney-in-fact 2021-02-12