0000090608-20-000006.txt : 20200820
0000090608-20-000006.hdr.sgml : 20200820
20200820185018
ACCESSION NUMBER: 0000090608-20-000006
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
BOWDEN,THOMAS,LLOYD,JR.
FILED AS OF DATE: 20200814
DATE AS OF CHANGE: 20200820
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERBERT J. SIMS & CO, INC.
CENTRAL INDEX KEY: 0000090608
IRS NUMBER: 135213180
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04545
FILM NUMBER: 201121134
BUSINESS ADDRESS:
STREET 1: 2150 POST ROAD
STREET 2: SUITE 301
CITY: FAIRFIELD
STATE: CT
ZIP: 06824
BUSINESS PHONE: (203) 418-9020
MAIL ADDRESS:
STREET 1: 2150 POST ROAD
STREET 2: SUITE 301
CITY: FAIRFIELD
STATE: CT
ZIP: 06824
FORMER COMPANY:
FORMER CONFORMED NAME: HERBERT J. SIMS & CO. INC.
DATE OF NAME CHANGE: 20020611
FORMER COMPANY:
FORMER CONFORMED NAME: SIMS HERBERT J & CO INC
DATE OF NAME CHANGE: 20020611
FORMER COMPANY:
FORMER CONFORMED NAME: SIMS HERBERT J & CO INC /CT/ /BD
DATE OF NAME CHANGE: 19941025
MA-I
1
primary_doc.xml
MA-I
0000090608
XXXXXXXX
Loreto Fuentes
2034189046
LFuentes@hjsims.com
LFuentes@hjsims.com
VHebert@hjsims.com
N
N
Thomas
Lloyd
Bowden
Jr.
5803481
N
1
0000090608
HERBERT J. SIMS & CO, INC.
05-01-2019
N
867-01435
SUPERVISED
05-01-2019
2150 POST ROAD
SUITE 301
FAIRFIELD
CT
06824
LOCATED
05-22-2019
2920 West Broad Street
Suite 109
Richmond
VA
23226
05-2019
Herbert J. Sims & Co., Inc.
Fairfield
CT
06824
Y
Y
Vice President
09-2012
05-2019
BB&T Securities
Richmond
VA
23230
Y
Y
Muni Markets Analyst
01-2012
09-2012
BB&T Corp
Winston-Salem
NC
27101
N
N
LDP Program - Associate
06-2004
01-2012
Kinloch Golf Club
Manakin-Sabot
VA
23238
N
N
Caddie
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
08-14-2020
Thomas L. Bowden
Vice President