0001127602-17-004084.txt : 20170206
0001127602-17-004084.hdr.sgml : 20170206
20170206165003
ACCESSION NUMBER: 0001127602-17-004084
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170206
DATE AS OF CHANGE: 20170206
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EQUITY RESIDENTIAL
CENTRAL INDEX KEY: 0000906107
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 363877868
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: EQUITY RESIDENTIAL
STREET 2: TWO NORTH RIVERSIDE PLAZA, SUITE 400
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3129281178
MAIL ADDRESS:
STREET 1: TWO NORTH RIVERSIDE PLAZA
STREET 2: SUITE 400
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: EQUITY RESIDENTIAL PROPERTIES TRUST
DATE OF NAME CHANGE: 19930524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NEITHERCUT DAVID J
CENTRAL INDEX KEY: 0001219726
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12252
FILM NUMBER: 17576143
MAIL ADDRESS:
STREET 1: C/O EQUITY RESIDENTIAL
STREET 2: TWO NORTH RIVERSIDE PLAZA, SUITE 400
CITY: CHICAGO
STATE: IL
ZIP: 60606
5
1
form5.xml
PRIMARY DOCUMENT
X0306
5
2016-12-31
0
0
0000906107
EQUITY RESIDENTIAL
EQR
0001219726
NEITHERCUT DAVID J
TWO NORTH RIVERSIDE PLAZA, SUITE 400
CHICAGO
IL
60606
1
1
President & CEO
Common Shares Of Beneficial Interest
2016-09-27
5
G
0
22205
0
A
105102
I
Trust I
Common Shares Of Beneficial Interest
2016-09-27
5
G
0
22205
0
D
0
I
Grantor Trusts B
Common Shares Of Beneficial Interest
2016-09-27
5
G
0
22205
0
D
0
I
Grantor Trusts E
Common Shares Of Beneficial Interest
2016-09-27
5
G
0
22205
0
A
105102
I
Trust I
Common Shares Of Beneficial Interest
2016-09-27
5
G
0
9943
0
A
0
I
Trust II
Common Shares Of Beneficial Interest
2016-09-27
5
G
0
9943
0
D
0
I
Grantor Trusts B
Common Shares Of Beneficial Interest
2016-09-27
5
G
0
9943
0
A
0
I
Trust II
Common Shares Of Beneficial Interest
2016-09-27
5
G
0
9943
0
D
0
I
Grantor Trusts E
Common Shares Of Beneficial Interest
3132
I
401(k) Plan
Common Shares Of Beneficial Interest
2874
I
Family Limited Partnership
Common Shares Of Beneficial Interest
40000
I
Trust III
Operating Partnership Units
0
2016-04-15
5
G
0
100000
0
D
Common Shares Of Beneficial Interest
100000
256199
D
Operating Partnership Units
0
2016-04-15
5
G
0
100000
0
A
Common Shares Of Beneficial Interest
100000
100000
I
LLC
Operating Partnership Units
0
2016-09-27
5
G
0
22205
0
D
Common Shares Of Beneficial Interest
22205
256199
D
Operating Partnership Units
0
2016-09-27
5
G
0
22205
0
A
Common Shares Of Beneficial Interest
22205
32148
I
Grantor Trusts B
Operating Partnership Units
0
2016-09-27
5
G
0
22205
0
D
Common Shares Of Beneficial Interest
22205
256199
D
Operating Partnership Units
0
2016-09-27
5
G
0
22205
0
A
Common Shares Of Beneficial Interest
22205
32148
I
Grantor Trusts E
Operating Partnership Units
0
2016-09-27
5
G
0
9943
0
A
Common Shares Of Beneficial Interest
9943
32148
I
Grantor Trusts B
Operating Partnership Units
0
2016-09-27
5
G
0
9943
0
D
Common Shares Of Beneficial Interest
9943
256199
D
Operating Partnership Units
0
2016-09-27
5
G
0
9943
0
D
Common Shares Of Beneficial Interest
9943
256199
D
Operating Partnership Units
0
2016-09-27
5
G
0
9943
0
A
Common Shares Of Beneficial Interest
9943
32148
I
Grantor Trusts E
In accordance with the substitution provisions thereunder, the reporting person, as Grantor, elected to substitute shares in grantor retained annuity trusts for the benefit of his son on a one-for-one basis for OP Units of equivalent value resulting in a reduction of shares held indirectly by such trusts and a corresponding increase in shares held indirectly by Trust I. See also footnote 11 to Table II of this report.
Represents shares beneficially owned by Trust I, a trust for the benefit of the reporting person's wife. The reporting person is the sole trustee of Trust I, and, as such, may be deemed to be the beneficial owner of these shares.
In accordance with the substitution provisions thereunder, the reporting person, as Grantor, elected to substitute shares in grantor retained annuity trusts for the benefit of his daughter on a one-for-one basis for OP Units of equivalent value resulting in a reduction of shares held indirectly by such trusts and a corresponding increase in shares held indirectly by Trust I. See also footnote 13 to Table II of this report.
In accordance with the substitution provisions thereunder, the reporting person's wife, as Grantor, elected to substitute shares in grantor retained annuity trusts for the benefit of her son in on a one-for-one basis for OP Units of equivalent value resulting in a reduction of shares held indirectly by such trusts and a corresponding increase in shares held indirectly by Trust II. See also footnote 15 to Table II of this report.
In accordance with the substitution provisions thereunder, the reporting person's wife, as Grantor, elected to substitute shares in grantor retained annuity trusts for the benefit of her daughter in on a one-for-one basis for OP Units of equivalent value resulting in a reduction of shares held indirectly by such trusts and a corresponding increase in shares held indirectly by Trust II. See also footnote 16 to Table II of this report.
Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through October 15, 2016.
Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.
Represents shares beneficially owned by a trust for the benefit of the reporting person's wife. The reporting person is the sole trustee of this trust and, as such, may be deemed the beneficial owner of these shares.
The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.
Represents OP Units beneficially owned by a limited liability company of which the reporting person is the sole member.
In accordance with the substitution provisions thereunder, the reporting person, as Grantor, elected to substitute OP Units on a one-for-one basis for shares of equivalent value in grantor retained annuity trusts for the benefit of his son resulting in an increase in OP Units held indirectly by such trusts and a corresponding decrease in OP Units held directly by the reporting person. See also footnote 1 to Table I of this report.
Represents OP Units beneficially owned by grantor retained annuity trusts for the benefit of the reporting person's son. The inclusion of these OP Units in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
In accordance with the substitution provisions thereunder, the reporting person, as Grantor, elected to substitute OP Units on a one-for-one basis for shares of equivalent value in grantor retained annuity trusts for the benefit of his daughter resulting in an increase in OP Units held indirectly by such trusts and a corresponding decrease in OP Units held directly by the reporting person. See also footnote 3 to Table I of this report.
Represents OP Units beneficially owned by grantor retained annuity trusts for the benefit of the reporting person's daughter. The inclusion of these OP Units in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
In accordance with the substitution provisions thereunder, the reporting person elected to substitute OP Units on a one-for-one basis for shares of equivalent value in grantor retained annuity trusts for the benefit of his son resulting in an increase in OP Units held indirectly by such trusts and a corresponding decrease in OP Units held directly by the reporting person. See also footnote 4 to Table I of this report.
In accordance with the substitution provisions thereunder, the reporting person elected to substitute OP Units on a one-for-one basis for shares of equivalent value in grantor retained annuity trusts for the benefit of his daughter resulting in an increase in OP Units held indirectly by such trusts and a corresponding decrease in OP Units held directly by the reporting person. See also footnote 5 to Table I of this report.
s/ By: Jane Matz, Attorney-in-fact
2017-02-06