0000905608-16-000014.txt : 20161107 0000905608-16-000014.hdr.sgml : 20161107 20161107110124 ACCESSION NUMBER: 0000905608-16-000014 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161107 DATE AS OF CHANGE: 20161107 EFFECTIVENESS DATE: 20161107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICM ASSET MANAGEMENT INC/WA CENTRAL INDEX KEY: 0000905608 IRS NUMBER: 911150802 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03766 FILM NUMBER: 161976971 BUSINESS ADDRESS: STREET 1: 601 W MAIN AVENUE STREET 2: SUITE 900 CITY: SPOKANE STATE: WA ZIP: 99201 BUSINESS PHONE: 5094553588 MAIL ADDRESS: STREET 1: 601 W MAIN AVENUE STREET 2: SUITE 900 CITY: SPOKANE STATE: WA ZIP: 99201 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000905608 XXXXXXXX 09-30-2016 09-30-2016 ICM ASSET MANAGEMENT INC/WA

601 W MAIN AVENUE SUITE 900 SPOKANE WA 99201

13F HOLDINGS REPORT 028-03766 N Lisa House 509-455-3588 Lisa House Spokane WA 11-07-2016 0 63 75206 false INFORMATION TABLE 2 inftable.xml 13F REPORT Abercrombie & Fitch Co. Class COM 002896207 1194 75155 SH SOLE 0 74055 0 1100 AGNC Investment Corp. COM 00123Q104 2010 102864 SH SOLE 0 97769 0 5095 Alcoa, Inc. COM 013817507 2821 278162 SH SOLE 0 265982 0 12180 Allergan PLC. COM G0177J108 363 1575 SH SOLE 0 1340 0 235 Anadarko Petroleum Corp. COM 032511107 260 4105 SH SOLE 0 3495 0 610 Ascena Retail Group Inc. COM 04351G101 1579 282500 SH SOLE 0 276765 0 5735 Aura Systems, Inc. COM 051526200 5 59883 SH SOLE 0 59883 0 0 Bank Of America Corp. COM 060505104 1756 112190 SH SOLE 0 110855 0 1335 Bebe Stores Inc. COM 075571109 27 38300 SH SOLE 0 38300 0 0 BMC Stock Holdings Inc. COM 05591B109 820 46265 SH SOLE 0 44440 0 1825 Charles & Colvard Ltd COM 159765106 15 13360 SH SOLE 0 13360 0 0 Citigroup, Inc. COM 172967424 479 10150 SH SOLE 0 8780 0 1370 City Office REIT Inc. COM 178587101 1083 85060 SH SOLE 0 83365 0 1695 Clearsign Combustion Corp. COM 185064102 1304 217390 SH SOLE 0 210845 0 6545 Conifex Timber, Inc. COM 207324104 51 18400 SH SOLE 0 18400 0 0 Corning, Inc. COM 219350105 1836 77630 SH SOLE 0 75305 0 2325 Destination XL Group Inc. COM 25065K104 1061 244920 SH SOLE 0 235220 0 9700 Dover Downs Gaming & Entertain COM 260095104 35 32650 SH SOLE 0 32650 0 0 Enlink Midstream LLC COM 29336T100 746 44560 SH SOLE 0 42215 0 2345 Etsy Inc. COM 29786A106 564 39495 SH SOLE 0 38160 0 1335 Five Star Quality Care Inc COM 33832D106 675 353275 SH SOLE 0 339895 0 13380 Gladstone Investment Corp. COM 376546107 635 71445 SH SOLE 0 71445 0 0 Global Medical REIT Inc. COM 37954A204 1549 158735 SH SOLE 0 155285 0 3450 Golar LNG Ltd COM G9456A100 1917 90420 SH SOLE 0 86800 0 3620 Goodyear Tire & Rubber Co. COM 382550101 2819 87276 SH SOLE 0 85001 0 2275 H-Source Holdings Ltd. COM 40434x109 230 2094898 SH SOLE 0 2094898 0 0 Harris and Harris Group Inc COM 413833104 31 22185 SH SOLE 0 22185 0 0 HP Inc COM 40434L105 810 52185 SH SOLE 0 52185 0 0 Hudbay Minerals Inc. COM 443628102 1873 472860 SH SOLE 0 463130 0 9730 Intel Corp. COM 458140100 1785 47295 SH SOLE 0 46565 0 730 Inventure Group, Inc. COM 461212102 2384 253630 SH SOLE 0 249775 0 3855 JetBlue Airways Corp. COM 477143101 412 23885 SH SOLE 0 23085 0 800 Kratos Defense & Security Solu COM 50077B207 1805 261919 SH SOLE 0 255071 0 6848 Lowe's Companies, Inc. COM 548661107 5546 76800 SH SOLE 0 76800 0 0 Macy's Inc. COM 55616P104 1792 48360 SH SOLE 0 46020 0 2340 Meritor, Inc. COM 59001K100 475 42685 SH SOLE 0 41255 0 1430 Micron Technology, Inc. COM 595112103 2211 124350 SH SOLE 0 119095 0 5255 Microsoft Corp. COM 594918104 6673 115845 SH SOLE 0 114865 0 980 Modine Manufacturing Co. COM 607828100 977 82390 SH SOLE 0 79130 0 3260 NCR Corp. COM 62886e108 1401 43532 SH SOLE 0 42269 0 1263 Newfield Exploration Co. COM 651290108 956 21995 SH SOLE 0 20455 0 1540 Nuveen High Income Target Term COM 67076E107 3473 340195 SH SOLE 0 327550 0 12645 Nuveen Preferred & Income Term COM 67075A106 3837 155840 SH SOLE 0 148445 0 7395 Pacific Continental Corp COM 69412V108 260 15463 SH SOLE 0 15463 0 0 Photronics, Inc. COM 719405102 1033 100210 SH SOLE 0 96520 0 3690 Preferred Apartment Communitie COM 74039L103 1644 121695 SH SOLE 0 119855 0 1840 Qorvo Inc COM 74736k101 2546 45668 SH SOLE 0 44638 0 1030 Rocky Brands Inc. COM 774515100 267 25258 SH SOLE 0 23873 0 1385 RR Donnelley & Sons Co. COM 257867101 653 41550 SH SOLE 0 41550 0 0 Rubicon Technology Inc COM 78112T107 18 28340 SH SOLE 0 28340 0 0 Schlumberger Ltd. COM 806857108 276 3510 SH SOLE 0 3510 0 0 SeaDrill Limited COM G7945E105 261 110000 SH SOLE 0 110000 0 0 Shiloh Industries, Inc. COM 824543102 316 44700 SH SOLE 0 43190 0 1510 Stillwater Mining Co. COM 86074Q102 1951 146015 SH SOLE 0 141855 0 4160 STR Holdings Inc COM 78478V209 5 22853 SH SOLE 0 22853 0 0 Strategic Environmental & Ener COM 86271N100 678 1130105 SH SOLE 0 1113070 0 17035 Sunpower Corp COM 867652406 847 94970 SH SOLE 0 89005 0 5965 Thermo Fisher Scientific, Inc. COM 883556102 431 2710 SH SOLE 0 2710 0 0 Travelcenters of America LLC COM 894174101 374 52299 SH SOLE 0 49574 0 2725 Two Harbors Investment Corp. COM 90187B101 691 80965 SH SOLE 0 78460 0 2505 Umpqua Holdings Corp COM 904214103 330 21899 SH SOLE 0 20749 0 1150 Walt Disney Co. COM 254687106 324 3485 SH SOLE 0 3385 0 100 Westell Technologies Inc.-A COM 957541105 26 50650 SH SOLE 0 50650 0 0