0001104659-14-000061.txt : 20140102
0001104659-14-000061.hdr.sgml : 20140101
20140102112458
ACCESSION NUMBER: 0001104659-14-000061
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140102
DATE AS OF CHANGE: 20140102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCIENTIFIC LEARNING CORP
CENTRAL INDEX KEY: 0001042173
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200]
IRS NUMBER: 943234458
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 FRANK H. OGAWA PLAZA
STREET 2: STE 600
CITY: OAKLAND
STATE: CA
ZIP: 94612-2040
BUSINESS PHONE: 5104443500
MAIL ADDRESS:
STREET 1: 300 FRANK H. OGAWA PLAZA
STREET 2: SUITE 600
CITY: OAKLAND
STATE: CA
ZIP: 94612-2040
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oberman Lawrence A
CENTRAL INDEX KEY: 0001361701
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24547
FILM NUMBER: 14500595
MAIL ADDRESS:
STREET 1: TRIGRAN INVESTMENTS, INC.
STREET 2: 630 DUNDEE ROAD, SUITE 230
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Simon Steven G.
CENTRAL INDEX KEY: 0001409828
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24547
FILM NUMBER: 14500596
MAIL ADDRESS:
STREET 1: TRIGRAN INVESTMENTS, INC.
STREET 2: 630 DUNDEE ROAD, SUITE 230
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GRANAT DOUGLAS
CENTRAL INDEX KEY: 0001361700
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24547
FILM NUMBER: 14500597
MAIL ADDRESS:
STREET 1: TRIGRAN INVESTMENTS, INC.
STREET 2: SUITE 230
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TRIGRAN INVESTMENTS LP II
CENTRAL INDEX KEY: 0001315014
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24547
FILM NUMBER: 14500598
BUSINESS ADDRESS:
STREET 1: 630 DUNDEE ROAD
STREET 2: SUITE 230
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
BUSINESS PHONE: 847-656-1640
MAIL ADDRESS:
STREET 1: 630 DUNDEE ROAD
STREET 2: SUITE 230
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TRIGRAN INVESTMENTS LP
CENTRAL INDEX KEY: 0000905558
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24547
FILM NUMBER: 14500599
BUSINESS ADDRESS:
STREET 1: 630 DUNDEE ROAD
STREET 2: SUITE 230
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
BUSINESS PHONE: 847-656-1640
MAIL ADDRESS:
STREET 1: 630 DUNDEE ROAD
STREET 2: SUITE 230
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
FORMER NAME:
FORMER CONFORMED NAME: TRIGRAN INVESTMENTS L P
DATE OF NAME CHANGE: 19930520
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Trigran Investments, Inc.
CENTRAL INDEX KEY: 0001336800
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24547
FILM NUMBER: 14500600
BUSINESS ADDRESS:
STREET 1: 630 DUNDEE ROAD
STREET 2: SUITE 230
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
BUSINESS PHONE: 8476561640
MAIL ADDRESS:
STREET 1: 630 DUNDEE ROAD
STREET 2: SUITE 230
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
4
1
a4.xml
4
X0306
4
2013-12-31
0
0001042173
SCIENTIFIC LEARNING CORP
SCIL
0001336800
Trigran Investments, Inc.
630 DUNDEE ROAD, SUITE 230
NORTHBROOK
IL
60062
0
0
1
0
0000905558
TRIGRAN INVESTMENTS LP
630 DUNDEE ROAD, SUITE 230
NORTHBROOK
IL
60062
0
0
1
0
0001315014
TRIGRAN INVESTMENTS LP II
630 DUNDEE ROAD, SUITE 230
NORTHBROOK
IL
60062
0
0
1
0
0001361701
Oberman Lawrence A
630 DUNDEE ROAD, SUITE 230
NORTHBROOK
IL
60062
0
0
1
0
0001361700
GRANAT DOUGLAS
630 DUNDEE ROAD, SUITE 230
NORTHBROOK
IL
60062
0
0
1
0
0001409828
Simon Steven G.
630 DUNDEE ROAD, SUITE 230
NORTHBROOK
IL
60062
0
0
1
0
Common Stock
2013-12-31
4
S
0
643000
0.15
D
3114063
I
See Footnote
Common Stock
2013-12-31
4
S
0
357000
0.15
D
1712132
I
See Footnote
Trigran Investments, L.P. sold 643,000 shares on December 31, 2013, at a price of $0.15 per share.
Trigran Investments, L.P. II sold 357,000 shares on December 31, 2013, at a price of $0.15 per share.
The Common Stock reported herein is held as follows: 3,114,063 shares held by Trigran Investments, L.P. and 1,712,132 shares held by Trigran Investments, L.P. II after the sales identified in this report. Trigran Investments, Inc. is the general partner of Trigran Investments, L.P. and Trigran Investments, L.P. II. Douglas Granat, Lawrence A. Oberman and Steven G. Simon are controlling shareholders and directors of Trigran Investments, Inc. Each reporting person disclaims beneficial ownership of any securities reported herein except to the extent of its pecuniary interest therein. Each reporting person has the same address listed above for Trigran Investments, Inc., the designated filer.
*** As Executive Vice President and Director of Trigran Investments, Inc., the General Partner of Trigran Investments, L.P. and Trigran Investments, L.P. II, individually, and as attorney-in-fact on behalf of Douglas Granat and Steven G. Simon.
/s/ Lawrence A. Oberman***
2014-01-02