-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OfoDfSWEfqXCjmRJPU1AMunjE8FXHzZCidrj1NPFzEMjNDeJCKNGNnKsyet2guKJ l1Z61gZbSKE+DqvFhcDbhw== 0000905608-02-000046.txt : 20020414 0000905608-02-000046.hdr.sgml : 20020414 ACCESSION NUMBER: 0000905608-02-000046 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICM ASSET MANAGEMENT INC/WA CENTRAL INDEX KEY: 0000905608 IRS NUMBER: 911150802 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03766 FILM NUMBER: 02545321 BUSINESS ADDRESS: STREET 1: W 601 MAIN AVE STREET 2: SUITE 917 CITY: SPOKANE STATE: WA ZIP: 99201 BUSINESS PHONE: 5094553588 MAIL ADDRESS: STREET 1: 601 W MAIN AVE STREET 2: STE 917 CITY: SPOKANE STATE: WA ZIP: 99201 13F-HR 1 f13123101.txt 13F REPORT FOR DECEMBER 31, 2001 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2001 Check here if Amendment: ___; Amendment Number: ___ This Amendment (Check only one.) ___ is a restatement. ___ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ICM Asset Management, Inc. Address: W. 601 Main Avenue, Suite 600 Spokane WA 99201-0613 Form 13F File Number: 28-03766 The institutional investment manager filing this report and the person by whom it is signed hereby represents that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Robert J. Law Title: Sr. Vice President Phone: (509)455-3588 Signature, Place and Date of Signing: Robert J. Law Spokane, WA 02-14-02 [Signature] [City, State] [Date] Report Type (Check only one.): _X__ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ___ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ___ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 171 Form 13F Information Table Value Total: 1,754,963 List of Other Included Managers: NONE ICM Asset Management, Inc. FORM 13F December 31, 2001 Voting Authority -------------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Abaxis Inc com 002567105 1811 317250 SH Sole 317250 Abbott Laboratories com 002824100 2392 42905 SH Sole 33805 9100 Adaptec Inc com 00651F108 13582 936700 SH Sole 810150 126550 Agco Corp com 001084102 46212 2928500 SH Sole 1843918 1084582 Air Products & Chemicals com 009158106 1637 34900 SH Sole 27725 7175 Ak Steel Holding Corp com 001547108 2094 184000 SH Sole 184000 Albertsons Inc com 013104104 1878 59650 SH Sole 51050 8600 Amedisys Inc com 023436108 374 53500 SH Sole 53500 American Express com 025816109 315 8825 SH Sole 8325 500 American Greetings Cl A com 026375105 28226 2048335 SH Sole 1458150 590185 American Hm Prod Co com 026609107 472 7700 SH Sole 7700 American Intl Group Inc com 026874107 3640 45838 SH Sole 39150 6688 AmerisourceBergen Corp com 03073E105 245 3848 SH Sole 3552 296 Anheuser Busch Cos Inc com 035229103 500 11050 SH Sole 11050 Applica Incorporated com 03815A106 17101 1898033 SH Sole 1177149 720884 Astec Industries Inc com 046224101 1041 72000 SH Sole 72000 Aura Systems Inc com 051526101 7668 18573439 SH Sole 17635896 937543 Auto Data Processing com 053015103 579 9836 SH Sole 7836 2000 Avnet Inc com 053807103 341 13400 SH Sole 13400 BE Aerospace Inc com 073302101 36244 3952500 SH Sole 2529578 1422922 BP Plc com 055622104 1392 29920 SH Sole 21556 8364 Bank of America Corp com 060505104 2190 34783 SH Sole 26843 7940 Baxter Int'l Inc com 071813109 445 8300 SH Sole 8300 Bedford Property Investors com 076446301 7026 312275 SH Sole 265675 46600 Bei Medical Systems Co Inc com 05538E109 138 21796 SH Sole 21796 Bellsouth Corp com 079860102 1695 44440 SH Sole 34290 10150 Beverly Enterprises com 087851309 45022 5235150 SH Sole 3325272 1909878 Boots & Coots com 099469108 356 712100 SH Sole 712100 Bristol Myers com 110122108 1470 28825 SH Sole 22825 6000 Building Material Hldg Corp com 120113105 14375 1324850 SH Sole 682100 642750 Burlington Resources com 122014103 554 14748 SH Sole 14748 Butler Intl Inc com 123649105 41 14097 SH Sole 14097 Cabot Corp com 127055101 38061 1066125 SH Sole 683833 382292 Cal Dive International Inc com 127914109 2700 109400 SH Sole 45900 63500 Calgon Carbon Corp com 129603106 35173 4212381 SH Sole 2497921 1714460 Casey's General Stores Inc com 147528103 49123 3296830 SH Sole 2111090 1185740 Celadon Group Inc com 150838100 53 10596 SH Sole 10596 Charming Shoppes com 161133103 51806 9756241 SH Sole 6208891 3547350 ChevronTexaco Corp com 166764100 2157 24069 SH Sole 19784 4285 Cisco Systems com 17275R102 1693 93464 SH Sole 70914 22550 Coca Cola Co com 191216100 518 10990 SH Sole 9840 1150 Colgate-Palmolive com 194162103 842 14585 SH Sole 10885 3700 Colonial BancGroup Inc com 195493309 9676 686750 SH Sole 606200 80550 Compass Bancshares Inc com 20449H109 6496 229550 SH Sole 226700 2850 Computer Sciences Corp com 205363104 1549 31625 SH Sole 22975 8650 Creative Bakeries Inc com 225268101 176 882000 SH Sole 882000 Cross Media Marketing Corp com 22754R201 1080 120000 SH Sole 120000 Daisytek Intl Corp com 234053106 14436 1096150 SH Sole 669400 426750 Detour Magazine com 250672102 31 1562000 SH Sole 1562000 Diamond Offshore Drilling com 25271C102 3247 106800 SH Sole 105000 1800 Duke Energy Corp com 264399106 589 15000 SH Sole 9000 6000 EFTC Corp com 268443108 135 67458 SH Sole 21838 45620 Edison Schools Inc com 281033100 15695 798750 SH Sole 438350 360400 Eli Lilly & Co com 532457108 909 11573 SH Sole 7073 4500 Elite Logistics com 28660B107 421 680556 SH Sole 680556 Emerson Electric Co com 291011104 2435 42650 SH Sole 34050 8600 Engelhard Corp com 292845104 50149 1811725 SH Sole 1192399 619326 Enterasys Networks Inc. com 293637104 23430 2647500 SH Sole 1715224 932276 eUniverse, Inc. com 298412107 568 103500 SH Sole 103500 Exxon Mobil Corp com 30231G102 819 20852 SH Sole 19284 1568 Fairchild Semicon Intl-Cl A com 303726103 1638 58100 SH Sole 56700 1400 Fannie Mae com 313586109 2895 36420 SH Sole 29245 7175 Federated Depart Stores com 31410H101 1053 25750 SH Sole 17600 8150 Fedex Corp com 31428x106 354 6817 SH Sole 3225 3592 First State Bancorporation com 336453105 319 15000 SH Sole 15000 Flow Int'l Inc com 343468104 18158 1467900 SH Sole 826382 641518 Forest Oil Corp com 346091705 249 8812 SH Sole 8162 650 Gannett Co com 364730101 1966 29250 SH Sole 24850 4400 Gaylord Entertainment Cl A com 367905106 10278 417800 SH Sole 189200 228600 General Electric com 369604103 1789 44632 SH Sole 41692 2940 Goodrich Corporation com 382388106 11336 425850 SH Sole 375200 50650 HPSC Inc com 404264103 73 11143 SH Sole 11143 Harsco Corp com 415864107 3888 113350 SH Sole 108050 5300 Hasbro Inc com 418056107 5919 364725 SH Sole 344800 19925 Healthsouth Corp com 421924101 3274 220900 SH Sole 217250 3650 Hewlett-Packard com 428236103 1095 53308 SH Sole 45308 8000 Hexcel Corp com 428291108 5936 1927300 SH Sole 1303700 623600 Hilton Hotels Corp com 432848109 1741 159450 SH Sole 155550 3900 IBM Inc com 459200101 241 1990 SH Sole 1990 IL Tool Works Inc com 452308109 406 6000 SH Sole 5800 200 IMC Global Inc com 449669100 11661 897000 SH Sole 843000 54000 Ingram Micro Inc Cl A com 457153104 19143 1105250 SH Sole 595600 509650 Input/Output Inc com 457652105 25594 3117381 SH Sole 2038512 1078869 Int'l Rectifier Corp com 460254105 10072 288751 SH Sole 155215 133536 Intel Corp com 458140100 2888 91840 SH Sole 79140 12700 Interface Inc com 458665106 34599 6167423 SH Sole 3791057 2376366 JLG Industries Inc com 466210101 2242 210500 SH Sole 207600 2900 John H Harland Co com 412693103 44976 2035092 SH Sole 1346343 688749 Johnson & Johnson com 478160104 1769 29940 SH Sole 28040 1900 Joy Global Inc. com 481165108 23971 1426850 SH Sole 994014 432836 K2 Inc com 482732104 11235 1558298 SH Sole 880858 677440 Keycorp com 493267108 271 11150 SH Sole 10700 450 Keystone Automotive Inds Inc com 49338N109 5650 333700 SH Sole 312400 21300 LabOne Inc New com 50540L105 4376 284175 SH Sole 179350 104825 Lion Inc com 53620L102 120 1879000 SH Sole 1879000 Loral Space & Communications com G56462107 12531 4191100 SH Sole 2353178 1837922 Louisiana Pacific Corp com 546347105 27816 3295700 SH Sole 2537102 758598 MDU Resources Group Inc com 552690109 281 10000 SH Sole 10000 MN Mining & Mfg com 604059105 801 6775 SH Sole 6775 Magnetek Inc. com 559424106 20282 2251097 SH Sole 1267737 983360 Mandalay Resort Group com 562567107 21769 1017250 SH Sole 511652 505598 Manor Care Inc com 564055101 42476 1791473 SH Sole 1036450 755023 Material Sciences Corp com 576674105 3891 384450 SH Sole 384450 McDermott Int'l Inc com 580037109 45738 3727603 SH Sole 2364403 1363200 McDonalds Corp com 580135101 1407 53145 SH Sole 43095 10050 McKesson Corp com 58155Q103 224 6000 SH Sole 6000 Measurement Specialties com 583421102 196 20800 SH Sole 20800 Medtronic Inc com 585055106 2878 56200 SH Sole 45100 11100 Merck & Co com 589331107 1828 31088 SH Sole 24313 6775 Michaels Stores com 594087108 21809 661884 SH Sole 424592 237292 Microsoft com 594918104 356 5380 SH Sole 5380 Milacron Inc com 598709103 27435 1735325 SH Sole 1028561 706764 Moore Medical Corp com 615799103 88 10162 SH Sole 10162 Motorola Inc com 620076109 1009 67200 SH Sole 48550 18650 National-Oilwell Inc com 637071101 9559 463780 SH Sole 304342 159438 Navidec Inc com 63934q101 10 25000 SH Sole 25000 Nicor Inc com 654086107 793 19050 SH Sole 10550 8500 Nisource Inc com 65473P105 1282 55605 SH Sole 42105 13500 Noble Affiliates Inc com 654894104 961 27225 SH Sole 15625 11600 Nortel Networks Corp com 656568102 926 124150 SH Sole 74200 49950 Office Depot Inc com 676220106 40595 2189608 SH Sole 1166414 1023194 Officemax Inc com 67622M108 13578 3017300 SH Sole 2567000 450300 OmniCare Inc com 681904108 43061 1730750 SH Sole 1029478 701272 Open Text Corp com 683715106 16483 557600 SH Sole 262600 295000 Oracle Corp com 68389X105 1852 134128 SH Sole 105528 28600 Outback Steakhouse Inc com 689899102 25267 737725 SH Sole 317925 419800 Pactiv Corporation com 695257105 56541 3185410 SH Sole 2028804 1156606 Paxar Corp com 704227107 11552 813500 SH Sole 767300 46200 Pennzoil Co com 709323109 45389 3141100 SH Sole 2099484 1041616 Pepsico com 713448108 1848 37960 SH Sole 31210 6750 Pfizer Inc com 717081103 284 7126 SH Sole 6926 200 Photronics Inc. com 719405102 3978 126900 SH Sole 53950 72950 Polyone Corporation com 73179P106 26814 2736150 SH Sole 1785100 951050 Powerwave Technologies Inc com 739363109 299 17300 SH Sole 15500 1800 Precision Castparts com 740189105 39329 1392193 SH Sole 911689 480504 Pride International Inc com 74153q102 5188 343550 SH Sole 177150 166400 Procter & Gamble Co com 742718109 2317 29280 SH Sole 25130 4150 RPM Inc com 749685103 331 22900 SH Sole 22200 700 RTI Int'l Metals com 74973W107 26908 2704286 SH Sole 1604040 1100246 Regions Financial Corp com 758940100 1497 50000 SH Sole 50000 Regis Corp com 758932107 53562 2077662 SH Sole 1283224 794438 Ross Stores Inc com 778296103 3354 104550 SH Sole 104550 SBC Communications com 78387G103 750 19151 SH Sole 11151 8000 SVI Solutions, Inc com 784872301 258 283450 SH Sole 283450 Sara Lee Corp com 803111103 917 41250 SH Sole 30500 10750 Schlumberger ltd com 806857108 1834 33375 SH Sole 25300 8075 Sepragen Corp com 817316102 191 1008334 SH Sole 1008334 Sherwin-Williams Co com 824348106 500 18200 SH Sole 18200 Shurgard Storage Ctr-REIT com 82567D104 30780 961875 SH Sole 579659 382216 Six Flags Inc com 83001p109 10192 662650 SH Sole 343500 319150 Soligen Technologies com 83423G109 42 1430084 SH Sole 1430084 Solutia Inc com 834376105 4803 342600 SH Sole 323450 19150 Sonosite Inc com 83568G104 22245 865911 SH Sole 536922 328989 Sovereign Bancorp Inc com 845905108 32421 2648785 SH Sole 1829700 819085 Steelcase Inc- Cl A com 858155203 4284 291000 SH Sole 277650 13350 Steris Corp com 859152100 451 24700 SH Sole 22100 2600 Superior Energy Services Inc com 868157108 43582 5038400 SH Sole 3245496 1792904 SVI Solutions Inc com 784872103 3050 4435214 SH Sole 4435214 Systems & Computer Tech Corp com 871873105 30078 2908850 SH Sole 1994524 914326 Terex Corp com 880779103 41132 2345025 SH Sole 1549435 795590 Titanium Metals Corp com 888339108 7282 1825113 SH Sole 982973 842140 Tyco International Ltd com 902124106 1748 29676 SH Sole 20976 8700 US Bancorp-New com 902973304 203 9688 SH Sole 7390 2298 Universal Forest Products com 913543104 473 22600 SH Sole 20050 2550 Verizon Communications com 92343V104 2491 52486 SH Sole 43836 8650 Vishay Intertechnology com 928298108 2667 136789 SH Sole 52389 84400 Vivus Inc com 928551100 477 97900 SH Sole 97900 Wal-Mart Stores Inc com 931142103 1939 33696 SH Sole 25896 7800 Washington Mutual Inc com 939322103 1674 51186 SH Sole 38186 13000 Wellman Inc com 949702104 15920 1027750 SH Sole 533342 494408 Wells Fargo Company com 949746101 254 5843 SH Sole 5843 Worldbid Corporation com 98156R106 12 600000 SH Sole 600000
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