0000090608-17-000009.txt : 20170911
0000090608-17-000009.hdr.sgml : 20170911
20170911160549
ACCESSION NUMBER: 0000090608-17-000009
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20170911
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERBERT J. SIMS & CO. INC.
CENTRAL INDEX KEY: 0000090608
IRS NUMBER: 135213180
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04545
FILM NUMBER: 171079074
BUSINESS ADDRESS:
STREET 1: 2150 POST ROAD
STREET 2: SUITE 301
CITY: FAIRFIELD
STATE: CT
ZIP: 06824
BUSINESS PHONE: 732-590-0531
MAIL ADDRESS:
STREET 1: 2150 POST ROAD
STREET 2: SUITE 301
CITY: FAIRFIELD
STATE: CT
ZIP: 06824
FORMER COMPANY:
FORMER CONFORMED NAME: SIMS HERBERT J & CO INC
DATE OF NAME CHANGE: 20020611
FORMER COMPANY:
FORMER CONFORMED NAME: SIMS HERBERT J & CO INC /CT/ /BD
DATE OF NAME CHANGE: 19941025
MA-I
1
primary_doc.xml
MA-I
0000090608
XXXXXXXX
R.cumiskey
732-590-0531
rcumiskey@hjsims.com
ldogery@hjsims.com
N
N
CURTIS
W
KING
005361332
Y
1
Herbert J Sims
06-04-2007
N
09-11-2017
0000090608
LOCATED
06-04-2007
815 Brazos Street
Ste 710
Austin
TX
78701
SUPERVISED
06-04-2007
2150 Post Road
STE 301
Fairfield
CT
06824
06-2007
HERBERT J SIMS & CO, INC
AUSTIN
TX
78701
Y
Y
Reg Rep
09-2003
05-2007
BOSTON COLLEGE POLICE DEPARTMENT
CHESTNUT HILL
MA
02467
N
N
WALKING ESCORT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
09-11-2017
Ricard Cumiskey
Chief Compliance officer