0000090608-21-000002.txt : 20210122
0000090608-21-000002.hdr.sgml : 20210122
20210122092458
ACCESSION NUMBER: 0000090608-21-000002
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
SAUSTAD,DAVID,C,
FILED AS OF DATE: 20210115
DATE AS OF CHANGE: 20210122
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERBERT J. SIMS & CO, INC.
CENTRAL INDEX KEY: 0000090608
IRS NUMBER: 135213180
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04545
FILM NUMBER: 21543965
BUSINESS ADDRESS:
STREET 1: 2150 POST ROAD
STREET 2: SUITE 301
CITY: FAIRFIELD
STATE: CT
ZIP: 06824
BUSINESS PHONE: (203) 418-9020
MAIL ADDRESS:
STREET 1: 2150 POST ROAD
STREET 2: SUITE 301
CITY: FAIRFIELD
STATE: CT
ZIP: 06824
FORMER COMPANY:
FORMER CONFORMED NAME: HERBERT J. SIMS & CO. INC.
DATE OF NAME CHANGE: 20020611
FORMER COMPANY:
FORMER CONFORMED NAME: SIMS HERBERT J & CO INC
DATE OF NAME CHANGE: 20020611
FORMER COMPANY:
FORMER CONFORMED NAME: SIMS HERBERT J & CO INC /CT/ /BD
DATE OF NAME CHANGE: 19941025
MA-I
1
primary_doc.xml
MA-I
0000090608
XXXXXXXX
Loreto P. Fuentes
2034189046
LFuentes@hjsims.com
VHebert@hjsims.com
LFuentes@hjsims.com
N
N
David
C
Saustad
7325860
N
1
Herbert J. Sims & Co, Inc
01-04-2021
N
867-01435
LOCATED
01-04-2021
11140 Rockville Pike
Suite 630
Rockville
MD
20852
01-2021
Herbert J. Sims & Co., Inc.
Rockville
MD
20852
Y
Y
Associate
06-2019
12-2020
MUNICAP, INC.
Columnbia
MD
21046
N
N
Manager
10-2018
06-2019
CITY OF GEORGETOWN
Georgetown
TX
78626
N
N
Budget Intern
08-2018
06-2019
UNIVERSITY OF TEXAS AT AUSTIN, LBJ SCHOOL OF PUBLIC AFFAIRS
Austin
TX
78712
N
N
Student and Graduate/Research Assistant
06-2018
08-2018
CITY OF BALTIMORE
Baltimore
MD
21201
N
N
Graduate Intern
08-2017
06-2018
UNIVERSITY OF TEXAS AT AUSTIN
Austin
TX
78712
N
N
Student
09-2017
05-2018
CITY OF GEORGETOWN
Georgetown
TX
78626
N
N
Budget Intern
06-2017
08-2017
TRIDENT BOOKSELLERS AND CAFE
Boston
MA
02115
N
N
Waiter
08-2016
05-2017
BOSTON COLLEGE
Chestnut Hill
MA
02467
N
N
Student
06-2016
08-2016
LOCKTON COMPANIES
Dallas
TX
75201
N
N
Intern
08-2015
05-2016
BOSTON COLLEGE
Chestnut Hill
MA
02467
N
N
Intern
06-2015
08-2015
SNUFFERS RESTAURANT AND BAR
Dallas
TX
75206
N
N
Waiter
08-2013
06-2015
BOSTON COLLEGE
Chestnut Hill
MA
02467
N
N
Student
08-2000
08-2013
EPISCOPAL SCHOOL OF DALLAS
Dallas
TX
75229
N
N
Full Time Student
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
01-15-2021
Loreto P. Fuentes
Compliance Officer