-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qtp2v/8tP1ocVZ11TBBpuuwKyBcwfcZQgJcJXQbbSeZU1B35uI+R6G6relGYPnpa mKO2b4duDzY8NRl19VdmHw== 0001181431-09-022189.txt : 20090501 0001181431-09-022189.hdr.sgml : 20090501 20090501161718 ACCESSION NUMBER: 0001181431-09-022189 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090127 FILED AS OF DATE: 20090501 DATE AS OF CHANGE: 20090501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PNC ALTERNATIVE STRATEGIES FUND LLC CENTRAL INDEX KEY: 0001198144 IRS NUMBER: 470892581 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: TWO HOPKINS PLAZA CITY: BALTIMORE STATE: MD ZIP: 21201 BUSINESS PHONE: 800-239-0418 MAIL ADDRESS: STREET 1: TWO HOPKINS PLAZA CITY: BALTIMORE STATE: MD ZIP: 21201 FORMER COMPANY: FORMER CONFORMED NAME: MERCANTILE ALTERNATIVE STRATEGIES FUND LLC DATE OF NAME CHANGE: 20021223 FORMER COMPANY: FORMER CONFORMED NAME: MERCANTILE SMALL CAP MANAGER FUND LLC DATE OF NAME CHANGE: 20021021 FORMER COMPANY: FORMER CONFORMED NAME: MERCANTILE CAPITAL OPPORTUNITIES FUND LLC DATE OF NAME CHANGE: 20021011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PNC INVESTMENT CORP CENTRAL INDEX KEY: 0000905582 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 811-21257 FILM NUMBER: 09789644 BUSINESS ADDRESS: STREET 1: 249 FIFTH AVE. STREET 2: ONE PLAZA, 21ST FLOOR CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 2155855350 MAIL ADDRESS: STREET 1: 222 DELAWARE AVNUE CITY: WILMINGTON STATE: DE ZIP: 19899 4/A 1 rrd241170.xml FORM 4/A PASF X0303 4/A 2009-01-27 2009-03-18 0 0001198144 PNC ALTERNATIVE STRATEGIES FUND LLC NONE 0000905582 PNC INVESTMENT CORP 300 DELAWARE AVENUE, SUITE 304 WILMINGTON DE 19801 0 0 1 0 Limited Liability Company Interest 2009-01-27 4 S 0 869161.55 869161.55 D 14438670.59 D The transaction reported on this amendment to Form 4 is the sale by the reporting person of a portion of its limited liability company interest (the "interests") to the issuer pursuant to an issuer tender offer. Under the terms of the offer, the issuer accepted interests that were tendered by the reporting person when the issuer gave written notice on January 27, 2009 to the reporting person of the issuer's election to purchase the interests. The transaction date listed is the date the reporting person received written notice. However, as noted below, the amount being paid by the issuer is based on the net asset value of the purchased interests on March 31, 2009. Under the terms of the offer, the reporting person's interests are being purchased by the issuer based on the net asset value of the reporting person's interest (the value of the issuer's assets minus its liabilities, multiplied by the proportionate interest in the issuer of the reporting person's interests purchased in the offer), calculated as of March 31, 2009. On May 1, 2009 the reporting person received a communication from the issuer indicating that the net asset value at March 31, 2009 of the reporting person's interests sold in the tender offer (and, therefore, the price the issuer is paying for the interests) is $869,161.55. The amount reported as beneficially owned following the transaction is equal to the reporting person's capital account balance in the issuer, calculated as of March 31, 2009. The issuer provided information as to this amount in a May 1, 2009 communication to the reporting person. /s/Peter M. Chiste, Vice President 2009-05-01 -----END PRIVACY-ENHANCED MESSAGE-----