-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KIy1+wkM84JI/Ij9baN5RRYqHBxuB1xmiEgIvvrZyzLrolxZRZ7X3KXBasde8beF s6yQSmh340kZ8R5LXE2bNQ== 0001127602-10-003832.txt : 20100208 0001127602-10-003832.hdr.sgml : 20100208 20100208190405 ACCESSION NUMBER: 0001127602-10-003832 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100205 FILED AS OF DATE: 20100208 DATE AS OF CHANGE: 20100208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EQUITY RESIDENTIAL CENTRAL INDEX KEY: 0000906107 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 363877868 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EQUITY RESIDENTIAL STREET 2: TWO NORTH RIVERSIDE PLAZA, SUITE 400 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129281178 MAIL ADDRESS: STREET 1: TWO NORTH RIVERSIDE PLAZA STREET 2: SUITE 400 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: EQUITY RESIDENTIAL PROPERTIES TRUST DATE OF NAME CHANGE: 19930524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KNOX BOONE A CENTRAL INDEX KEY: 0001028578 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12252 FILM NUMBER: 10582092 MAIL ADDRESS: STREET 1: C/O THE KNOX FOUNDATION/KNOX, LTD. STREET 2: 3133 WASHINGTON ROAD, N.W. CITY: THOMSON STATE: GA ZIP: 30824 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2010-02-05 0000906107 EQUITY RESIDENTIAL EQR 0001028578 KNOX BOONE A 3133 WASHINGTON ROAD, N.W. THOMSON GA 30824 1 Common Shares Of Beneficial Interest 2010-02-05 4 A 0 1137 0 A 35999.0581 D Common Shares Of Beneficial Interest 211296 I BAK Limited, LLLP Common Shares Of Beneficial Interest 335892 I Folkstone Limited Partnership Common Shares Of Beneficial Interest 359678 I Knox Foundation Common Shares Of Beneficial Interest 2347898 I Knox, Ltd. Common Shares Of Beneficial Interest 16437.418 I SERP Account Common Shares Of Beneficial Interest 144298 I Sister-In-Law Common Shares Of Beneficial Interest 6228 I Spouse Non-qualified Stock Option (Right to Buy) 32.97 2010-02-05 4 A 0 6070 0 A 2020-02-05 Common Shares Of Beneficial Interest 6070 6070 D Represents restricted shares scheduled to vest on February 5, 2013 (for prospective service from the June 2010 annual meeting to the June 2011 annual meeting). Direct total includes restricted shares of the Company scheduled to vest in the future. Represents shares beneficially owned by BAK Limited, LLLP ("BAK"). Mr. Knox is a general and limited partner of BAK. Mr. Knox disclaims beneficial ownership of the shares owned by BAK except to the extent of his pecuniary interest therein. Represents shares beneficially owned by Folkstone Limited Partnership ("FLP"). Mr. Knox is a general partner of FLP. Mr. Knox disclaims beneficial ownership of the shares owned by FLP except to the extent of his pecuniary interest therein. Represents shares beneficially owned by the Knox Foundation, a charitable trust. Mr. Knox is trustee of the Knox Foundation. Mr. Knox disclaims beneficial ownership of the shares owned by the Knox Foundation and this report shall not be deemed an admission that Mr. Knox is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Represents shares beneficially owned by Knox, Ltd. Mr. Knox is the general partner of Knox, Ltd. Mr. Knox disclaims beneficial ownership of the shares owned by Knox, Ltd. except to the extent of his pecuniary interest therein. Represents shares owned by Principal Trust Company, as Trustee of the Equity Residential Supplemental Executive Retirement Plan, for the benefit of the reporting person. Represents shares beneficially owned by Mr. Knox's sister-in-law, over which he has investment authority. Mr. Knox disclaims beneficial ownership of these shares and this report shall not be deemed an admission that Mr. Knox is the beneficial owner of such shares for purposes of Section 16 or any other purpose. Represents shares beneficially owned by Mr. Knox's spouse. Mr. Knox disclaims beneficial ownership of these shares and this report shall not be deemed an admission that Mr. Knox is the beneficial owner of such shares for purposes of Section 16 or for any other purpose. Represents share options scheduled to vest in approximately three equal installments on February 5, 2011, February 5, 2012 and February 5, 2013 (for prospective service from the June 2010 annual meeting to the June 2011 annual meeting). s/ By: Yasmina Duwe, Attorney-in-fact 2010-02-08 -----END PRIVACY-ENHANCED MESSAGE-----