0001127602-14-005409.txt : 20140210
0001127602-14-005409.hdr.sgml : 20140210
20140210172506
ACCESSION NUMBER: 0001127602-14-005409
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140206
FILED AS OF DATE: 20140210
DATE AS OF CHANGE: 20140210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EQUITY RESIDENTIAL
CENTRAL INDEX KEY: 0000906107
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 363877868
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: EQUITY RESIDENTIAL
STREET 2: TWO NORTH RIVERSIDE PLAZA, SUITE 400
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3129281178
MAIL ADDRESS:
STREET 1: TWO NORTH RIVERSIDE PLAZA
STREET 2: SUITE 400
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: EQUITY RESIDENTIAL PROPERTIES TRUST
DATE OF NAME CHANGE: 19930524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NEITHERCUT DAVID J
CENTRAL INDEX KEY: 0001219726
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12252
FILM NUMBER: 14590356
MAIL ADDRESS:
STREET 1: C/O EQUITY RESIDENTIAL
STREET 2: TWO NORTH RIVERSIDE PLAZA, SUITE 400
CITY: CHICAGO
STATE: IL
ZIP: 60606
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2014-02-06
0000906107
EQUITY RESIDENTIAL
EQR
0001219726
NEITHERCUT DAVID J
TWO NORTH RIVERSIDE PLAZA, SUITE 400
CHICAGO
IL
60606
1
1
President & CEO
Common Shares Of Beneficial Interest
2014-01-14
5
G
0
E
2156
0
D
34006
I
Grantor Trust (fbo son)
Common Shares Of Beneficial Interest
2014-01-14
5
G
0
E
2156
0
A
113636.753
I
Trust (fbo wife)
Common Shares Of Beneficial Interest
2014-01-14
5
G
0
E
2156
0
D
34006
I
Grantor Trust (fbo daughter)
Common Shares Of Beneficial Interest
2014-01-14
5
G
0
E
2156
0
A
111480.753
I
Trust (fbo wife)
Common Shares Of Beneficial Interest
2014-01-14
5
G
0
E
189
0
A
1373
I
Trust (fbo wife)
Common Shares Of Beneficial Interest
2014-01-14
5
G
0
E
189
0
D
33817
I
Grantor Trust (fbo daughter)
Common Shares Of Beneficial Interest
2014-01-14
5
G
0
E
189
0
A
1562
I
Trust (fbo wife)
Common Shares Of Beneficial Interest
2014-01-14
5
G
0
E
189
0
D
33817
I
Grantor Trust (fbo son)
Common Shares Of Beneficial Interest
2481.6021
I
401(k) Plan
Common Shares Of Beneficial Interest
2874
I
Family Limited Partnership
Common Shares Of Beneficial Interest
2038.736
I
SERP Account
Non-qualified Stock Option (Right to Buy)
56.48
2014-02-06
4
A
0
116358
0
A
2024-02-06
Common Shares Of Beneficial Interest
116358
116358
D
LTIP Units
2014-02-06
4
A
0
56364
0
A
2024-02-06
Operating Partnership Units
56364
56364
D
LTIP Units
2014-02-06
4
A
0
17705
0
A
2024-02-06
Operating Partnership Units
17705
17705
D
Represents shares beneficially owned by a trust for the benefit of the reporting person's son. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Represents shares beneficially owned by a trust for the benefit of the reporting person's wife. The reporting person is the sole trustee of this trust and, as such, may be deemed the beneficial owner of these shares.
Represents shares beneficially owned by a trust for the benefit of the reporting person's daughter. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Represents shares beneficially owned by a trust for the benefit of the reporting person's wife. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through January 10, 2014.
Represents shares beneficially owned by a family limited partnership, of which the reporting person is the general partner.
Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person.
Represents share options scheduled to vest in three equal installments on February 6, 2015, February 6, 2016 and February 6, 2017.
On February 6, 2014, the reporting person received a grant of restricted limited partnership interests ("LTIP Units") in ERP Operating Limited Partnership (the "Operating Partnership"), the operating partnership of Equity Residential (the "Company"), in lieu of restricted shares of the Company as part of the Company's annual grant of long-term compensation. LTIP Units are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the Operating Partnership ("OP Units") when the capital account related to the LTIP Units reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Subject to any vesting requirements of the grant, OP Units are redeemable by the holder for common shares of the Company on a one-for-one basis or the cash value of such shares, at the Company's option. The LTIPs reflected in this report also include any OP Units into which such LTIP Units automatically convert.
The LTIP Units are scheduled to vest on February 6, 2017.
s/ By: Jane Matz, Attorney-in-fact
2014-02-10