-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KJ7ujvVhZ4/+Ciw98s5xw4VcO90GhXcWAhg6LlYTUanyH19vrp8GsdOx9s++4x8t fMfC8NtDwrHW/jr4pBjceg== 0000906107-06-000076.txt : 20061113 0000906107-06-000076.hdr.sgml : 20061113 20061113163526 ACCESSION NUMBER: 0000906107-06-000076 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061110 FILED AS OF DATE: 20061113 DATE AS OF CHANGE: 20061113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EQUITY RESIDENTIAL CENTRAL INDEX KEY: 0000906107 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 363877868 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EQUITY RESIDENTIAL STREET 2: 2 N RIVERSIDE PLAZA, STE 400 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129281178 MAIL ADDRESS: STREET 1: TWO N RIVERSIDE PLAZA STREET 2: SUITE 450 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: EQUITY RESIDENTIAL PROPERTIES TRUST DATE OF NAME CHANGE: 19930524 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: EVANS STEPHEN O CENTRAL INDEX KEY: 0001045459 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12252 FILM NUMBER: 061209414 BUSINESS ADDRESS: BUSINESS PHONE: 6028401040 MAIL ADDRESS: STREET 1: 6991 EAST CAMELBACK RD STREET 2: STE A200 CITY: SCOTTSDALE STATE: AZ ZIP: 85251 4 1 doc.xml PRIMARY DOCUMENT X0202 4 2006-11-10 0000906107 EQUITY RESIDENTIAL EQR 0001045459 EVANS STEPHEN O 5825 E. STARLIGHT WAY PARADISE VALLEY AZ 85253 1 0 0 0 Common Shares of Beneficial Interest 2006-11-10 4 M 0 3332 22.9688 A 17672.75 D Common Shares of Beneficial Interest 2006-11-10 4 M 0 5921 23.55 A 23593.75 D Common Shares of Beneficial Interest 2006-11-10 4 M 0 10000 25.865 A 33593.75 D Common Shares of Beneficial Interest 2006-11-10 4 M 0 5003 27.2 A 38596.75 D Common Shares of Beneficial Interest 2006-11-10 4 M 0 5532 29.25 A 44128.75 D Common Shares of Beneficial Interest 2006-11-10 4 M 0 3162 31.76 A 47290.75 D Common Shares of Beneficial Interest 2006-11-10 4 M 0 1481 42.8 A 48771.75 D Common Shares of Beneficial Interest 2006-11-10 4 S 0 5003 50.0601 D 43768.75 D Common Shares of Beneficial Interest 2006-11-10 4 S 0 3332 50.0601 D 40436.75 D Common Shares of Beneficial Interest 2006-11-10 4 S 0 10000 50.0601 D 30436.75 D Common Shares of Beneficial Interest 2006-11-10 4 S 0 3162 50.0601 D 27274.75 D Common Shares of Beneficial Interest 2006-11-10 4 S 0 5921 50.0601 D 21353.75 D Common Shares of Beneficial Interest 2006-11-10 4 S 0 5532 50.0601 D 15821.75 D Common Shares of Beneficial Interest 2006-11-10 4 S 0 1481 50.0601 D 14340.75 D Common Shares of Beneficial Interest 100000 I Evans Family LLC Common Shares of Beneficial Interest 8643 I SERP Non-Qualified Stock Option (right to buy) 22.9688 2006-11-10 4 M 0 3332 50.0601 D 2000-11-16 2010-05-16 Common Shares of Beneficial Interest 3332 0 D Non-Qualified Stock Option (right to buy) 23.55 2006-11-10 4 M 0 5921 50.0601 D 2003-02-18 2013-02-07 Common Shares of Beneficial Interest 5921 0 D Non-Qualified Stock Option (right to buy) 25.865 2006-11-10 4 M 0 10000 50.0601 D 2001-11-15 2011-05-15 Common Shares of Beneficial Interest 10000 0 D Non-Qualified Stock Option (right to buy) 27.2 2006-11-10 4 M 0 5003 50.0601 D 2003-01-17 2012-01-17 Common Shares of Beneficial Interest 5003 0 D Non-Qualified Stock Option (right to buy) 29.25 2006-11-10 4 M 0 5532 50.0601 D 2004-01-27 2014-01-27 Common Shares of Beneficial Interest 5532 0 D Non-Qualified Stock Option (right to buy) 31.76 2006-11-10 4 M 0 3162 50.0601 D 2005-02-03 2015-02-03 Common Shares of Beneficial Interest 3162 1581 D Non-Qualified Stock Option (right to buy) 42.8 2006-11-10 4 M 0 1481 50.0601 D 2006-08-03 2016-02-03 Common Shares of Beneficial Interest 1481 2964 D Operating Partnership Units 0 1997-12-23 1988-08-08 Common Shares of Beneficial Interest 35550 35550 I Evans Family LLC Operating Partnership Units 0 1997-12-23 1988-08-08 Common Shares of Beneficial Interest 1133224 1133224 I EW Investments Operating Partnership Units 0 1997-12-23 1988-08-08 Common Shares of Beneficial Interest 4 4 I Trust Share options reported on this line are fully exercisable. Shares or OP Units reported on this line are beneficially owned by The Evans Family Limited Liability Company, of which Mr. Evans serves as the manager. 3,333 share options reported herein are exercisable; 1,667 will become exercisable on January 17, 2004. 6,668 share options reported herein are currently exercisable; and 3,332 share options will become exercisable on May 15, 2003. OP Units reported on this line are beneficially owned by The Evans Family Revocable Trust (Trust), of which Mr. Evans serves as the trustee. Prior to the conversion of the OP Units into shares The Evans Family Revocable Trust assigned all interest in the shares to Evans Holdings Limited Partnership (Evans Holdings), of which Mr. Evans is the president. Represents the weighted average of individual sales prices within a range of $50.00 to $50.16. 1,974 share options reported herein will become exercisable on February 7, 2004; 1,974 share options will become exercisable on February 7, 2005; and 1,973 share options will become exercisable on February 7, 2006. Share options reported on this line will become exercisable in three equal installments on August 3, 2006; February 3, 2007 and February 3, 2008. Share options reported on this line will become exercisable in three equal installments on July 27, 2004; January 27, 2005 and January 27, 2006. Shares reported herein are owned by the AST Trust Company, as Trustee of the Equity Residential Supplemental Retirement Plan for the benefit of the reporting person and were acquired through Equity Residential's Employee Share Purchase Plan. Share options reported on this line will become exercisable in three equal installments on August 3, 2005; February 3, 2006 and February 3, 2007. OP Units reported on this line are beneficially owned by EW Investments Limited Partnership (EW Investments), of which Mr. Evans serves as a general partner and has a 50% ownership interest. As such, Mr. Evans may be deemed the beneficial owner of approximately 50% of the common shares of the OP Units beneficially owned by EW Investments. Mr. Evans disclaims beneficial ownership of the other 50% interest in such common shares and OP Units, which are beneficially owned by other persons. Shares or OP Units reported on this line are beneficially owned by The Evans Family Limited Liability Company, of which Mr. Evans serves as the manager. By: Barbara Shuman, Attorney-in-fact 2006-11-13 -----END PRIVACY-ENHANCED MESSAGE-----