0001127602-17-030819.txt : 20171101
0001127602-17-030819.hdr.sgml : 20171101
20171101171149
ACCESSION NUMBER: 0001127602-17-030819
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171030
FILED AS OF DATE: 20171101
DATE AS OF CHANGE: 20171101
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ZELL SAMUEL
CENTRAL INDEX KEY: 0001024193
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12252
FILM NUMBER: 171169851
MAIL ADDRESS:
STREET 1: TWO N RIVERSIDE PLAZA
STREET 2: SUITE 600
CITY: CHICAGO
STATE: IL
ZIP: 60606
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EQUITY RESIDENTIAL
CENTRAL INDEX KEY: 0000906107
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 363877868
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: EQUITY RESIDENTIAL
STREET 2: TWO NORTH RIVERSIDE PLAZA, SUITE 400
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3129281178
MAIL ADDRESS:
STREET 1: TWO NORTH RIVERSIDE PLAZA
STREET 2: SUITE 400
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: EQUITY RESIDENTIAL PROPERTIES TRUST
DATE OF NAME CHANGE: 19930524
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-10-30
0000906107
EQUITY RESIDENTIAL
EQR
0001024193
ZELL SAMUEL
TWO NORTH RIVERSIDE PLAZA, SUITE 600
CHICAGO
IL
60606
1
1
Chairman of the Board
Common Shares Of Beneficial Interest
2017-10-30
4
M
0
51614
32.87
A
93996
D
Common Shares Of Beneficial Interest
2017-10-30
4
S
0
51614
67.301
D
42382
D
Common Shares Of Beneficial Interest
2017-10-30
4
M
0
40037
32.87
A
82419
D
Common Shares Of Beneficial Interest
2017-10-30
4
S
0
40037
67.01
D
42382
D
Common Shares Of Beneficial Interest
2017-10-30
4
M
0
95331
32.87
A
137713
D
Common Shares Of Beneficial Interest
600
I
By Spouse, Trustee for Helen Zell Revocable Trust
Common Shares Of Beneficial Interest
1206968
I
Samstock, L.L.C.
Common Shares Of Beneficial Interest
2267873
I
Samuel Zell Revocable Trust
Common Shares Of Beneficial Interest
689643
I
SERP Account
Common Shares Of Beneficial Interest
1246
I
SZ JoAnn Trust
Common Shares Of Beneficial Interest
1246
I
SZ Kellie Trust
Common Shares Of Beneficial Interest
1246
I
SZ Matthew Trust
Common Shares Of Beneficial Interest
154480
I
Zell Family Foundation
Non-qualified Stock Option (Right to Buy)
32.87
2017-10-30
4
M
0
51614
0
D
2018-02-07
Common Shares Of Beneficial Interest
51614
135368
D
Non-qualified Stock Option (Right to Buy)
32.87
2017-10-30
4
M
0
40037
0
D
2018-02-07
Common Shares Of Beneficial Interest
40037
95331
D
Non-qualified Stock Option (Right to Buy)
32.87
2017-10-30
4
M
0
95331
0
D
2018-02-07
Common Shares Of Beneficial Interest
95331
0
D
Direct total includes restricted shares of the Company scheduled to vest in the future. Excludes 2,229,427 shares previously owned directly by the reporting person which were transferred to the Samuel Zell Revocable Trust, of which Mr. Zell is the sole trustee and beneficiary.
The price represents the weighted average price of the shares sold. The shares were sold within a range of $67.20 to $67.42. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
The price represents the weighted average price of the shares sold. The shares were sold within a range of $67.00 to $67.06. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
Shares reported herein are beneficially owned by the Helen Zell Revocable Trust ("HZRT"). Mr. Zell's spouse, Helen Zell, is the trustee of HZRT. Mr. Zell disclaims beneficial ownership of the shares reported as beneficially owned by him except to the extent of any pecuniary interest therein.
Shares reported herein are beneficially owned by Samstock, L.L.C. ("Samstock"). The sole member of Samstock is SZ Investments, L.L.C. ("SZ"). The managing member of SZ is Chai Trust Company, LLC ("Chai Trust"). Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
Shares reported herein are owned by the Samuel Zell Revocable Trust. Mr. Zell is the sole trustee and beneficiary of the Samuel Zell Revocable Trust, and, as such, he is the beneficial owner of the shares reported herein. Includes 2,229,427 shares previously held directly by the reporting person.
Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person.
Shares reported herein are beneficially owned by the SZ JoAnn Trust ("SZJT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
Shares reported herein are beneficially owned by the SZ Kellie Trust ("SZKT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
Shares reported herein are beneficially owned by the SZ Matthew Trust ("SZMT"), of which Chai Trust Company, LLC ("Chai Trust") is the trustee. Mr. Zell is not an officer or director of Chai Trust and does not have voting or dispositive power over such shares. Mr. Zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
Shares reported herein are beneficially owned by the Zell Family Foundation ("Foundation"). Mr. Zell is a director of the Foundation; however, Mr. Zell does not have voting or dispositive power over such shares, or any pecuniary interest therein, and therefore disclaims beneficial ownership of such shares.
Represents share options which vested in approximately three equal installments on February 7, 2009, February 7, 2010 and February 7, 2011.
s/ By: Jane Matz, Attorney-in-fact
2017-11-01