0000090608-21-000002.txt : 20210122 0000090608-21-000002.hdr.sgml : 20210122 20210122092458 ACCESSION NUMBER: 0000090608-21-000002 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 SAUSTAD,DAVID,C, FILED AS OF DATE: 20210115 DATE AS OF CHANGE: 20210122 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HERBERT J. SIMS & CO, INC. CENTRAL INDEX KEY: 0000090608 IRS NUMBER: 135213180 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04545 FILM NUMBER: 21543965 BUSINESS ADDRESS: STREET 1: 2150 POST ROAD STREET 2: SUITE 301 CITY: FAIRFIELD STATE: CT ZIP: 06824 BUSINESS PHONE: (203) 418-9020 MAIL ADDRESS: STREET 1: 2150 POST ROAD STREET 2: SUITE 301 CITY: FAIRFIELD STATE: CT ZIP: 06824 FORMER COMPANY: FORMER CONFORMED NAME: HERBERT J. SIMS & CO. INC. DATE OF NAME CHANGE: 20020611 FORMER COMPANY: FORMER CONFORMED NAME: SIMS HERBERT J & CO INC DATE OF NAME CHANGE: 20020611 FORMER COMPANY: FORMER CONFORMED NAME: SIMS HERBERT J & CO INC /CT/ /BD DATE OF NAME CHANGE: 19941025 MA-I 1 primary_doc.xml MA-I 0000090608 XXXXXXXX Loreto P. Fuentes 2034189046 LFuentes@hjsims.com VHebert@hjsims.com LFuentes@hjsims.com N N David C Saustad 7325860 N 1 Herbert J. Sims & Co, Inc 01-04-2021 N 867-01435 LOCATED 01-04-2021 11140 Rockville Pike Suite 630 Rockville MD 20852 01-2021 Herbert J. Sims & Co., Inc. Rockville MD 20852 Y Y Associate 06-2019 12-2020 MUNICAP, INC. Columnbia MD 21046 N N Manager 10-2018 06-2019 CITY OF GEORGETOWN Georgetown TX 78626 N N Budget Intern 08-2018 06-2019 UNIVERSITY OF TEXAS AT AUSTIN, LBJ SCHOOL OF PUBLIC AFFAIRS Austin TX 78712 N N Student and Graduate/Research Assistant 06-2018 08-2018 CITY OF BALTIMORE Baltimore MD 21201 N N Graduate Intern 08-2017 06-2018 UNIVERSITY OF TEXAS AT AUSTIN Austin TX 78712 N N Student 09-2017 05-2018 CITY OF GEORGETOWN Georgetown TX 78626 N N Budget Intern 06-2017 08-2017 TRIDENT BOOKSELLERS AND CAFE Boston MA 02115 N N Waiter 08-2016 05-2017 BOSTON COLLEGE Chestnut Hill MA 02467 N N Student 06-2016 08-2016 LOCKTON COMPANIES Dallas TX 75201 N N Intern 08-2015 05-2016 BOSTON COLLEGE Chestnut Hill MA 02467 N N Intern 06-2015 08-2015 SNUFFERS RESTAURANT AND BAR Dallas TX 75206 N N Waiter 08-2013 06-2015 BOSTON COLLEGE Chestnut Hill MA 02467 N N Student 08-2000 08-2013 EPISCOPAL SCHOOL OF DALLAS Dallas TX 75229 N N Full Time Student N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 01-15-2021 Loreto P. Fuentes Compliance Officer