-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J9uvOKY5ABzJSYO8O5oihqN8TM1J/twmJW62bV8yhv5j8SQb4Mo0Q8vOedzjQKMr LE5sMvVeBJ/uIzgmxNUSAg== 0000905608-07-000037.txt : 20071114 0000905608-07-000037.hdr.sgml : 20071114 20071114134213 ACCESSION NUMBER: 0000905608-07-000037 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071114 DATE AS OF CHANGE: 20071114 EFFECTIVENESS DATE: 20071114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICM ASSET MANAGEMENT INC/WA CENTRAL INDEX KEY: 0000905608 IRS NUMBER: 911150802 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03766 FILM NUMBER: 071242955 BUSINESS ADDRESS: STREET 1: 601 W MAIN AVE STREET 2: SUITE 600 CITY: SPOKANE STATE: WA ZIP: 99201 BUSINESS PHONE: 5094553588 MAIL ADDRESS: STREET 1: 601 W MAIN AVE STREET 2: STE 600 CITY: SPOKANE STATE: WA ZIP: 99201 13F-HR 1 f130907.txt 3Q 07 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2007 Check here if Amendment: ___; Amendment Number: ___ This Amendment (Check only one.) ___ is a restatement. ___ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ICM Asset Management, Inc. Address: 601 W. Main Avenue, Suite 600 Spokane WA 99201-0613 Form 13F File Number: 28-03766 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Robert J. Law Title: Executive Vice President Phone: (509)455-3588 Signature, Place and Date of Signing: Robert J. Law Spokane, WA 11-14-07 [Signature] [City, State] [Date] Report Type (Check only one.): _X_ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ___ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ___ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 131 Form 13F Information Table Value Total: 905,167 List of Other Included Managers: NONE ICM Asset Management, Inc. FORM 13F September 30, 2007 Voting Authority ---------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------ -------------- --------- -------- -------- --- ---- ------- ------------ ------ ------ ---- 3M Co. COM 88579Y101 1230 13145 SH Sole 12295 850 Abbott Laboratories COM 002824100 793 14780 SH Sole 14330 450 Access Integrated Technologies COM 004329108 4086 729650 SH Sole 218975 510675 Alaska Air Group, Inc. COM 011659109 15448 669050 SH Sole 332460 336500 American Equity Invt Life Hold COM 025676206 20315 1907531 SH Sole 967451 939800 American Int'l Group, Inc. COM 026874107 2160 31924 SH Sole 31103 821 American Italian Pasta Co. Cla COM 027070101 309 37550 SH Sole 16950 20600 Americredit Corp. COM 03060R101 14790 841305 SH Sole 329585 511600 Amgen, Inc. COM 031162100 607 10734 SH Sole 9744 990 Andrew Corp. COM 034425108 14171 1023175 SH Sole 649685 373290 Applied Materials, Inc. COM 038222105 1105 53395 SH Sole 51595 1800 Aura Systems, Inc. COM 051526200 2750 1308162 SH Sole 1308162 Auto Data Processing, Inc. COM 053015103 462 10050 SH Sole 9050 1000 Avista Corp. COM 05379B107 14360 705655 SH Sole 259315 446340 Avon Products COM 054303102 1193 31790 SH Sole 30590 1200 BakBone Software, Inc. COM 057101107 595 535950 SH Sole 535950 Bank Of America Corp. COM 060505104 884 17594 SH Sole 16774 820 Bottomline Technologies, Inc. COM 101388106 13485 1076225 SH Sole 397225 679000 BP PLC COM 055622104 272 3926 SH Sole 2842 1084 Brookline Bancorp, Inc. COM 11373M107 18106 1562227 SH Sole 812257 749760 CA, Inc. COM 12673P105 257 10000 SH Sole 8700 1300 Cadbury Schweppes PLC COM 127209302 394 8460 SH Sole 8460 Cal Dive International Inc. COM 12802t101 9251 616740 SH Sole 305245 311415 Campbell Soup Co. COM 134429109 314 8500 SH Sole 7750 750 Cemex S.A.B. DE C.V. COM 151290889 659 22040 SH Sole 22040 Charming Shoppes, Inc. COM 161133103 19786 2355448 SH Sole 1245832 1109186 Chevron Corp. COM 166764100 763 8152 SH Sole 7802 350 Cisco Systems, Inc. COM 17275R102 969 29250 SH Sole 29250 Citigroup, Inc. COM 172967101 1398 29955 SH Sole 29755 200 Coca Cola Co. COM 191216100 1826 31766 SH Sole 30366 1400 Coherent, Inc. COM 192479103 21596 673200 SH Sole 330740 342380 Colgate-Palmolive Co. COM 194162103 1055 14795 SH Sole 14220 575 Comcast Corp. Spec. Class A COM 20030N200 985 41112 SH Sole 39037 2075 Convergys Corp. COM 212485106 3785 218010 SH Sole 178960 38950 Cross Country Healthcare, Inc. COM 227483104 20438 1169900 SH Sole 547440 622310 Cytec Industries, Inc. COM 232820100 20008 292557 SH Sole 121989 170528 Dell, Inc. COM 24702r101 905 32785 SH Sole 29185 3600 Ditech Networks COM 25500T108 13510 2563522 SH Sole 1029487 1534035 Dot Hill Systems Corp. COM 25848t109 11837 3906654 SH Sole 1471904 2434750 Edge Petroleum Corp. COM 279862106 15778 1228805 SH Sole 672710 555915 EFJ, Inc. COM 26843B101 16173 2788501 SH Sole 1062926 1725575 Electro Scientific Inds, Inc. COM 285229100 24982 1042640 SH Sole 532855 509645 Elizabeth Arden, Inc. COM 28660G106 8804 326550 SH Sole 82350 244200 Emerson Electric Co. COM 291011104 364 6840 SH Sole 6840 Enwave Corp. COM 29410k108 7 15252 SH Sole 15252 Exxon Mobil Corp. COM 30231G102 1419 15332 SH Sole 12555 2777 Flow International, Inc. COM 343468104 21949 2488590 SH Sole 1283355 1204915 Gaming Partners International COM 36467A107 395 42700 SH Sole 42700 General Electric Co. COM 369604103 1738 41979 SH Sole 37433 4546 General Mills, Inc. COM 370334104 510 8790 SH Sole 7970 820 Genius Products, Inc. COM 37229R206 4781 1770900 SH Sole 265175 1505725 Gerber Scientific COM 373730100 13401 1235106 SH Sole 469456 765650 Guitar Center Inc. COM 402040109 12522 211158 SH Sole 124158 86960 H&E Equipment Services Inc. COM 404030108 13850 770275 SH Sole 402235 367910 HealthTronics COM 42222L107 4827 946550 SH Sole 73550 873000 Hearusa, Inc. COM 422360305 536 335000 SH Sole 335000 Hewlett-Packard Co. COM 428236103 289 5800 SH Sole 5000 800 Hollywood Media Corp. COM 436233100 124 35200 SH Sole 35200 Home Depot, Inc. COM 437076102 526 16225 SH Sole 15075 1150 Horizon Offshore Inc. COM 44043J204 8758 530810 SH Sole 279545 251155 Hudson Highland Group Inc. COM 443792106 11324 889550 SH Sole 328500 561050 I-Trax, Inc. COM 45069d203 8254 2144025 SH Sole 655700 1488325 IBM, Inc. COM 459200101 1298 11015 SH Sole 10265 750 Idacorp, Inc. COM 451107106 16254 496450 SH Sole 251095 245295 Ingersoll Rand Co. Cl A COM 456866102 429 7875 SH Sole 6800 1075 Insight Enterprises, Inc. COM 45765U103 18616 721278 SH Sole 386578 334590 Integrys Energy Group Inc. COM 45822P105 4556 88935 SH Sole 68125 20770 Intel Corp. COM 458140100 1899 73450 SH Sole 70550 2900 Interpublic Group of Companies COM 460690100 177 17100 SH Sole 15000 2100 ION Geophysical Corp. COM 462044108 21332 1542477 SH Sole 681920 860427 Ivanhoe Energy Inc. COM 465790103 266 138425 SH Sole 138425 Johnson & Johnson, Inc. COM 478160104 1375 20925 SH Sole 18375 2550 KeyCorp COM 493267108 216 6673 SH Sole 6673 Kroger Co. COM 501044101 384 13450 SH Sole 13150 300 KVH Industries Inc. COM 482738101 89 10450 SH Sole 10450 Lattice Semiconductor Corp. COM 518415104 20844 4642295 SH Sole 2238140 2403585 Lifepoint Hospitals, Inc. COM 53219L109 15831 527540 SH Sole 257815 269635 Linear Tech Corp. COM 535678106 331 9460 SH Sole 8360 1100 LTX Corp. COM 502392103 7888 2209390 SH Sole 819605 1389785 Magnetek, Inc. COM 559424106 10916 2274150 SH Sole 653275 1620875 Marsh & Mclennan Cos., Inc. COM 571748102 877 34400 SH Sole 32950 1450 McDonalds Corp. COM 580135101 383 7040 SH Sole 6340 700 Medtronic, Inc. COM 585055106 1395 24736 SH Sole 23736 1000 Merck & Co. COM 589331107 473 9150 SH Sole 8950 200 Mercury Computer Systems COM 589378108 9623 936137 SH Sole 292637 643500 Microsoft Corp. COM 594918104 1427 48430 SH Sole 46130 2300 Monterey Gourmet Foods, Inc. COM 612570101 184 48350 SH Sole 48350 Moog Inc-Cl A COM 615394202 14353 326640 SH Sole 180670 145900 MSC Software Corp. COM 553531104 27162 1994242 SH Sole 895887 1098095 Nautilus, Inc. COM 63910b102 12180 1528192 SH Sole 680869 847013 Nestle SA ADR COM 641069406 574 5125 SH Sole 5125 Nokia Corp. COM 654902204 1194 31470 SH Sole 29840 1630 Novartis AG ADR COM 66987v109 743 13525 SH Sole 13525 NTT Docomo, Inc. Spon ADR COM 62942m201 251 17650 SH Sole 17650 Omnicare, Inc. COM 681904108 7101 214345 SH Sole 173520 40725 Oracle Corp. COM 68389X105 358 16516 SH Sole 14516 2000 Oyo Geospace Corp. COM 671074102 6237 67275 SH Sole 6450 60825 PerkinElmer, Inc. COM 714046109 7088 242646 SH Sole 201756 40780 Pfizer, Inc. COM 717081103 1502 61470 SH Sole 56440 5030 Planetout, Inc. COM 727058109 117 91950 SH Sole 91950 Polyone Corp. COM 73179P106 3711 496850 SH Sole 126150 370700 Powerwave Technologies, Inc. COM 739363109 22680 3681796 SH Sole 1874106 1807190 Procter & Gamble Co. COM 742718109 1954 27785 SH Sole 26035 1750 Progressive Gaming Internation COM 74332S102 6632 1326423 SH Sole 321698 1004725 Qlogic Corp. COM 747277101 14240 1058755 SH Sole 527215 531400 Rent-A-Center, Inc. COM 76009N100 20416 1126096 SH Sole 561756 564190 Rohm & Haas Co. COM 775371107 739 13275 SH Sole 12375 900 RPM, Inc. COM 749685103 5477 228673 SH Sole 197200 31393 Schering Plough Corp. COM 806605101 799 25250 SH Sole 24550 700 Seracare Life Science, Inc. COM 81747Q100 283 49293 SH Sole 49293 Shaw Group, Inc. COM 820280105 29236 503199 SH Sole 274194 228955 Shoe Pavilion, Inc. COM 824894109 54 20200 SH Sole 20200 Silicon Image, Inc. COM 82705t102 9332 1812105 SH Sole 668035 1144070 Six Flags, Inc. COM 83001P109 10157 2935680 SH Sole 1635605 1299785 Superior Energy Services, Inc. COM 868157108 20327 573561 SH Sole 297119 276382 Symmetricom, Inc. COM 871543104 17983 3826110 SH Sole 1814260 2011150 Time Warner, Inc. COM 887317105 682 37155 SH Sole 34955 2200 Toyota Motor Corp. Spon. ADR COM 892331307 801 6855 SH Sole 6855 Unilever N.V. COM 904784709 554 17950 SH Sole 17950 United Rentals, Inc. COM 911363109 24647 766135 SH Sole 432025 334000 URS Corp. COM 903236107 8914 157905 SH Sole 108600 49245 Verizon Communications, Inc. COM 92343V104 616 13918 SH Sole 12868 1050 Vishay Intertechnology, Inc. COM 928298108 20931 1606400 SH Sole 813560 792550 Vistacare Inc., Class A COM 92839y109 9877 1510269 SH Sole 572395 937874 Wal-Mart Stores, Inc. COM 931142103 1174 26905 SH Sole 25345 1560 Washington Mutual, Inc. COM 939322103 463 13125 SH Sole 12975 150 Waters Corp. COM 941848103 569 8500 SH Sole 8500 WGL Holdings, Inc. COM 92924f106 23029 679522 SH Sole 339332 340110 Xilinx, Inc. COM 983919101 367 14030 SH Sole 12460 1570 Youbet.com Inc. COM 987413101 91 48750 SH Sole 48750 YRC Worldwide, Inc. COM 984249102 4341 158891 SH Sole 131226 27565
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