0000090608-22-000002.txt : 20220127
0000090608-22-000002.hdr.sgml : 20220127
20220127111911
ACCESSION NUMBER: 0000090608-22-000002
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
ROBERTS,NICHOLAS,E,
FILED AS OF DATE: 20220126
DATE AS OF CHANGE: 20220127
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERBERT J. SIMS & CO, INC.
CENTRAL INDEX KEY: 0000090608
IRS NUMBER: 135213180
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04545
FILM NUMBER: 22561640
BUSINESS ADDRESS:
STREET 1: 2150 POST ROAD
STREET 2: SUITE 301
CITY: FAIRFIELD
STATE: CT
ZIP: 06824
BUSINESS PHONE: (203) 418-9020
MAIL ADDRESS:
STREET 1: 2150 POST ROAD
STREET 2: SUITE 301
CITY: FAIRFIELD
STATE: CT
ZIP: 06824
FORMER COMPANY:
FORMER CONFORMED NAME: HERBERT J. SIMS & CO. INC.
DATE OF NAME CHANGE: 20020611
FORMER COMPANY:
FORMER CONFORMED NAME: SIMS HERBERT J & CO INC
DATE OF NAME CHANGE: 20020611
FORMER COMPANY:
FORMER CONFORMED NAME: SIMS HERBERT J & CO INC /CT/ /BD
DATE OF NAME CHANGE: 19941025
MA-I
1
primary_doc.xml
MA-I
0000090608
XXXXXXXX
Loreto P. Fuentes
2034189046
LFuentes@hjsims.com
LFuentes@hjsims.com
N
N
Nicholas
E
Roberts
7320572
N
1
0000090608
HERBERT J. SIMS & CO, INC.
Herbert J Sims
12-07-2020
N
867-01435
LOCATED
12-08-2021
5956 Sherry Lane
20th floor
Dallas
TX
75225
SUPERVISED
12-08-2021
2150 Post Road #301
Suite 301
Fairfield
CT
06824
12-2020
Herbert J Sims
Dallas
TX
06824
Y
Y
Vice President
04-2011
12-2020
Greenbrier Development
Dallas
TX
75248
N
N
Vice President
08-2010
04-2011
Unemployed (College Student)
Dallas
TX
75243
N
N
Full-time College Student
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-26-2022
Loreto P. Fuentes
Compliance Officer