-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DvMsrZEGV1hYZSIhiDSGp9C/UWGjl9hRMUTQ8hny3KkddnpWlCZBtoaddA2ZkvpO byiVZUI/e8VnJ7bW9L13qw== 0000906107-06-000085.txt : 20061117 0000906107-06-000085.hdr.sgml : 20061117 20061117162217 ACCESSION NUMBER: 0000906107-06-000085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061115 FILED AS OF DATE: 20061117 DATE AS OF CHANGE: 20061117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EQUITY RESIDENTIAL CENTRAL INDEX KEY: 0000906107 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 363877868 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EQUITY RESIDENTIAL STREET 2: 2 N RIVERSIDE PLAZA, STE 400 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129281178 MAIL ADDRESS: STREET 1: TWO N RIVERSIDE PLAZA STREET 2: SUITE 450 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: EQUITY RESIDENTIAL PROPERTIES TRUST DATE OF NAME CHANGE: 19930524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EVANS STEPHEN O CENTRAL INDEX KEY: 0001045459 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12252 FILM NUMBER: 061227015 BUSINESS ADDRESS: BUSINESS PHONE: 6028401040 MAIL ADDRESS: STREET 1: 6991 EAST CAMELBACK RD STREET 2: STE A200 CITY: SCOTTSDALE STATE: AZ ZIP: 85251 4 1 doc.xml PRIMARY DOCUMENT X0202 4 2006-11-15 0000906107 EQUITY RESIDENTIAL EQR 0001045459 EVANS STEPHEN O 5825 E. STARLIGHT WAY PARADISE VALLEY AZ 85253 1 0 0 0 Common Shares of Beneficial Interest 14340.75 D Common Shares of Beneficial Interest 2006-11-15 4 C 0 30000 0 A 30000 I Evans Charitable Foundation Common Shares of Beneficial Interest 100000 I Evans Family LLC Common Shares of Beneficial Interest 9111 I SERP Non-Qualified Stock Option (right to buy) 31.76 2005-02-03 2015-02-03 Common Shares of Beneficial Interest 1581 1581 D Non-Qualified Stock Option (right to buy) 42.8 2006-08-03 2016-02-03 Common Shares of Beneficial Interest 2964 2964 D Operating Partnership Units 0 2006-11-15 4 C 0 30000 0 D 1997-12-23 Common Shares of Beneficial Interest 30000 0 I Evans Charitable Foundation Operating Partnership Units 0 1997-12-23 1988-08-08 Common Shares of Beneficial Interest 35550 35550 I Evans Family LLC Operating Partnership Units 0 1997-12-23 1988-08-08 Common Shares of Beneficial Interest 1103224 1103224 I EW Investments Operating Partnership Units 0 1997-12-23 1988-08-08 Common Shares of Beneficial Interest 4 4 I Trust Shares or OP Units reported on this line are beneficially owned by The Evans Family Limited Liability Company, of which Mr. Evans serves as the manager. The OP Units are convertible into common shares on a one-for-one basis and have an expiration date of December 31, 2080. The OP Units reported on this line are beneficially owned by the Evans Charitable Foundation (Foundation) of which Mr. Evans serves as chairman. Prior to their conversion, the OP Units were assigned on November 15, 2006 from EW Investments Limited Partnership to the Evans Family Revocable Living Trust, which in turn assigned the OP Units to the Foundation. OP Units reported on this line are beneficially owned by The Evans Family Revocable Trust (Trust), of which Mr. Evans serves as the trustee. Prior to the conversion of the OP Units into shares The Evans Family Revocable Trust assigned all interest in the shares to Evans Holdings Limited Partnership (Evans Holdings), of which Mr. Evans is the president. The OP Units are convertible into common shares on a one-for-one basis and have an expiration date of December 31, 2080. Shares reported herein are beneficially owned by The Evans Charitable Foundation, a not-for-profit foundation, of which Mr. Evans serves as chairman. Share options reported on this line will become exercisable in three equal installments on August 3, 2006; February 3, 2007 and February 3, 2008. The OP Units are convertible into common shares on a one-for-one basis and have an expiration date of December 31, 2080. Shares reported herein are owned by the AST Trust Company, as Trustee of the Equity Residential Supplemental Retirement Plan for the benefit of the reporting person and were acquired through Equity Residential's Employee Share Purchase Plan. Share options reported on this line will become exercisable in three equal installments on August 3, 2005; February 3, 2006 and February 3, 2007. OP Units reported on this line are beneficially owned by EW Investments Limited Partnership (EW Investments), of which Mr. Evans serves as a general partner and has a 50% ownership interest. As such, Mr. Evans may be deemed the beneficial owner of approximately 50% of the common shares of the OP Units beneficially owned by EW Investments. Mr. Evans disclaims beneficial ownership of the other 50% interest in such common shares and OP Units, which are beneficially owned by other persons. The OP Units are convertible into common shares on a one-for-one basis and have an expiration date of December 31, 2080. Shares or OP Units reported on this line are beneficially owned by The Evans Family Limited Liability Company, of which Mr. Evans serves as the manager. By: Barbara Shuman, Attorney-in-fact 2006-11-17 -----END PRIVACY-ENHANCED MESSAGE-----