4/A 1 sol1100.htm

 

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

 

 

 

Filed pursuant to Section 16(a) of the Securities Exchange act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940

 

 

Form 4

OMB APPROVAL

OMB Number: 3235-0287

Expires: December 31, 2001

Estimated average burden

hours per response . 0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

 

 

(Print or Type Responses)

 

 

1 .Name and Address of Reporting Person

2. Issuer Name and Ticker or Trading Symbol: Soligen

Technologies, Inc. SGTN

6. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

______Director _XX___10% Owner

______Officer (give ______Other (specify title below) below)

____________________________

(Last) (First) (Middle)

ICM Asset Management, Inc.

3. IRS Identification Number of Reporting Person, if an entity
(voluntary)

4. Statement for
Month/Year

November 2000

(Street)

601 West Main Avenue, Suite 600

5. If Amendment,
Date of Original
(Month/Year)

November 2000

7. Individual or Joint/Group Filing (Check Applicable Line)
___Form filed by One Reporting Person
XX__Form filed by More than One Reporting Person

(City) (State) (Zip)

Spokane WA 99201

Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security
(Instr. 4)

2. Trans-
action
Date


(Month/
Day/
Year)

3. Trans-
Action
Code
(Instr. 8)

 

 

4. Securities Acquired (A)
or Disposed of (D)
(Instr. 3, 4 AND 5)

5. Amount of
Securities
Beneficially
Owned at
End of Month

(Instr. 3 and 4)

6. Owner-
ship
Form:
Direct
(D) or
Indirect
(I)

(Instr. 4)

7. Nature of Indirect Beneficial Ownership



(Instr. 4)

Code

V

Amount

(A) or

(D)

Price

Common Stock

11/8/00

S

45,000

D

.19

1,832,586

D & I

See Notes 2 & 3

Common Stock

11/9/00

S

30,000

D

.19

1,832,586

D & I

See Notes 2 & 3

Common Stock

11/10/00

S

45,000

D

.19

1,832,586

D & I

See Notes 2 & 3

Common Stock

11/20/00

S

30,000

D

.18

1,832,586

D & I

See Notes 2 & 3

Common Stock

11/21/00

S

20,000

D

.17

1,832,586

D & I

See Notes 2 & 3

Common Stock

11/22/00

S

20,000

D

.15

1,832,586

D & I

See Notes 2 & 3

Common Stock 11/24/00 S 20,000 D .15 1,832,586 D & I See Notes 2 & 3

Common Stock 11/27/00 S 30,000 D .15 1,832,586 D & I See Notes 2 & 3

Common Stock N/A N/A N/A N/A N/A 100,000 D See Note 4

Common Stock N/A N/A N/A N/A N/A 276,489 D

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).

Persons who respond to the collection of information contained (Over)
in this form are not required to respond unless the form displays SEC 1474 (3-00)

a currently valid OMB control number.

 

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of
Derivative Security
(Instr. 4)

2. Conver-
sion or
Exercise
Price of
Deri-
vative
Security

3. Trans-
action
Date


(Month/
Day/
Year)

4. Trans-
action
Code
(Instr. 8)

 

 

 

 

 

 

5. Number of Deriv-
ative Securities Ac-
quired (A) or Dis-
posed of (D)
(Instr. 3, 4, and 5)

6. Date Exer-
cisable and
Expiration
Date
(Month/Day/
Year).

7. Title and Amount of Securities
Underlying
Derivative Security
(Inst. 4)

8. Price
of
Deriv-
ative
Secur-
ity
(Instr.
5)

9. Number
of deriv-
ative
Secur-
ities
Bene-
ficially
Owned
at End
of
Month
(Instr. 4)

10. Owner-
ship
Form of
Deriv-
ative
Security:
Direct
(D) or
Indirect
(I)
(Instr. 4)

11. Nature of Indirect
Beneficial Ownership
(Instr. 5)

 

Code

 

V

 

(A)

 

(D)

Date
Exer-
cisable

Expira-
tion
Date

Title

Amount or
Number of
Shares

Series B Preferred

.20

N/A

N/A

N/A

N/A

N/A

11/24/99

N/A

Common Stock

750,000

.19

750,000

D & I

See Notes 2 & 3

Warrants

.20

N/A

N/A

N/A

N/A

N/A

11/24/99

3/31/01

Common Stock

412,500

.02

412,500

D & I

See Notes 2 & 3

Warrants

1.50

N/A

N/A

N/A

N/A

N/A

11/95

3/31/01

Common Stock

100,000

N/A

100,000

D

See Note 4

 

 

 

Explanation of Responses:

 

(1) The reporting persons (the "Reporting Persons") consist of (i) James M. Simmons, manager of Koyah Ventures, LLC, and President and majority shareholder of ICM Asset Management, Inc.; (ii) ICM Asset Management, Inc., a registered investment adviser; and (iii) Koyah Ventures, LLC, a general partner of investment limited partnerships. Each reporting person disclaims membership in a group with any other person within the meaning of Rule 13d-5(b)(i) and Rule 16a-1(a)(1) under the Exchange Act.

(2) These securities are owned by investment limited partnerships of which Koyah Ventures, LLC is the general partner and ICM Asset Management, Inc. is the investment adviser.

(3) Each reporting person has only a pro rata interest in the securities with respect to which indirect beneficial ownership is reported and disclaims beneficial ownership in such securities except to the extent of such reporting person's pecuniary interest.

(4) These securities are owned directly by James M. Simmons.

Dated: February 22, 2001

ICM Asset Management, Inc. Koyah Ventures, LLC

By: _____________________________ _______________ _________

Dale Butterfield Tim Olsen James M. Simmons

Vice President Vice President

 

Joint Filer Information

Name: James M. Simmons

Address: 601 W. Main Ave., Suite 600, Spokane, WA 99201

Designated Filer: ICM Asset Management, Inc.

Issuer and Ticker Symbol: Soligen Technologies, Inc. SGTN

Statement for Month/Year: November 2000

 

Signature: _____________________ ______

James M. Simmons

 

Name: Koyah Ventures, LLC

Address: 601 W. Main Ave., Suite 600, Spokane, WA 99201

Designated Filer: ICM Asset Management, Inc.

Issuer and Ticker Symbol: Soligen Technologies, Inc.

Statement for Month/Year: November 2000

Signature: Koyah Ventures, LLC

By: _______________

Tim Olsen, Vice President

* If the form is filed by more than one reporting person, see Instruction 5(b)(v).

** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
See Instruction 76 for procedure.

 

 

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