0001127602-14-021843.txt : 20140630
0001127602-14-021843.hdr.sgml : 20140630
20140630160600
ACCESSION NUMBER: 0001127602-14-021843
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140627
FILED AS OF DATE: 20140630
DATE AS OF CHANGE: 20140630
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EQUITY RESIDENTIAL
CENTRAL INDEX KEY: 0000906107
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 363877868
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: EQUITY RESIDENTIAL
STREET 2: TWO NORTH RIVERSIDE PLAZA, SUITE 400
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3129281178
MAIL ADDRESS:
STREET 1: TWO NORTH RIVERSIDE PLAZA
STREET 2: SUITE 400
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: EQUITY RESIDENTIAL PROPERTIES TRUST
DATE OF NAME CHANGE: 19930524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NEITHERCUT DAVID J
CENTRAL INDEX KEY: 0001219726
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12252
FILM NUMBER: 14949006
MAIL ADDRESS:
STREET 1: C/O EQUITY RESIDENTIAL
STREET 2: TWO NORTH RIVERSIDE PLAZA, SUITE 400
CITY: CHICAGO
STATE: IL
ZIP: 60606
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2014-06-27
0000906107
EQUITY RESIDENTIAL
EQR
0001219726
NEITHERCUT DAVID J
TWO NORTH RIVERSIDE PLAZA, SUITE 400
CHICAGO
IL
60606
1
1
President & CEO
Common Shares Of Beneficial Interest
2014-06-27
4
M
0
75000
42.80
A
77874
I
Family Limited Partnership
Common Shares Of Beneficial Interest
2014-06-27
4
S
0
75000
63.1725
D
2874
I
Family Limited Partnership
Common Shares Of Beneficial Interest
0
D
Common Shares Of Beneficial Interest
2502.7321
I
401(k) Plan
Common Shares Of Beneficial Interest
33817
I
Grantor Trust (fbo daughter)
Common Shares Of Beneficial Interest
33817
I
Grantor Trust (fbo son)
Common Shares Of Beneficial Interest
2038.736
I
SERP Account
Common Shares Of Beneficial Interest
113636.753
I
Trust (fbo wife)
Common Shares Of Beneficial Interest
1562
I
Trust (fbo wife)
Non-qualified Stock Option (Right to Buy)
42.80
2014-06-27
4
M
0
75000
0
D
2016-02-03
Common Shares Of Beneficial Interest
75000
50003
I
Family Limited Partnership
Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.
The price represents the weighted average price of the shares sold. The shares were sold within a range of $63.00 to $63.33. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through April 11, 2014.
Represents shares beneficially owned by a trust for the benefit of the reporting person's daughter. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Represents shares beneficially owned by a trust for the benefit of the reporting person's son. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person.
Represents shares beneficially owned by a trust for the benefit of the reporting person's wife. The reporting person is the sole trustee of this trust and, as such, may be deemed the beneficial owner of these shares.
Represents shares beneficially owned by a trust for the benefit of the reporting person's wife. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Represents share options scheduled to vest in approximately three equal installments on
February 3, 2007, February 3, 2008 and February 3, 2009.
The share options reported on this line are beneficially owned by a family limited partnership, of which the reporting person is the general partner.
s/ By: Jane Matz, Attorney-in-fact
2014-06-30