0000905608-01-500087.txt : 20011107 0000905608-01-500087.hdr.sgml : 20011107 ACCESSION NUMBER: 0000905608-01-500087 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20011102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ICM ASSET MANAGEMENT INC/WA CENTRAL INDEX KEY: 0000905608 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 911150802 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03766 FILM NUMBER: 1773448 BUSINESS ADDRESS: STREET 1: W 601 MAIN AVE STREET 2: SUITE 917 CITY: SPOKANE STATE: WA ZIP: 99201 BUSINESS PHONE: 5094553588 MAIL ADDRESS: STREET 1: 601 W MAIN AVE STREET 2: STE 917 CITY: SPOKANE STATE: WA ZIP: 99201 13F-HR 1 f13093001.txt 13F REPORT 093001 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001 Check here if Amendment: ___; Amendment Number: ___ This Amendment (Check only one.) ___ is a restatement. ___ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ICM Asset Management, Inc. Address: W. 601 Main Avenue, Suite 600 Spokane WA 99201-0613 Form 13F File Number: 28-03766 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Robert J. Law Title: Sr. Vice President Phone: (509)455-3588 Signature, Place and Date of Signing: Robert J. Law Spokane, WA 10-31-01 [Signature] [City, State] [Date] Report Type (Check only one.): _X__ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ___ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ___ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 173 Form 13F Information Table Value Total: 1,439,450 List of Other Included Managers: NONE ICM Asset Management, Inc. FORM 13F September 30, 2001 Voting Authority -------------------------- Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Abaxis Inc com 002567105 1542 352750 SH Sole 352750 Abbott Laboratories com 002824100 2157 41605 SH Sole 33005 8600 Adaptec Inc com 00651F108 7885 1003150 SH Sole 897350 105800 Aerogen Inc com 007779101 569 115000 SH Sole 115000 Agco Corp com 001084102 37604 4155150 SH Sole 2703150 1452000 Agilent Technologies Inc com 00846U101 557 28468 SH Sole 19568 8900 Air Products & Chemicals com 009158106 1177 30500 SH Sole 24100 6400 Ak Steel Holding Corp com 001547108 1555 184000 SH Sole 184000 Albertsons Inc com 013104104 1969 61750 SH Sole 51900 9850 Amedisys Inc com 023436108 523 86700 SH Sole 86700 American Express com 025816109 258 8875 SH Sole 8375 500 American Greetings Cl A com 026375105 19444 1468585 SH Sole 1108100 360485 American Hm Prod Co com 026609107 460 7900 SH Sole 7900 American Intl Group Inc com 026874107 3547 45475 SH Sole 38162 7313 AmerisourceBergen Corp com 03073E105 291 4108 SH Sole 3812 296 Amsouth Bancorp com 032165102 2938 162600 SH Sole 162600 Anheuser Busch Cos Inc com 035229103 436 10400 SH Sole 10400 Applica Incorporated com 03815A106 16324 1931833 SH Sole 1207433 724400 Astec Industries Inc com 046224101 976 75000 SH Sole 75000 Aura Systems Inc com 051526101 8095 18300258 SH Sole 17421283 878975 Auto Data Processing com 053015103 319 6786 SH Sole 6786 Avnet Inc com 053807103 208 11450 SH Sole 11450 BE Aerospace Inc com 073302101 28461 3744900 SH Sole 2530050 1214850 BP Plc com 055622104 1623 33004 SH Sole 23220 9784 Bank of America Corp com 060505104 2099 35946 SH Sole 26743 9203 Baxter Int'l Inc com 071813109 457 8300 SH Sole 8300 Bedford Property Investors com 076446301 6371 314775 SH Sole 268275 46500 Bei Medical Systems Co Inc com 05538E109 83 21796 SH Sole 21796 Bellsouth Corp com 079860102 1923 46290 SH Sole 35140 11150 Beverly Enterprises com 087851309 47901 4696203 SH Sole 3020128 1676075 Bristol Myers com 110122108 1268 22825 SH Sole 17825 5000 Building Material Hldg Corp com 120113105 18628 1326800 SH Sole 684050 642750 Burlington Resources com 122014103 431 12598 SH Sole 12598 Butler Intl Inc com 123649105 25 14097 SH Sole 14097 Cabot Corp com 127055101 45419 1138320 SH Sole 742720 395600 Caci International Inc - Cl A com 127190304 1006 18400 SH Sole 7850 10550 Calgon Carbon Corp com 129603106 32774 4306681 SH Sole 2545681 1761000 Casey's General Stores Inc com 147528103 39020 3281730 SH Sole 2106980 1174750 Celadon Group Inc com 150838100 41 10596 SH Sole 10596 Charming Shoppes com 161133103 42196 8593791 SH Sole 5561491 3032300 Chevron Corp com 166751107 231 2725 SH Sole 2725 Cisco Systems com 17275R102 1000 82104 SH Sole 64954 17150 Coca Cola Co com 191216100 585 12490 SH Sole 11340 1150 Colgate-Palmolive com 194162103 1045 17935 SH Sole 12235 5700 Colonial BancGroup Inc com 195493309 4406 344200 SH Sole 318450 25750 Compass Bancshares Inc com 20449H109 6039 232000 SH Sole 229850 2150 Computer Sciences Corp com 205363104 904 27250 SH Sole 20100 7150 Covance Inc com 222816100 1725 96300 SH Sole 91750 4550 Creative Bakeries Inc com 225268101 101 882000 SH Sole 882000 Cross Media Marketing com 22754R102 810 600000 SH Sole 600000 Crown Cork & Seal Co Inc com 228255105 2096 915200 SH Sole 858600 56600 Daisytek Intl Corp com 234053106 3917 345450 SH Sole 188200 157250 Detour Magazine Inc com 250672102 121 1692000 SH Sole 1692000 Duke Energy Corp com 264399106 375 9900 SH Sole 7900 2000 Eli Lilly & Co com 532457108 934 11573 SH Sole 7073 4500 Elite Logistics com 28660B107 381 680556 SH Sole 680556 Emerson Electric Co com 291011104 1732 36800 SH Sole 29700 7100 Engelhard Corp com 292845104 42199 1826775 SH Sole 1199125 627650 Enterasys Networks Inc. com 293637104 16266 2521900 SH Sole 1637700 884200 Exxon Mobil Corp com 30231G102 883 22402 SH Sole 20784 1618 Fairchild Semicon Intl-Cl A com 303726103 962 59950 SH Sole 58550 1400 Fannie Mae com 313586109 2988 37320 SH Sole 29145 8175 Federated Depart Stores com 31410H101 687 24350 SH Sole 16450 7900 First State Bancorporation com 336453105 276 15000 SH Sole 15000 Flow Int'l Inc com 343468104 14077 1454200 SH Sole 816250 637950 Forest Oil Corp com 346091705 221 8912 SH Sole 8262 650 Gannett Co com 364730101 1821 30300 SH Sole 25900 4400 Gaylord Entertainment Cl A com 367905106 8398 417800 SH Sole 189200 228600 General Electric com 369604103 1711 46007 SH Sole 42617 3390 Goodrich Corporation com 382388106 3033 155700 SH Sole 153900 1800 Grant Prideco Inc com 38821G101 179 29400 SH Sole 27550 1850 Grey Wolf Inc com 397888108 1585 880650 SH Sole 509000 371650 HPSC Inc com 404264103 78 11143 SH Sole 11143 Halliburton Co com 406216101 1204 53400 SH Sole 40750 12650 Harsco Corp com 415864107 2893 104200 SH Sole 99650 4550 Hasbro Inc com 418056107 5257 375525 SH Sole 356150 19375 Hewlett-Packard com 428236103 717 44698 SH Sole 36698 8000 Hexcel Corp com 428291108 9679 2419750 SH Sole 1605150 814600 Hologic Inc com 436440101 1631 322950 SH Sole 218450 104500 IL Tool Works Inc com 452308109 325 6000 SH Sole 5800 200 IMC Global Inc com 449669100 7208 800850 SH Sole 754200 46650 Ingram Micro Inc Cl A com 457153104 14148 1096750 SH Sole 594200 502550 Input/Output Inc com 457652105 21641 2645631 SH Sole 1813356 832275 Int'l Rectifier Corp com 460254105 8078 296656 SH Sole 163506 133150 Intel Corp com 458140100 1713 83810 SH Sole 71260 12550 Interface Inc com 458665106 22522 5237773 SH Sole 3249223 1988550 JLG Industries Inc com 466210101 1002 109400 SH Sole 109400 John H Harland Co com 412693103 44484 2031242 SH Sole 1346517 684725 Johnson & Johnson com 478160104 1692 30540 SH Sole 28640 1900 Joy Global Inc. com 481165108 10770 725250 SH Sole 429850 295400 K2 Inc com 482732104 9970 1667198 SH Sole 988098 679100 Keycorp com 493267108 267 11048 SH Sole 11048 Keystone Automotive Inds Inc com 49338N109 4557 303800 SH Sole 303800 LabOne Inc New com 50540L105 3126 284175 SH Sole 179350 104825 Lion Inc com 53620L102 126 1764000 SH Sole 1764000 Loral Space & Communications com G56462107 5206 4005000 SH Sole 2160300 1844700 Louisiana Pacific Corp com 546347105 21108 3247400 SH Sole 2499900 747500 MDU Resources Group Inc com 552690109 234 10000 SH Sole 10000 MN Mining & Mfg com 604059105 647 6575 SH Sole 6575 Magnetek Inc. com 559424106 20718 2256847 SH Sole 1275097 981750 Mandalay Resort Group com 562567107 16459 1014100 SH Sole 509950 504150 Manor Care Inc com 564055101 26037 926584 SH Sole 567550 359034 Material Sciences Corp com 576674105 3191 384450 SH Sole 384450 McDermott Int'l Inc com 580037109 26540 3217003 SH Sole 2037953 1179050 McDonalds Corp com 580135101 1668 61445 SH Sole 48645 12800 Medtronic Inc com 585055106 2440 56100 SH Sole 45000 11100 Merck & Co com 589331107 2017 30288 SH Sole 24113 6175 Michaels Stores com 594087108 31618 865302 SH Sole 520102 345200 Microsoft com 594918104 224 4380 SH Sole 4380 Milacron Inc com 598709103 22705 1898400 SH Sole 1198500 699900 Moore Medical Corp com 615799103 62 10162 SH Sole 10162 Motorola Inc com 620076109 1080 69250 SH Sole 47600 21650 Nabors Industries Inc com 629568106 13985 666901 SH Sole 371001 295900 National-Oilwell Inc com 637071101 4637 319816 SH Sole 160378 159438 Navidec Inc com 63934q101 10 25000 SH Sole 25000 Nicor Inc com 654086107 777 20050 SH Sole 10550 9500 Nisource Inc com 65473P105 1178 50555 SH Sole 38555 12000 Noble Affiliates Inc com 654894104 703 22700 SH Sole 12200 10500 Nortel Networks Corp com 656568102 625 111450 SH Sole 65500 45950 Office Depot Inc com 676220106 38348 2819700 SH Sole 1472300 1347400 Officemax Inc com 67622M108 9224 3024300 SH Sole 2624700 399600 OmniCare Inc com 681904108 27948 1280250 SH Sole 781500 498750 Open Text Corp com 683715106 15806 734500 SH Sole 338400 396100 Oracle Corp com 68389X105 1457 115858 SH Sole 94258 21600 Outback Steakhouse Inc com 689899102 21971 857925 SH Sole 378175 479750 Pactiv Corporation com 695257105 49492 3415625 SH Sole 2214875 1200750 Paxar Corp com 704227107 9223 723400 SH Sole 691900 31500 Pennzoil Co com 709323109 35255 3153430 SH Sole 2114104 1039326 Pepsico com 713448108 2091 43110 SH Sole 34760 8350 Pfizer Inc com 717081103 253 6311 SH Sole 6111 200 Photronics Inc. com 719405102 2341 126900 SH Sole 53950 72950 Polyone Corporation com 73179P106 21372 2740050 SH Sole 1788700 951350 Powerwave Technologies Inc com 739363109 206 17300 SH Sole 15500 1800 Precision Castparts com 740189105 26659 1200843 SH Sole 809293 391550 Pride International Inc com 74153q102 3573 343550 SH Sole 177150 166400 Procter & Gamble Co com 742718109 2330 32005 SH Sole 26755 5250 RTI Int'l Metals com 74973W107 20186 2417536 SH Sole 1381836 1035700 Regions Financial Corp com 758940100 1443 50000 SH Sole 50000 Regis Corp com 758932107 48181 2298700 SH Sole 1360800 937900 Ross Stores Inc com 778296103 6596 225500 SH Sole 225500 SBC Communications com 78387G103 779 16541 SH Sole 8541 8000 SVI Solutions, Inc com 784872301 3072 4435214 SH Sole 4435214 Sara Lee Corp com 803111103 969 45500 SH Sole 33000 12500 Schlumberger ltd com 806857108 601 13150 SH Sole 12950 200 Sepragen Corp com 817316101 189 1008334 SH Sole 1008334 Sherwin-Williams Co com 824348106 387 17400 SH Sole 17400 Shurgard Storage Ctr-REIT com 82567D104 27050 897475 SH Sole 572675 324800 Simon Worldwide Inc com 828815100 4 14489 SH Sole 14489 Soligen Technologies Inc. com 83423G109 107 1800086 SH Sole 1800086 Sonosite Inc com 83568G104 17711 868178 SH Sole 539663 328515 Sovereign Bancorp Inc com 845905108 21502 2263385 SH Sole 1501350 762035 Steelcase Inc- Cl A com 858155203 1452 115550 SH Sole 110500 5050 Steris Corp com 859152100 20672 1051450 SH Sole 619300 432150 Storage Technology Corp com 862111200 1343 107000 SH Sole 107000 Superior Energy Services Inc com 868157108 26269 4452400 SH Sole 2940800 1511600 Systems & Computer Tech Corp com 871873105 25533 2837000 SH Sole 1924350 912650 Terex Corp com 880779103 38697 2172775 SH Sole 1404175 768600 Texaco Inc com 881694103 2081 32017 SH Sole 24517 7500 Thomas Group Inc com 884402108 65 19880 SH Sole 19880 Titanium Metals Corp com 888339108 6993 2185363 SH Sole 1302363 883000 Toys 'R' Us com 892335100 183 10650 SH Sole 10300 350 Tyco International Ltd com 902124106 1288 28301 SH Sole 20051 8250 U.S. Wireless Corporation com 90339C106 9 187050 SH Sole 187050 US Bancorp-New com 902973304 272 12278 SH Sole 9980 2298 Universal Forest Products com 913543104 428 22500 SH Sole 19950 2550 Verizon Communications com 92343V104 2886 53330 SH Sole 42680 10650 Vishay Intertechnology com 928298108 2517 136789 SH Sole 52389 84400 Vivus Inc com 928551100 296 97900 SH Sole 97900 Wal-Mart Stores Inc com 931142103 1633 32996 SH Sole 24196 8800 Washington Mutual Inc com 939322103 1472 38261 SH Sole 29011 9250 Wellman Inc com 949702104 11558 1000700 SH Sole 506950 493750 Wells Fargo Company com 949746101 260 5843 SH Sole 5843 Worldbid Corporation com 98156R106 12 600000 SH Sole 600000