-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EKff3QXeafxEyYzkWFYbpq3tgdz2EfE9vWlqDzqN3Gpa/uDvhMkjg8uqu9HN3SAh B04H9FpQI2lV9KIHKwqbOQ== 0000935836-01-500186.txt : 20010224 0000935836-01-500186.hdr.sgml : 20010224 ACCESSION NUMBER: 0000935836-01-500186 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991124 FILED AS OF DATE: 20010222 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SOLIGEN TECHNOLOGIES INC CENTRAL INDEX KEY: 0000916460 STANDARD INDUSTRIAL CLASSIFICATION: NONFERROUS FOUNDRIES (CASTINGS) [3360] IRS NUMBER: 954440838 STATE OF INCORPORATION: WY FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 001-12694 FILM NUMBER: 1551877 BUSINESS ADDRESS: STREET 1: 19408 LONDELIUS ST CITY: NORTHBRIDGE STATE: CA ZIP: 91423 BUSINESS PHONE: 8187181221 MAIL ADDRESS: STREET 1: 19408 LONDELIUS STREET CITY: NORTHRIDGE STATE: CA ZIP: 91324 COMPANY DATA: COMPANY CONFORMED NAME: ICM ASSET MANAGEMENT INC/WA CENTRAL INDEX KEY: 0000905608 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] OWNER IRS NUMBER: 911150802 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: W 601 MAIN AVE STREET 2: SUITE 917 CITY: SPOKANE STATE: WA ZIP: 99201 BUSINESS PHONE: 5094553588 MAIL ADDRESS: STREET 1: 601 W MAIN AVE STREET 2: STE 917 CITY: SPOKANE STATE: WA ZIP: 99201 3 1 solform3.htm

SEC 1473

(7-97)

Potential persons who are to respond to the collection of information contained in this form are not required to

respond unless the form displays a currently valid OMB control number

 

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange act of 1934,

Section 17(a) of the Public Utility Holding Company Act of 1935 or

Section 30(f) of the Investment Company Act of 1940

Form 3

OMB APPROVAL

OMB Number: 3235-0104

Expires: October 31, 2001

Estimated average burden

hours per response 0.5

(Print or Type Responses)

 

 

1 .Name and Address of Reporting Person*

(See Note 1)

2. Date of Event

Requiring Statement

(Month/Day/Year)

November 24, 1999

_________________________

3. IRS Identification Number of Reporting Person, if an entity
(voluntary)

4. Issuer Name and Ticker or Trading Symbol
Soligen Technologies, Inc. SGTN

(Last) (First) (Middle)

ICM Asset Management, Inc.

 

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

______Director ___X__10% Owner

______Officer (give ______Other (specify

title below) below)

____________________________

6. If Amendment, Date of
Original (month/Day/Year)

601 W. Main Avenue, Suite 600

7. Individual or Joint/Group
Filing (Check Applicable Line)

___Form filed by One Reporting Person
_X__Form filed by More than One Reporting Person

(City) (State) (Zip)

Spokane WA 99201

 

 

 

Table I Non-Derivative Securities Beneficially Owned

1. Title of Security
(Instr. 4)

2. Amount of Securities Beneficially Owned (Instr. 4)

3. Ownership
Form: Direct
(D) or Indirect
(I) (Instr. 5)

4. Nature of Indirect Beneficial Ownership
(Instr. 5)

Common Stock

276,489

D

Common Stock

2,192,586

D & I

See Notes 2 & 3

Common Stock

100,000

D

See Note 4

 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of
Derivative Security
(Instr. 4)

2. Date Exer-
cisable and
Expiration
Date
(Month/Day/Year)

3. Title and Amount of Securities
Underlying
Derivative Security
(Inst. 4)

4. Conver-
sion or
Exercise
Price of
Deri-
vative
Security

5. Owner-
ship
Form of
Deriv-
ative
Securities:
Direct
(D) or
Indirect
(I)
(Inst. 5)

6. Nature of Indirect
Beneficial Ownership
(Instr.5)

Date
Exer-
cisable

Expira-
tion
Date

Title

Amount
or
Number
of
Shares

Series B Preferred

11/24/99

N/A

Common Stock

750,000

.20

D & I

See Notes 2 & 3

Warrants

11/24/99

3/31/01

Common Stock

412,500

.20

D & I

See Notes 2 & 3

Warrants

11/95

3/31/01

Common Stock

100,000

1.50

D

See Note 4

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

 

 

Explanation of Responses:

(1) The reporting persons (the "Reporting Persons") consist of (i) James M. Simmons, manager of Koyah Ventures, LLC, and President and majority shareholder of ICM Asset Management, Inc.; (ii) ICM Asset Management, Inc., a registered investment adviser; and (iii) Koyah Ventures, LLC, a general partner of investment limited partnerships. Each reporting person disclaims membership in a group with any other person within the meaning of Rule 13d-5(b)(i) and Rule 16a-1(a)(1) under the Exchange Act.

(2) These securities are owned by investment limited partnerships of which Koyah Ventures, LLC is the general partner and ICM Asset Management, Inc. is the investment adviser.

(3) Each reporting person has only a pro rata interest in the securities with respect to which indirect beneficial ownership is reported and disclaims beneficial ownership in such securities except to the extent of such reporting person's pecuniary interest.

(4) These securities are owned directly by James M. Simmons.

Dated: February 20, 2001

ICM Asset Management, Inc. Koyah Ventures, LLC

By: _____________________________ _______________ _________

Dale Butterfield Tim Olsen James M. Simmons

Vice President Vice President

 

Joint Filer Information

Name: James M. Simmons

Address: 601 W. Main Ave., Suite 600, Spokane, WA 99201

Designated Filer: ICM Asset Management, Inc.

Issuer and Ticker Symbol: Soligen Technologies, Inc. SGTN

Statement for Month/Year: November 1999

 

Signature: _____________________ ______

James M. Simmons

 

Name: Koyah Ventures, LLC

Address: 601 W. Main Ave., Suite 600, Spokane, WA 99201

Designated Filer: ICM Asset Management, Inc.

Issuer and Ticker Symbol: Soligen Technologies, Inc. SGTN

Statement for Month/Year: November 1999

Signature: Koyah Ventures, LLC

By: _______________

Tim Olsen, Vice President

* If the form is filed by more than one reporting person, see Instruction 5(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
See Instruction 76 for procedure.

 

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