-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QQwnXsly70Mw/mwiaCmXpRklNsLFC53S65ZnaJ2bbqwvaig/7m7JoOT5dtFP1ir9 Obr1Okdz7vqHY2xKv9inNA== 0001127602-11-007514.txt : 20110224 0001127602-11-007514.hdr.sgml : 20110224 20110224173401 ACCESSION NUMBER: 0001127602-11-007514 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110207 FILED AS OF DATE: 20110224 DATE AS OF CHANGE: 20110224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Santee David S CENTRAL INDEX KEY: 0001383436 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-12252 FILM NUMBER: 11637688 MAIL ADDRESS: STREET 1: C/O EQUITY RESIDENTIAL STREET 2: TWO NORTH RIVERSIDE PLAZA, SUITE 400 CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EQUITY RESIDENTIAL CENTRAL INDEX KEY: 0000906107 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 363877868 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EQUITY RESIDENTIAL STREET 2: TWO NORTH RIVERSIDE PLAZA, SUITE 400 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129281178 MAIL ADDRESS: STREET 1: TWO NORTH RIVERSIDE PLAZA STREET 2: SUITE 400 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: EQUITY RESIDENTIAL PROPERTIES TRUST DATE OF NAME CHANGE: 19930524 4/A 1 form4a.xml PRIMARY DOCUMENT X0303 4/A 2011-02-07 2011-02-09 0000906107 EQUITY RESIDENTIAL EQR 0001383436 Santee David S TWO NORTH RIVERSIDE PLAZA, SUITE 400 CHICAGO IL 60606 1 Executive Vice President Common Shares Of Beneficial Interest 2011-02-08 4 S 0 2533 53.7143 D 5352 D Common Shares Of Beneficial Interest 1852.061 I 401(k) Plan Common Shares Of Beneficial Interest 26702.399 I SERP Account LTIP Units 0 2011-02-07 4 A 0 7819 0 A 2021-02-07 Operating Partnership Units 7819 7819 D Non-qualified Stock Option (Right to Buy) 53.71 2011-02-07 4 A 0 50244 0 A 2021-02-07 Common Shares Of Beneficial Interest 50244 50244 D Represents the sale of shares for the payment of tax liability incurred upon the vesting of restricted shares. The price represents the weighted average price of the shares sold. The shares were sold within a range of $53.71 to $53.73. The reporting person will provide, upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. Represents shares acquired through profit sharing contributions and dividend reinvestment activity in the reporting person's account with the Equity Residential Advantage 401(k) Retirement Savings Plan, a plan qualified under Section 401(k) of the Internal Revenue Code of 1986, as amended. Such shares represent acquisitions through January 14, 2011. Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person. The Form 4 filed on February 9, 2011 is being amended to show that the reporting person was awarded 7,819 restricted limited partnership interests ("LTIP Units") in ERP Operating Limited Partnership (the "Operating Partnership"), the operating partnership of Equity Residential (the "Company"), instead of 7,819 restricted shares, as previously reported. The LTIP Units are a class of units of the Operating Partnership that, conditioned upon minimum allocations to the capital accounts of the LTIP Units for federal income tax purposes, are convertible by the holder into an equivalent number of OP Units of the Operating Partnership, which, subject to vesting, are redeemable by the holder for common shares of the Company on a one-for-one basis or the cash value of such shares, at the Company's option. The LTIP Units are scheduled to vest on February 7, 2014. Represents share options scheduled to vest in three equal installments on February 7, 2012, February 7, 2013 and February 7, 2014. s/ By: Yasmina Duwe, Attorney-in-fact 2011-02-24 -----END PRIVACY-ENHANCED MESSAGE-----