0000090608-15-000003.txt : 20150303
0000090608-15-000003.hdr.sgml : 20150303
20150303152130
ACCESSION NUMBER: 0000090608-15-000003
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20150302
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERBERT J. SIMS & CO. INC.
CENTRAL INDEX KEY: 0000090608
IRS NUMBER: 135213180
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04545
FILM NUMBER: 15668663
BUSINESS ADDRESS:
STREET 1: 2150 POST ROAD
STREET 2: SUITE 301
CITY: FAIRFIELD
STATE: CT
ZIP: 06824
BUSINESS PHONE: 203-418-9030
MAIL ADDRESS:
STREET 1: 2150 POST ROAD
STREET 2: SUITE 301
CITY: FAIRFIELD
STATE: CT
ZIP: 06824
FORMER COMPANY:
FORMER CONFORMED NAME: SIMS HERBERT J & CO INC
DATE OF NAME CHANGE: 20020611
FORMER COMPANY:
FORMER CONFORMED NAME: SIMS HERBERT J & CO INC /CT/ /BD
DATE OF NAME CHANGE: 19941025
MA-I
1
primary_doc.xml
MA-I
0000090608
XXXXXXXX
R. Cumiskey
732-590-0531
rcumiskey@hjsims.com
ldogery@hjsims.com
N
N
ELIZABETH
BARNETT
SIMS
050000820
N
1
Herbert J. Sims & Co.
01-15-2015
N
08-29-2014
0000090608
LOCATED
01-15-2015
101 W 6th STREET
SUITE 603/604
AUSTIN
TX
78701
09-2013
HERBERT J. SIMS & CO. INC.
AUSTIN
TX
78751
Y
Y
SALES
07-2012
09-2013
ENTERGY
WOODLANDS
TX
77381
N
Y
SENIOR ANALYST
10-2010
07-2012
POWER ANGELS
AUSTIN
TX
73301
N
N
UNPAID INTERN
08-2006
10-2010
JP MORGAN CHASE BANK
NEW YORK
NY
10001
N
Y
REGISTERED REP
07-2005
08-2006
GOLDMAN SACHS & COMPANY
NEW YORK
NY
10001
N
Y
ANALYST WITHIN COMMODITY OPERATIONS
09-2004
07-2005
YALE UNIVERSITY ART GALLERY - FURNITURE DEPARTMENT
NEW HAVEN
CT
06501
N
N
STUDENT WORKER
09-2001
09-2004
FULL TIME EDUCATION-YALE UNIVERSITY
NEW HAVEN
CT
06501
N
N
STUDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
02-27-2015
Richard Cumiskey
CCO