0001127602-13-005253.txt : 20130211 0001127602-13-005253.hdr.sgml : 20130211 20130211145922 ACCESSION NUMBER: 0001127602-13-005253 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130207 FILED AS OF DATE: 20130211 DATE AS OF CHANGE: 20130211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Powers John CENTRAL INDEX KEY: 0001346662 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12252 FILM NUMBER: 13591174 MAIL ADDRESS: STREET 1: C/O EQUITY RESIDENTIAL STREET 2: TWO NORTH RIVERSIDE PLAZA, SUITE 400 CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EQUITY RESIDENTIAL CENTRAL INDEX KEY: 0000906107 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 363877868 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EQUITY RESIDENTIAL STREET 2: TWO NORTH RIVERSIDE PLAZA, SUITE 400 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129281178 MAIL ADDRESS: STREET 1: TWO NORTH RIVERSIDE PLAZA STREET 2: SUITE 400 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: EQUITY RESIDENTIAL PROPERTIES TRUST DATE OF NAME CHANGE: 19930524 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-02-07 0000906107 EQUITY RESIDENTIAL EQR 0001346662 Powers John TWO NORTH RIVERSIDE PLAZA, SUITE 400 CHICAGO IL 60606 1 Executive Vice President Common Shares Of Beneficial Interest 2013-02-08 4 S 0 1477 55.5124 D 8067.4199 D Common Shares Of Beneficial Interest 276.3818 I 401(k) Plan Common Shares Of Beneficial Interest 11299.72 I SERP Account Non-qualified Stock Option (Right to Buy) 54.82 2013-02-07 4 A 0 20368 0 A 2023-02-07 Common Shares Of Beneficial Interest 20368 20368 D LTIP Units 2013-02-07 4 A 0 2934 0 A 2023-02-07 Operating Partnership Units 2934 2934 D Represents the sale of shares for the payment of tax liability incurred upon the vesting of restricted shares. The price represents the weighted average price of the shares sold. The shares were sold within a range of $55.51 to $55.513. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. Direct total includes restricted shares of the Company scheduled to vest in the future. Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through January 11, 2013. Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person. Represents share options scheduled to vest in approximately three equal installments on February 7, 2014, February 7, 2015 and February 7, 2016. On February 7, 2013, the reporting person received a grant of restricted limited partnership interests ("LTIP Units") in ERP Operating Limited Partnership (the "Operating Partnership"), the operating partnership of Equity Residential (the "Company"), in lieu of restricted shares of the Company as part of the Company's annual grant of long-term compensation. LTIP Units are a class of partnership interest that automatically convert into an equal number of limited partnership interests of the Operating Partnership ("OP Units") when the capital account related to the LTIP Units reaches a specified target for federal income tax purposes (provided such target is reached within ten years of issuance). Subject to any vesting requirements of the grant, OP Units are redeemable by the holder for common shares of the Company on a one-for-one basis or the cash value of such shares, at the Company's option. The LTIPs reflected in this report also include any OP Units into which such LTIP Units automatically convert. The LTIP Units are scheduled to vest on February 7, 2016. s/ By: Jane Matz, Attorney-in-fact 2013-02-11