0000090608-23-000007.txt : 20230502
0000090608-23-000007.hdr.sgml : 20230502
20230502154108
ACCESSION NUMBER: 0000090608-23-000007
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
WADE,JENNIFER,LYNN,
FILED AS OF DATE: 20230502
DATE AS OF CHANGE: 20230502
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERBERT J. SIMS & CO, INC.
CENTRAL INDEX KEY: 0000090608
IRS NUMBER: 135213180
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04545
FILM NUMBER: 23878584
BUSINESS ADDRESS:
STREET 1: 2150 POST ROAD
STREET 2: SUITE 301
CITY: FAIRFIELD
STATE: CT
ZIP: 06824
BUSINESS PHONE: (203) 418-9020
MAIL ADDRESS:
STREET 1: 2150 POST ROAD
STREET 2: SUITE 301
CITY: FAIRFIELD
STATE: CT
ZIP: 06824
FORMER COMPANY:
FORMER CONFORMED NAME: HERBERT J. SIMS & CO. INC.
DATE OF NAME CHANGE: 20020611
FORMER COMPANY:
FORMER CONFORMED NAME: SIMS HERBERT J & CO INC
DATE OF NAME CHANGE: 20020611
FORMER COMPANY:
FORMER CONFORMED NAME: SIMS HERBERT J & CO INC /CT/ /BD
DATE OF NAME CHANGE: 19941025
MA-I
1
primary_doc.xml
MA-I
0000090608
XXXXXXXX
Karen Carroll
5616202138
kcarroll@hjsims.com
kcarroll@hjsims.com
vhebert@hjsims.com
N
N
Jennifer
Lynn
Wade
5244499
N
1
0000090608
HERBERT J. SIMS & CO, INC.
05-01-2023
N
867-01435
LOCATED
05-01-2023
8300 Norman Center Drive, Ste.100
Bloomington
MN
55437
SUPERVISED
05-01-2023
11140 Rockville Pike
Suite 630
Rockville
MD
20852
05-2023
Herbert J. Sims & Co., Inc.
Fairfield
CT
06824
Y
Y
Senior Vice President
10-2006
05-2023
PIPER JAFFRAY & CO.
MINNEAPOLIS
MN
55402
Y
Y
ASSOCIATE, PUBLIC FINANCE SERVICES
05-2003
10-2006
PUBLIC FINANCIAL MANAGEMENT INC.
MINNEAPOLIS
MN
55402
Y
Y
CONSULTANT
Y
02-2020
University of Minnesota, Carlson School of Management Alumni Board
321 Nineteenth Avenue S
Minneapolis
MN
55455
N
N
College Alumni Association
Board Member/Director
2
The goal of the Alumni Board is to advance the mission of the Carlson School's alumni relations department by providing strategic direction and input to grow an active, engaged and philanthropic alumni community as well as to utilize individual networks to connect alumni, students and friends to the school.
08-2019
Women in Public Finance
600 W 8th Street
Austin
TX
78701
N
Y
Non-profit industry board
Board Member / Director
1
Board Member / Director
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
05-02-2023
Karen Carroll
Compliance Analyst