0000905608-01-500087.txt : 20011107
0000905608-01-500087.hdr.sgml : 20011107
ACCESSION NUMBER: 0000905608-01-500087
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20010930
FILED AS OF DATE: 20011102
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ICM ASSET MANAGEMENT INC/WA
CENTRAL INDEX KEY: 0000905608
STANDARD INDUSTRIAL CLASSIFICATION: []
IRS NUMBER: 911150802
STATE OF INCORPORATION: WA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03766
FILM NUMBER: 1773448
BUSINESS ADDRESS:
STREET 1: W 601 MAIN AVE
STREET 2: SUITE 917
CITY: SPOKANE
STATE: WA
ZIP: 99201
BUSINESS PHONE: 5094553588
MAIL ADDRESS:
STREET 1: 601 W MAIN AVE
STREET 2: STE 917
CITY: SPOKANE
STATE: WA
ZIP: 99201
13F-HR
1
f13093001.txt
13F REPORT 093001
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2001
Check here if Amendment: ___; Amendment Number: ___
This Amendment (Check only one.) ___ is a restatement.
___ adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: ICM Asset Management, Inc.
Address: W. 601 Main Avenue, Suite 600
Spokane WA 99201-0613
Form 13F File Number: 28-03766
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the report
is authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts
of this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Robert J. Law
Title: Sr. Vice President
Phone: (509)455-3588
Signature, Place and Date of Signing:
Robert J. Law Spokane, WA 10-31-01
[Signature] [City, State] [Date]
Report Type (Check only one.):
_X__ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
___ 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
___ 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 173
Form 13F Information Table Value Total: 1,439,450
List of Other Included Managers: NONE
ICM Asset Management, Inc.
FORM 13F
September 30, 2001
Voting Authority
--------------------------
Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
Abaxis Inc com 002567105 1542 352750 SH Sole 352750
Abbott Laboratories com 002824100 2157 41605 SH Sole 33005 8600
Adaptec Inc com 00651F108 7885 1003150 SH Sole 897350 105800
Aerogen Inc com 007779101 569 115000 SH Sole 115000
Agco Corp com 001084102 37604 4155150 SH Sole 2703150 1452000
Agilent Technologies Inc com 00846U101 557 28468 SH Sole 19568 8900
Air Products & Chemicals com 009158106 1177 30500 SH Sole 24100 6400
Ak Steel Holding Corp com 001547108 1555 184000 SH Sole 184000
Albertsons Inc com 013104104 1969 61750 SH Sole 51900 9850
Amedisys Inc com 023436108 523 86700 SH Sole 86700
American Express com 025816109 258 8875 SH Sole 8375 500
American Greetings Cl A com 026375105 19444 1468585 SH Sole 1108100 360485
American Hm Prod Co com 026609107 460 7900 SH Sole 7900
American Intl Group Inc com 026874107 3547 45475 SH Sole 38162 7313
AmerisourceBergen Corp com 03073E105 291 4108 SH Sole 3812 296
Amsouth Bancorp com 032165102 2938 162600 SH Sole 162600
Anheuser Busch Cos Inc com 035229103 436 10400 SH Sole 10400
Applica Incorporated com 03815A106 16324 1931833 SH Sole 1207433 724400
Astec Industries Inc com 046224101 976 75000 SH Sole 75000
Aura Systems Inc com 051526101 8095 18300258 SH Sole 17421283 878975
Auto Data Processing com 053015103 319 6786 SH Sole 6786
Avnet Inc com 053807103 208 11450 SH Sole 11450
BE Aerospace Inc com 073302101 28461 3744900 SH Sole 2530050 1214850
BP Plc com 055622104 1623 33004 SH Sole 23220 9784
Bank of America Corp com 060505104 2099 35946 SH Sole 26743 9203
Baxter Int'l Inc com 071813109 457 8300 SH Sole 8300
Bedford Property Investors com 076446301 6371 314775 SH Sole 268275 46500
Bei Medical Systems Co Inc com 05538E109 83 21796 SH Sole 21796
Bellsouth Corp com 079860102 1923 46290 SH Sole 35140 11150
Beverly Enterprises com 087851309 47901 4696203 SH Sole 3020128 1676075
Bristol Myers com 110122108 1268 22825 SH Sole 17825 5000
Building Material Hldg Corp com 120113105 18628 1326800 SH Sole 684050 642750
Burlington Resources com 122014103 431 12598 SH Sole 12598
Butler Intl Inc com 123649105 25 14097 SH Sole 14097
Cabot Corp com 127055101 45419 1138320 SH Sole 742720 395600
Caci International Inc - Cl A com 127190304 1006 18400 SH Sole 7850 10550
Calgon Carbon Corp com 129603106 32774 4306681 SH Sole 2545681 1761000
Casey's General Stores Inc com 147528103 39020 3281730 SH Sole 2106980 1174750
Celadon Group Inc com 150838100 41 10596 SH Sole 10596
Charming Shoppes com 161133103 42196 8593791 SH Sole 5561491 3032300
Chevron Corp com 166751107 231 2725 SH Sole 2725
Cisco Systems com 17275R102 1000 82104 SH Sole 64954 17150
Coca Cola Co com 191216100 585 12490 SH Sole 11340 1150
Colgate-Palmolive com 194162103 1045 17935 SH Sole 12235 5700
Colonial BancGroup Inc com 195493309 4406 344200 SH Sole 318450 25750
Compass Bancshares Inc com 20449H109 6039 232000 SH Sole 229850 2150
Computer Sciences Corp com 205363104 904 27250 SH Sole 20100 7150
Covance Inc com 222816100 1725 96300 SH Sole 91750 4550
Creative Bakeries Inc com 225268101 101 882000 SH Sole 882000
Cross Media Marketing com 22754R102 810 600000 SH Sole 600000
Crown Cork & Seal Co Inc com 228255105 2096 915200 SH Sole 858600 56600
Daisytek Intl Corp com 234053106 3917 345450 SH Sole 188200 157250
Detour Magazine Inc com 250672102 121 1692000 SH Sole 1692000
Duke Energy Corp com 264399106 375 9900 SH Sole 7900 2000
Eli Lilly & Co com 532457108 934 11573 SH Sole 7073 4500
Elite Logistics com 28660B107 381 680556 SH Sole 680556
Emerson Electric Co com 291011104 1732 36800 SH Sole 29700 7100
Engelhard Corp com 292845104 42199 1826775 SH Sole 1199125 627650
Enterasys Networks Inc. com 293637104 16266 2521900 SH Sole 1637700 884200
Exxon Mobil Corp com 30231G102 883 22402 SH Sole 20784 1618
Fairchild Semicon Intl-Cl A com 303726103 962 59950 SH Sole 58550 1400
Fannie Mae com 313586109 2988 37320 SH Sole 29145 8175
Federated Depart Stores com 31410H101 687 24350 SH Sole 16450 7900
First State Bancorporation com 336453105 276 15000 SH Sole 15000
Flow Int'l Inc com 343468104 14077 1454200 SH Sole 816250 637950
Forest Oil Corp com 346091705 221 8912 SH Sole 8262 650
Gannett Co com 364730101 1821 30300 SH Sole 25900 4400
Gaylord Entertainment Cl A com 367905106 8398 417800 SH Sole 189200 228600
General Electric com 369604103 1711 46007 SH Sole 42617 3390
Goodrich Corporation com 382388106 3033 155700 SH Sole 153900 1800
Grant Prideco Inc com 38821G101 179 29400 SH Sole 27550 1850
Grey Wolf Inc com 397888108 1585 880650 SH Sole 509000 371650
HPSC Inc com 404264103 78 11143 SH Sole 11143
Halliburton Co com 406216101 1204 53400 SH Sole 40750 12650
Harsco Corp com 415864107 2893 104200 SH Sole 99650 4550
Hasbro Inc com 418056107 5257 375525 SH Sole 356150 19375
Hewlett-Packard com 428236103 717 44698 SH Sole 36698 8000
Hexcel Corp com 428291108 9679 2419750 SH Sole 1605150 814600
Hologic Inc com 436440101 1631 322950 SH Sole 218450 104500
IL Tool Works Inc com 452308109 325 6000 SH Sole 5800 200
IMC Global Inc com 449669100 7208 800850 SH Sole 754200 46650
Ingram Micro Inc Cl A com 457153104 14148 1096750 SH Sole 594200 502550
Input/Output Inc com 457652105 21641 2645631 SH Sole 1813356 832275
Int'l Rectifier Corp com 460254105 8078 296656 SH Sole 163506 133150
Intel Corp com 458140100 1713 83810 SH Sole 71260 12550
Interface Inc com 458665106 22522 5237773 SH Sole 3249223 1988550
JLG Industries Inc com 466210101 1002 109400 SH Sole 109400
John H Harland Co com 412693103 44484 2031242 SH Sole 1346517 684725
Johnson & Johnson com 478160104 1692 30540 SH Sole 28640 1900
Joy Global Inc. com 481165108 10770 725250 SH Sole 429850 295400
K2 Inc com 482732104 9970 1667198 SH Sole 988098 679100
Keycorp com 493267108 267 11048 SH Sole 11048
Keystone Automotive Inds Inc com 49338N109 4557 303800 SH Sole 303800
LabOne Inc New com 50540L105 3126 284175 SH Sole 179350 104825
Lion Inc com 53620L102 126 1764000 SH Sole 1764000
Loral Space & Communications com G56462107 5206 4005000 SH Sole 2160300 1844700
Louisiana Pacific Corp com 546347105 21108 3247400 SH Sole 2499900 747500
MDU Resources Group Inc com 552690109 234 10000 SH Sole 10000
MN Mining & Mfg com 604059105 647 6575 SH Sole 6575
Magnetek Inc. com 559424106 20718 2256847 SH Sole 1275097 981750
Mandalay Resort Group com 562567107 16459 1014100 SH Sole 509950 504150
Manor Care Inc com 564055101 26037 926584 SH Sole 567550 359034
Material Sciences Corp com 576674105 3191 384450 SH Sole 384450
McDermott Int'l Inc com 580037109 26540 3217003 SH Sole 2037953 1179050
McDonalds Corp com 580135101 1668 61445 SH Sole 48645 12800
Medtronic Inc com 585055106 2440 56100 SH Sole 45000 11100
Merck & Co com 589331107 2017 30288 SH Sole 24113 6175
Michaels Stores com 594087108 31618 865302 SH Sole 520102 345200
Microsoft com 594918104 224 4380 SH Sole 4380
Milacron Inc com 598709103 22705 1898400 SH Sole 1198500 699900
Moore Medical Corp com 615799103 62 10162 SH Sole 10162
Motorola Inc com 620076109 1080 69250 SH Sole 47600 21650
Nabors Industries Inc com 629568106 13985 666901 SH Sole 371001 295900
National-Oilwell Inc com 637071101 4637 319816 SH Sole 160378 159438
Navidec Inc com 63934q101 10 25000 SH Sole 25000
Nicor Inc com 654086107 777 20050 SH Sole 10550 9500
Nisource Inc com 65473P105 1178 50555 SH Sole 38555 12000
Noble Affiliates Inc com 654894104 703 22700 SH Sole 12200 10500
Nortel Networks Corp com 656568102 625 111450 SH Sole 65500 45950
Office Depot Inc com 676220106 38348 2819700 SH Sole 1472300 1347400
Officemax Inc com 67622M108 9224 3024300 SH Sole 2624700 399600
OmniCare Inc com 681904108 27948 1280250 SH Sole 781500 498750
Open Text Corp com 683715106 15806 734500 SH Sole 338400 396100
Oracle Corp com 68389X105 1457 115858 SH Sole 94258 21600
Outback Steakhouse Inc com 689899102 21971 857925 SH Sole 378175 479750
Pactiv Corporation com 695257105 49492 3415625 SH Sole 2214875 1200750
Paxar Corp com 704227107 9223 723400 SH Sole 691900 31500
Pennzoil Co com 709323109 35255 3153430 SH Sole 2114104 1039326
Pepsico com 713448108 2091 43110 SH Sole 34760 8350
Pfizer Inc com 717081103 253 6311 SH Sole 6111 200
Photronics Inc. com 719405102 2341 126900 SH Sole 53950 72950
Polyone Corporation com 73179P106 21372 2740050 SH Sole 1788700 951350
Powerwave Technologies Inc com 739363109 206 17300 SH Sole 15500 1800
Precision Castparts com 740189105 26659 1200843 SH Sole 809293 391550
Pride International Inc com 74153q102 3573 343550 SH Sole 177150 166400
Procter & Gamble Co com 742718109 2330 32005 SH Sole 26755 5250
RTI Int'l Metals com 74973W107 20186 2417536 SH Sole 1381836 1035700
Regions Financial Corp com 758940100 1443 50000 SH Sole 50000
Regis Corp com 758932107 48181 2298700 SH Sole 1360800 937900
Ross Stores Inc com 778296103 6596 225500 SH Sole 225500
SBC Communications com 78387G103 779 16541 SH Sole 8541 8000
SVI Solutions, Inc com 784872301 3072 4435214 SH Sole 4435214
Sara Lee Corp com 803111103 969 45500 SH Sole 33000 12500
Schlumberger ltd com 806857108 601 13150 SH Sole 12950 200
Sepragen Corp com 817316101 189 1008334 SH Sole 1008334
Sherwin-Williams Co com 824348106 387 17400 SH Sole 17400
Shurgard Storage Ctr-REIT com 82567D104 27050 897475 SH Sole 572675 324800
Simon Worldwide Inc com 828815100 4 14489 SH Sole 14489
Soligen Technologies Inc. com 83423G109 107 1800086 SH Sole 1800086
Sonosite Inc com 83568G104 17711 868178 SH Sole 539663 328515
Sovereign Bancorp Inc com 845905108 21502 2263385 SH Sole 1501350 762035
Steelcase Inc- Cl A com 858155203 1452 115550 SH Sole 110500 5050
Steris Corp com 859152100 20672 1051450 SH Sole 619300 432150
Storage Technology Corp com 862111200 1343 107000 SH Sole 107000
Superior Energy Services Inc com 868157108 26269 4452400 SH Sole 2940800 1511600
Systems & Computer Tech Corp com 871873105 25533 2837000 SH Sole 1924350 912650
Terex Corp com 880779103 38697 2172775 SH Sole 1404175 768600
Texaco Inc com 881694103 2081 32017 SH Sole 24517 7500
Thomas Group Inc com 884402108 65 19880 SH Sole 19880
Titanium Metals Corp com 888339108 6993 2185363 SH Sole 1302363 883000
Toys 'R' Us com 892335100 183 10650 SH Sole 10300 350
Tyco International Ltd com 902124106 1288 28301 SH Sole 20051 8250
U.S. Wireless Corporation com 90339C106 9 187050 SH Sole 187050
US Bancorp-New com 902973304 272 12278 SH Sole 9980 2298
Universal Forest Products com 913543104 428 22500 SH Sole 19950 2550
Verizon Communications com 92343V104 2886 53330 SH Sole 42680 10650
Vishay Intertechnology com 928298108 2517 136789 SH Sole 52389 84400
Vivus Inc com 928551100 296 97900 SH Sole 97900
Wal-Mart Stores Inc com 931142103 1633 32996 SH Sole 24196 8800
Washington Mutual Inc com 939322103 1472 38261 SH Sole 29011 9250
Wellman Inc com 949702104 11558 1000700 SH Sole 506950 493750
Wells Fargo Company com 949746101 260 5843 SH Sole 5843
Worldbid Corporation com 98156R106 12 600000 SH Sole 600000