0001127602-14-034214.txt : 20141204 0001127602-14-034214.hdr.sgml : 20141204 20141204162419 ACCESSION NUMBER: 0001127602-14-034214 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141202 FILED AS OF DATE: 20141204 DATE AS OF CHANGE: 20141204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EQUITY RESIDENTIAL CENTRAL INDEX KEY: 0000906107 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 363877868 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EQUITY RESIDENTIAL STREET 2: TWO NORTH RIVERSIDE PLAZA, SUITE 400 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129281178 MAIL ADDRESS: STREET 1: TWO NORTH RIVERSIDE PLAZA STREET 2: SUITE 400 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: EQUITY RESIDENTIAL PROPERTIES TRUST DATE OF NAME CHANGE: 19930524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPECTOR GERALD A CENTRAL INDEX KEY: 0001219721 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12252 FILM NUMBER: 141266712 MAIL ADDRESS: STREET 1: C/O EQUITY RESIDENTIAL STREET 2: TWO NORTH RIVERSIDE PLAZA, SUITE 400 CITY: CHICAGO STATE: IL ZIP: 60606 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-12-02 0000906107 EQUITY RESIDENTIAL EQR 0001219721 SPECTOR GERALD A TWO NORTH RIVERSIDE PLAZA, SUITE 400 CHICAGO IL 60606 1 1 Vice Chairman Common Shares Of Beneficial Interest 2014-12-02 4 M 0 5607 53.50 A 278728.3667 D Common Shares Of Beneficial Interest 2014-12-02 4 S 0 5607 71.095 D 273121.3667 D Common Shares Of Beneficial Interest 2014-12-02 4 M 0 4599 38.57 A 277720.3667 D Common Shares Of Beneficial Interest 2014-12-02 4 S 0 4599 71.107 D 273121.3667 D Common Shares Of Beneficial Interest 2014-12-02 4 M 0 110957 38.57 A 384078.3667 D Common Shares Of Beneficial Interest 2014-12-02 4 S 0 110957 71.103 D 273121.3667 D Common Shares Of Beneficial Interest 2014-12-03 4 M 0 23850 38.57 A 296971.3667 D Common Shares Of Beneficial Interest 2014-12-03 4 S 0 23850 71.011 D 273121.3667 D Common Shares Of Beneficial Interest 3472 I Children Common Shares Of Beneficial Interest 27500 I Family Trust Common Shares Of Beneficial Interest 25015 I Family Trust Common Shares Of Beneficial Interest 57187 I Spouse Non-qualified Stock Option (Right to Buy) 53.50 2014-12-02 4 M 0 5607 0 D 2017-02-08 Common Shares Of Beneficial Interest 5607 0 D Non-qualified Stock Option (Right to Buy) 38.57 2014-12-02 4 M 0 4599 0 D 2018-02-07 Common Shares Of Beneficial Interest 4599 0 D Non-qualified Stock Option (Right to Buy) 38.57 2014-12-02 4 M 0 110957 0 D 2018-02-07 Common Shares Of Beneficial Interest 110957 23850 D Non-qualified Stock Option (Right to Buy) 38.57 2014-12-03 4 M 0 23850 0 D 2018-02-07 Common Shares Of Beneficial Interest 23850 0 D Direct total includes restricted shares of the Company scheduled to vest in the future. The price represents the weighted average price of the shares sold. The shares were sold within a range of $71.08 to $71.12. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. The price represents the weighted average price of the shares sold. The shares were sold within a range of $71.08 to $71.13. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. The price represents the weighted average price of the shares sold. The shares were sold within a range of $71.05 to $71.18. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. The price represents the weighted average price of the shares sold. The shares were sold within a range of $71.00 to $71.12. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. Represents shares beneficially owned by Mr. Spector as custodian for his minor children. Mr. Spector disclaims beneficial ownership of said shares. Represents shares beneficially owned by the Concord Lane Trust. Mr. Spector disclaims beneficial ownership of said shares except to the extent of his pecuniary interest therein. Represents shares held by the Spector Family Dynasty Trust (the "SFDT"). Mr. Spector is the sole trustee of the SFDT and, as such, may be deemed the beneficial owner of the shares reported herein. Represents shares beneficially owned by Mr. Spector's spouse. Mr. Spector disclaims beneficial ownership of said shares except to the extent of his pecuniary interest therein. Represents share options originally scheduled to vest in three equal installments on February 8, 2008, February 8, 2009 and February 8, 2010. The vesting date of the share options originally scheduled to vest on February 8, 2009 and February 8, 2010 was accelerated to November 3, 2008 due to the retirement of the reporting person as an executive officer of the Company. Represents share options scheduled to vest in three equal installments on August 7, 2008, February 7, 2009 and February 7, 2010. Represents share options originally scheduled to vest in approximately three equal installments on February 7, 2009, February 7, 2010 and February 7, 2011. The vesting date for all of the share options was accelerated to November 3, 2008 due to the retirement of the reporting person as an executive of the Company. s/ By: Jane Matz, Attorney-in-fact 2014-12-04