0000090608-20-000006.txt : 20200820 0000090608-20-000006.hdr.sgml : 20200820 20200820185018 ACCESSION NUMBER: 0000090608-20-000006 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 BOWDEN,THOMAS,LLOYD,JR. FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200820 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HERBERT J. SIMS & CO, INC. CENTRAL INDEX KEY: 0000090608 IRS NUMBER: 135213180 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04545 FILM NUMBER: 201121134 BUSINESS ADDRESS: STREET 1: 2150 POST ROAD STREET 2: SUITE 301 CITY: FAIRFIELD STATE: CT ZIP: 06824 BUSINESS PHONE: (203) 418-9020 MAIL ADDRESS: STREET 1: 2150 POST ROAD STREET 2: SUITE 301 CITY: FAIRFIELD STATE: CT ZIP: 06824 FORMER COMPANY: FORMER CONFORMED NAME: HERBERT J. SIMS & CO. INC. DATE OF NAME CHANGE: 20020611 FORMER COMPANY: FORMER CONFORMED NAME: SIMS HERBERT J & CO INC DATE OF NAME CHANGE: 20020611 FORMER COMPANY: FORMER CONFORMED NAME: SIMS HERBERT J & CO INC /CT/ /BD DATE OF NAME CHANGE: 19941025 MA-I 1 primary_doc.xml MA-I 0000090608 XXXXXXXX Loreto Fuentes 2034189046 LFuentes@hjsims.com LFuentes@hjsims.com VHebert@hjsims.com N N Thomas Lloyd Bowden Jr. 5803481 N 1 0000090608 HERBERT J. SIMS & CO, INC. 05-01-2019 N 867-01435 SUPERVISED 05-01-2019 2150 POST ROAD SUITE 301 FAIRFIELD CT 06824 LOCATED 05-22-2019 2920 West Broad Street Suite 109 Richmond VA 23226 05-2019 Herbert J. Sims & Co., Inc. Fairfield CT 06824 Y Y Vice President 09-2012 05-2019 BB&T Securities Richmond VA 23230 Y Y Muni Markets Analyst 01-2012 09-2012 BB&T Corp Winston-Salem NC 27101 N N LDP Program - Associate 06-2004 01-2012 Kinloch Golf Club Manakin-Sabot VA 23238 N N Caddie N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 08-14-2020 Thomas L. Bowden Vice President