0001127602-14-034214.txt : 20141204
0001127602-14-034214.hdr.sgml : 20141204
20141204162419
ACCESSION NUMBER: 0001127602-14-034214
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141202
FILED AS OF DATE: 20141204
DATE AS OF CHANGE: 20141204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EQUITY RESIDENTIAL
CENTRAL INDEX KEY: 0000906107
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 363877868
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: EQUITY RESIDENTIAL
STREET 2: TWO NORTH RIVERSIDE PLAZA, SUITE 400
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3129281178
MAIL ADDRESS:
STREET 1: TWO NORTH RIVERSIDE PLAZA
STREET 2: SUITE 400
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: EQUITY RESIDENTIAL PROPERTIES TRUST
DATE OF NAME CHANGE: 19930524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPECTOR GERALD A
CENTRAL INDEX KEY: 0001219721
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12252
FILM NUMBER: 141266712
MAIL ADDRESS:
STREET 1: C/O EQUITY RESIDENTIAL
STREET 2: TWO NORTH RIVERSIDE PLAZA, SUITE 400
CITY: CHICAGO
STATE: IL
ZIP: 60606
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2014-12-02
0000906107
EQUITY RESIDENTIAL
EQR
0001219721
SPECTOR GERALD A
TWO NORTH RIVERSIDE PLAZA, SUITE 400
CHICAGO
IL
60606
1
1
Vice Chairman
Common Shares Of Beneficial Interest
2014-12-02
4
M
0
5607
53.50
A
278728.3667
D
Common Shares Of Beneficial Interest
2014-12-02
4
S
0
5607
71.095
D
273121.3667
D
Common Shares Of Beneficial Interest
2014-12-02
4
M
0
4599
38.57
A
277720.3667
D
Common Shares Of Beneficial Interest
2014-12-02
4
S
0
4599
71.107
D
273121.3667
D
Common Shares Of Beneficial Interest
2014-12-02
4
M
0
110957
38.57
A
384078.3667
D
Common Shares Of Beneficial Interest
2014-12-02
4
S
0
110957
71.103
D
273121.3667
D
Common Shares Of Beneficial Interest
2014-12-03
4
M
0
23850
38.57
A
296971.3667
D
Common Shares Of Beneficial Interest
2014-12-03
4
S
0
23850
71.011
D
273121.3667
D
Common Shares Of Beneficial Interest
3472
I
Children
Common Shares Of Beneficial Interest
27500
I
Family Trust
Common Shares Of Beneficial Interest
25015
I
Family Trust
Common Shares Of Beneficial Interest
57187
I
Spouse
Non-qualified Stock Option (Right to Buy)
53.50
2014-12-02
4
M
0
5607
0
D
2017-02-08
Common Shares Of Beneficial Interest
5607
0
D
Non-qualified Stock Option (Right to Buy)
38.57
2014-12-02
4
M
0
4599
0
D
2018-02-07
Common Shares Of Beneficial Interest
4599
0
D
Non-qualified Stock Option (Right to Buy)
38.57
2014-12-02
4
M
0
110957
0
D
2018-02-07
Common Shares Of Beneficial Interest
110957
23850
D
Non-qualified Stock Option (Right to Buy)
38.57
2014-12-03
4
M
0
23850
0
D
2018-02-07
Common Shares Of Beneficial Interest
23850
0
D
Direct total includes restricted shares of the Company scheduled to vest in the future.
The price represents the weighted average price of the shares sold. The shares were sold within a range of $71.08 to $71.12. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
The price represents the weighted average price of the shares sold. The shares were sold within a range of $71.08 to $71.13. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
The price represents the weighted average price of the shares sold. The shares were sold within a range of $71.05 to $71.18. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
The price represents the weighted average price of the shares sold. The shares were sold within a range of $71.00 to $71.12. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
Represents shares beneficially owned by Mr. Spector as custodian for his minor children. Mr. Spector disclaims beneficial ownership of said shares.
Represents shares beneficially owned by the Concord Lane Trust. Mr. Spector disclaims beneficial ownership of said shares except to the extent of his pecuniary interest therein.
Represents shares held by the Spector Family Dynasty Trust (the "SFDT"). Mr. Spector is the sole trustee of the SFDT and, as such, may be deemed the beneficial owner of the shares reported herein.
Represents shares beneficially owned by Mr. Spector's spouse. Mr. Spector disclaims beneficial ownership of said shares except to the extent of his pecuniary interest therein.
Represents share options originally scheduled to vest in three equal installments on February 8, 2008, February 8, 2009 and February 8, 2010. The vesting date of the share options originally scheduled to vest on February 8, 2009 and February 8, 2010 was accelerated to November 3, 2008 due to the retirement of the reporting person as an executive officer of the Company.
Represents share options scheduled to vest in three equal installments on August 7, 2008, February 7, 2009 and February 7, 2010.
Represents share options originally scheduled to vest in approximately three equal installments on February 7, 2009, February 7, 2010 and February 7, 2011. The vesting date for all of the share options was accelerated to November 3, 2008 due to the retirement of the reporting person as an executive of the Company.
s/ By: Jane Matz, Attorney-in-fact
2014-12-04