-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OX/k3I0x3dC56x4t4g1C39YG9fgm/HnUsAhMPxMuRd9lTS08UkJgZdatC//skscO sfPp2OkyOqCYNmEP9jTcmg== 0000905608-02-000053.txt : 20020415 0000905608-02-000053.hdr.sgml : 20020415 ACCESSION NUMBER: 0000905608-02-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010831 FILED AS OF DATE: 20020308 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SVI SOLUTIONS INC CENTRAL INDEX KEY: 0000866535 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 841131608 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14263 FILM NUMBER: 02569764 BUSINESS ADDRESS: STREET 1: 12707 HIGH BLUFF DRIVE STREET 2: STE 335 CITY: SAN DIEGO STATE: CA ZIP: 92130 BUSINESS PHONE: 8584814405 MAIL ADDRESS: STREET 1: 12707 HIGH BLUFF DRIVE STREET 2: STE 335 CITY: SAN DIEGO STATE: CA ZIP: 92120 FORMER COMPANY: FORMER CONFORMED NAME: SVI HOLDINGS INC DATE OF NAME CHANGE: 19940207 FORMER COMPANY: FORMER CONFORMED NAME: WILSON CAPITAL INC DATE OF NAME CHANGE: 19930328 COMPANY DATA: COMPANY CONFORMED NAME: ICM ASSET MANAGEMENT INC/WA CENTRAL INDEX KEY: 0000905608 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] OWNER IRS NUMBER: 911150802 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: W 601 MAIN AVE STREET 2: SUITE 917 CITY: SPOKANE STATE: WA ZIP: 99201 BUSINESS PHONE: 5094553588 MAIL ADDRESS: STREET 1: 601 W MAIN AVE STREET 2: STE 917 CITY: SPOKANE STATE: WA ZIP: 99201 4 1 form4svi.txt SVI SOLUTIONS, INC. 1 - ------------------ Form 4 - ------------------ Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) - ----------------------------------------------------------------------------- 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol: ICM Asset Management, Inc. (See Note 1) SVI Solutions, Inc. ("SVI") - ------------------------------------------------------------------------------ (Last) (First) (Middle) 3. IRS Identification Number of Reporting Person, 601 W. Main Ave., Suite 600 if an entity (Voluntary) - -------------------------------------- (Street) Spokane WA 99201 - -------------------------------------- (City) (State) (Zip) - ------------------------------------------------------------------------------- 4. Statement for 5. If Amendment, Month/Year Date of Original (Month/Year) February 2002 - ------------------------------------------------------------------------------- 6. Relationship of Reporting Person(s) to 7. Individual or Joint/Group Issuer (Check all applicable) Filing (Check Applicable Line) Form filed by One Director X 10% Owner Reporting Person - ------- ------- ------- Officer (give Other (specify X Form filed by More than - ------- title below) ------- below) ------- One Reporting Person - -------------------------------------------------------------------------------- Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - -------------------------------------------------------------------------------- 1. Title of Security 2. Transaction Date (Instr. 4) (Month/Day/Year) - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 3. Transaction Code 4. Securities Acquired (A) or (Instr. 8) Disposed of (D) (Instr. 3, 4 AND 5) - -------------------------------------------------------------------------------- Code V Amount (A) or Price (D) - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 5. Amount of Securities 6. Ownership Form: 7. Nature of Indirect Beneficially Owned at Direct (D) or Beneficial Ownership End of Month Indirect (I) (Instr. 4) (Instr. 3 and 4) (Instr. 4) - ----------------------------------------------------------------------------- - ----------------------------------------------------------------------------- - ----------------------------------------------------------------------------- * If the form is filed by more than one reporting person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. form 4 (continued) Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. - ----------------------------------------------------------------------------- Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ----------------------------------------------------------------------------- 1. Title of Derivative Security 2. Conversion or Exercise 3. Transaction Date (Instr. 4) Price of Derivative (Month/Day/Year) Security - ------------------------------------------------------------------------------ Warrants $0.85 2/19/02 (4) - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ 4. Transaction Code 5. Number of Derivative 6. Date Exercisable (Instr. 8) Securities Acquired (A) and Expiration or Disposed of (D) Date (Instr. 3, 4, and 5) (Month/Day/Year) - ------------------------------------------------------------------------------ Code V (A) (D) Date Expiration Exercisable Date - ----------------------------------------------------------------------------- P 72,544 2/10/02 2/19/04 - ----------------------------------------------------------------------------- - ----------------------------------------------------------------------------- - ----------------------------------------------------------------------------- 7. Title and Amount of 8. Price of Derivative Securities Underlying Security Derivative Security (Instr. 5) (Inst. 4) - ----------------------------------------------------------------------------- Amount or Title Number of Shares - ---------------------------------------------------------------------------- Common Stock 72,544 See Note 2 - ----------------------------------------------------------------------------- - --------------------------------------------------------------------------- - --------------------------------------------------------------------------- - --------------------------------------------------------------------------- 9. Number of Derivative 10. Ownership Form of 11. Nature of Indirect Securities Beneficially Derivative Security: Beneficial Ownership Owned at End of Month Direct (D) or (Instr. 5) (Instr. 4) Indirect(I) (Instr. 4) - ---------------------------------------------------------------------------- 2,393,958 D&I See Note 3 - ---------------------------------------------------------------------------- - ---------------------------------------------------------------------------- - ---------------------------------------------------------------------------- - ---------------------------------------------------------------------------- Explanation of Responses: (1) The reporting persons (the "Reporting Persons") consist of (i) James M. Simmons, manager of Koyah Ventures, LLC ("Koyah"), and President and majority shareholder of ICM Asset Management, Inc. ("ICM"); (ii) ICM, a registered investment adviser; (iii) Koyah, a general partner of investment limited partnerships; (iv) Koyah Leverage Partners, L.P., an investment limited partnership of which Koyah is the general partner. The Reporting Persons disclaim membership in a group with any non-Reporting Persons within the meaning of Rule 13d-5(b)(i) and Rule 16a-1(a)(1) under the Exchange Act. (2) These securities were issued without additional consideration pursuant to that certain Investors' Rights Agreement entered into as of December 22, 2000 between SVI and the Reporting Persons, amont others, in connection with the issuance of 2,941,176 shares of SVI's common stock on that date. (3) These securities are owned by investment advisory accounts of ICM or by investment limited partnerships of which Koyah is the general partner and ICM is the investment adviser. Each Reporting Person has only a pro rata interest in the securities with respect to which indirect beneficial ownership is reported and disclaims beneficial ownership in such securities except to the extent of such Reporting Person's pecuniary interest. (4) Represents date right to acquire warrant accrued. Dated: March 7, 2002 ICM Asset Management, Inc. Koyah Ventures, LLC By: ______________________ By:_____________________ _____________________ Robert J. Law Robert J. Law James M. Simmons Vice President Vice President Koyah Leverage Partners, L.P. By: ______________________ Robert J. Law Vice President Koyah Ventures, LLC, General Partner * If the form is filed by more than one reporting person, see Instruction 5(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 76 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. Joint Filer Information Name: James M. Simmons Address: 601 W. Main Ave., Suite 600, Spokane, WA 99201 Designated Filer: ICM Asset Management, Inc. Issuer and Ticker Symbol: SVI Solutions, Inc. (SVI) Statement for Month/Year: February 2002 Signature: ________________________ James M. Simmons Name: Koyah Leverage Partners, L.P. Address: 601 W. Main Ave., Suite 600, Spokane, WA 99201 Designated Filer: ICM Asset Management, Inc. Issuer and Ticker Symbol: SVI Solutions, Inc. (SVI) Statement for Month/Year: February 2002 Signature: Koyah Ventures, LLC By: ________________________ Robert J. Law, Vice president Name: Koyah Ventures, LLC Address: 601 W. Main Ave., Suite 600, Spokane, WA 99201 Designated Filer: ICM Asset Management, Inc. Issuer and Ticker Symbol: SVI Solutions, Inc. (SVI) Statement for Month/Year: February 2002 Signature: Koyah Ventures, LLC By: ________________________ Robert J. Law, Vice president ETR\4840\010\1162297.01 - -------END PRIVACY ENHANCED MESSAGE------ -----END PRIVACY-ENHANCED MESSAGE-----