0001127602-17-004078.txt : 20170206
0001127602-17-004078.hdr.sgml : 20170206
20170206164716
ACCESSION NUMBER: 0001127602-17-004078
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170119
FILED AS OF DATE: 20170206
DATE AS OF CHANGE: 20170206
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EQUITY RESIDENTIAL
CENTRAL INDEX KEY: 0000906107
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 363877868
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: EQUITY RESIDENTIAL
STREET 2: TWO NORTH RIVERSIDE PLAZA, SUITE 400
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3129281178
MAIL ADDRESS:
STREET 1: TWO NORTH RIVERSIDE PLAZA
STREET 2: SUITE 400
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: EQUITY RESIDENTIAL PROPERTIES TRUST
DATE OF NAME CHANGE: 19930524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NEITHERCUT DAVID J
CENTRAL INDEX KEY: 0001219726
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12252
FILM NUMBER: 17576114
MAIL ADDRESS:
STREET 1: C/O EQUITY RESIDENTIAL
STREET 2: TWO NORTH RIVERSIDE PLAZA, SUITE 400
CITY: CHICAGO
STATE: IL
ZIP: 60606
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-01-19
0000906107
EQUITY RESIDENTIAL
EQR
0001219726
NEITHERCUT DAVID J
TWO NORTH RIVERSIDE PLAZA, SUITE 400
CHICAGO
IL
60606
1
1
President & CEO
Operating Partnership Units
0
2017-01-19
5
G
0
E
200
0
D
Common Shares Of Beneficial Interest
200
31948
I
Grantor Trusts B
Operating Partnership Units
0
2017-01-19
5
G
0
E
200
0
A
Common Shares Of Beneficial Interest
200
256399
D
Operating Partnership Units
0
2017-01-19
5
G
0
E
200
0
D
Common Shares Of Beneficial Interest
200
31948
I
Grantor Trusts E
Operating Partnership Units
0
2017-01-19
5
G
0
E
200
0
A
Common Shares Of Beneficial Interest
200
256599
D
Non-qualified Stock Option (Right to Buy)
60.76
2017-02-02
4
A
0
237593
0
A
2027-02-02
Common Shares Of Beneficial Interest
237593
237593
D
Non-qualified Stock Option (Right to Buy)
60.76
2017-02-02
4
A
0
237593
0
A
2027-02-02
Common Shares Of Beneficial Interest
237593
237593
D
The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares.
Represents OP Units beneficially owned by grantor retained annuity trusts for the benefit of the reporting person's son. The inclusion of these OP Units in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Represents OP Units beneficially owned by grantor retained annuity trusts for the benefit of the reporting person's daughter. The inclusion of these OP Units in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Represents share options scheduled to vest in approximately three equal installments on February 2, 2018, February 2, 2019 and February 2, 2020.
The reporting person received a grant of options as an alternative to cash in connection with all or a portion of their performance bonus. The options vested on February 2, 2017, the date of the grant.
s/ By: Jane Matz, Attorney-in-fact
2017-02-06