0001127602-18-001105.txt : 20180104
0001127602-18-001105.hdr.sgml : 20180104
20180104162102
ACCESSION NUMBER: 0001127602-18-001105
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180101
FILED AS OF DATE: 20180104
DATE AS OF CHANGE: 20180104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fenster Scott
CENTRAL INDEX KEY: 0001722913
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12252
FILM NUMBER: 18510379
MAIL ADDRESS:
STREET 1: TWO NORTH RIVERSIDE PLAZA
STREET 2: SUITE 400
CITY: CHICAGO
STATE: IL
ZIP: 60606
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EQUITY RESIDENTIAL
CENTRAL INDEX KEY: 0000906107
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 363877868
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: EQUITY RESIDENTIAL
STREET 2: TWO NORTH RIVERSIDE PLAZA, SUITE 400
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3129281178
MAIL ADDRESS:
STREET 1: TWO NORTH RIVERSIDE PLAZA
STREET 2: SUITE 400
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: EQUITY RESIDENTIAL PROPERTIES TRUST
DATE OF NAME CHANGE: 19930524
3
1
form3.xml
PRIMARY DOCUMENT
X0206
3
2018-01-01
0
0000906107
EQUITY RESIDENTIAL
EQR
0001722913
Fenster Scott
TWO NORTH RIVERSIDE PLAZA, SUITE 400
CHICAGO
IL
60606
1
EVP & General Counsel
Common Shares Of Beneficial Interest
9528
D
Common Shares Of Beneficial Interest
261
I
401(k) Plan
Non-qualified Stock Option (Right to Buy)
28.10
2020-02-05
Common Shares Of Beneficial Interest
500
D
Non-qualified Stock Option (Right to Buy)
45.78
2021-02-07
Common Shares Of Beneficial Interest
2477
D
Non-qualified Stock Option (Right to Buy)
51.34
2022-02-03
Common Shares Of Beneficial Interest
4118
D
Non-qualified Stock Option (Right to Buy)
46.72
2023-02-07
Common Shares Of Beneficial Interest
3763
D
Non-qualified Stock Option (Right to Buy)
48.13
2024-02-06
Common Shares Of Beneficial Interest
3512
D
Non-qualified Stock Option (Right to Buy)
68.40
2025-02-05
Common Shares Of Beneficial Interest
2986
D
Non-qualified Stock Option (Right to Buy)
60.76
2027-02-02
Common Shares Of Beneficial Interest
15957
D
Restricted Units
2025-02-05
Common Shares Of Beneficial Interest
1819
D
Restricted Units
2026-02-04
Common Shares Of Beneficial Interest
668
D
Operating Partnership Units
0
Common Shares Of Beneficial Interest
9238
D
Direct total includes restricted shares of Equity Residential (the "Company") scheduled to vest in the future.
Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended.
Represents share options which vested on February 5, 2013.
Represents share options which vested in approximately three equal installments on February 7, 2012, February 7, 2013 and February 7, 2014.
Represents share options which vested in approximately three equal installments on February 3, 2013, February 3, 2014 and February 3, 2015.
Represents share options which vested in approximately three equal installments on February 7, 2014, February 7, 2015 and February 7, 2016.
Represents share options which vested in approximately three equal installments on February 6, 2015, February 6, 2016 and February 6, 2017.
Represents share options scheduled to vest in approximately three equal installments on February 5, 2016, February 5, 2017 and February 5, 2018.
Represents share options scheduled to vest in three equal installments on February 2, 2018, February 2, 2019 and February 2, 2020.
The Restricted Units vested on February 5, 2015, the date of the grant, and remained subject to a two year hold until February 5, 2017.
On February 5, 2015, the reporting person elected to receive a grant of restricted limited partnership interests ("Restricted Units") in ERP Operating Limited Partnership (the "Operating Partnership), the operating partnership of the Company, known as the "Series 2015B" Restricted Units, in connection with all or a portion of their performance bonus. Restricted Units are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the Operating Partnership ("OP Units") when the capital account related to the Restricted Units reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Subject to any vesting requirements of the grant and certain other restrictions, OP Units are exchangeable by the holder for common shares of the Company on a one-for-one basis or the cash value of such shares, at the Company's option. The Restricted Units reflected in this report also include any OP Units into which such Restricted Units automatically convert.
The Restricted Units are scheduled to vest on February 4, 2019.
On February 4, 2016, the reporting person received a grant of Restricted Units in the Operating Partnership, known as the "Series 2016B" Restricted Units, in lieu of restricted shares of the Company as part of the Company's annual grant of long-term compensation. Restricted Units are a class of partnership interest that automatically convert into an equal number of OP Units when the capital account related to the Restricted Units reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Subject to any vesting requirements of the grant and certain other restrictions, OP Units are exchangeable by the holder for common shares of the Company on a one-for-one basis or the cash value of such shares, at the Company's option. The Restricted Units reflected in this report also include any OP Units into which such Restricted Units automatically convert.
The OP Units reflected in this report are Restricted Units which have automatically converted to OP Units per their terms. 7,653 OP Units are fully vested, transferable and can be exchanged by the holder for common shares of the Company on a one-for-one basis or, at the Company's option, for the cash value of such shares. The remaining 1,585 OP Units remain subject to a two year hold until February 2, 2019 and are scheduled to vest on February 2, 2020.
The OP Units do not have an expiration date.
s/ By: Jane Matz, Attorney-in-fact
2018-01-04
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC):
KNOW ALL BY THESE PRESENTS, that the undersigned hereby
constitutesand appoints each of Jane D. Matz, Christopher A. Maher,
and Samantha McHugh, signing singly, the
undersigned?s true and lawful attorney-in-fact to:
(1) execute for and on behalf of the undersigned, in the
undersigned?s capacity as an officer and/or trustee of Equity
Residential (the ?Company?), Forms 3, 4 and 5
(and any successor forms)in accordance with Section 16(a) of
the Securities Exchange Act of 1934 and the rules thereunder;
(2) do and perform any and all acts for and on behalf of the
undersigned which may be necessary or desirable to complete
and execute any such Form 3, 4 or 5 (and any successor forms),
complete and execute any amendment or amendments thereto, and
timely file such form with the United States Securities
and Exchange Commission and any stock exchange or similar
authority; and;
(3) take any other action of any type whatsoever in connection
with the foregoing which, in the opinion of such attorney-in-fact,
may be of benefit to, in the best interest of, or legally
required by, the undersigned, it being understood that the
documents executed by such attorney-in-fact on behalf of
the undersigned pursuant to this Power of Attorney shall be
in such form and shall contain such terms and conditions as such
attorney-in-fact may approve in such attorney-in-fact?s direction.
The undersigned hereby grants to each such attorney-in-fact full
power and authority to do and perform any and every act and thing
whatsoever requisite, necessary, or proper to be done in the
exercise of any of the rights and powers herein granted, as fully
to all intents and purposes as the undersigned might or could do
if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or
such attorney-in-fact?s substitute or substitutes, shall lawfully do
or cause to be done by virtue of this power of attorney and the rights
and powers herein granted. The undersigned acknowledges that the
foregoing attorneys-in-fact, in serving in such capacity
at the request of the undersigned, are not assuming, nor is the
Company assuming, any of the undersigned?s responsibilities to comply
with Section 16 of the Securities Exchange Act of 1934.
This Power of Attorney shall remain in full force and effect until
the undersigned is no longer required to file Forms 3, 4 and 5 with
respect to the undersigned?s holdings of and transactions in securities
issued by the Company, unless earlier revoked by the undersigned in a
signed writing delivered to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney
to be executed as of this 1st day of January, 2018.
/s/ Scott J. Fenster