0000090608-17-000009.txt : 20170911 0000090608-17-000009.hdr.sgml : 20170911 20170911160549 ACCESSION NUMBER: 0000090608-17-000009 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170911 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HERBERT J. SIMS & CO. INC. CENTRAL INDEX KEY: 0000090608 IRS NUMBER: 135213180 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04545 FILM NUMBER: 171079074 BUSINESS ADDRESS: STREET 1: 2150 POST ROAD STREET 2: SUITE 301 CITY: FAIRFIELD STATE: CT ZIP: 06824 BUSINESS PHONE: 732-590-0531 MAIL ADDRESS: STREET 1: 2150 POST ROAD STREET 2: SUITE 301 CITY: FAIRFIELD STATE: CT ZIP: 06824 FORMER COMPANY: FORMER CONFORMED NAME: SIMS HERBERT J & CO INC DATE OF NAME CHANGE: 20020611 FORMER COMPANY: FORMER CONFORMED NAME: SIMS HERBERT J & CO INC /CT/ /BD DATE OF NAME CHANGE: 19941025 MA-I 1 primary_doc.xml MA-I 0000090608 XXXXXXXX R.cumiskey 732-590-0531 rcumiskey@hjsims.com ldogery@hjsims.com N N CURTIS W KING 005361332 Y 1 Herbert J Sims 06-04-2007 N 09-11-2017 0000090608 LOCATED 06-04-2007 815 Brazos Street Ste 710 Austin TX 78701 SUPERVISED 06-04-2007 2150 Post Road STE 301 Fairfield CT 06824 06-2007 HERBERT J SIMS & CO, INC AUSTIN TX 78701 Y Y Reg Rep 09-2003 05-2007 BOSTON COLLEGE POLICE DEPARTMENT CHESTNUT HILL MA 02467 N N WALKING ESCORT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-11-2017 Ricard Cumiskey Chief Compliance officer