0001104659-13-027936.txt : 20130409
0001104659-13-027936.hdr.sgml : 20130409
20130409125906
ACCESSION NUMBER: 0001104659-13-027936
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130405
FILED AS OF DATE: 20130409
DATE AS OF CHANGE: 20130409
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GRANAT DOUGLAS
CENTRAL INDEX KEY: 0001361700
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24547
FILM NUMBER: 13750557
MAIL ADDRESS:
STREET 1: TRIGRAN INVESTMENTS, INC.
STREET 2: SUITE 230
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oberman Lawrence A
CENTRAL INDEX KEY: 0001361701
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24547
FILM NUMBER: 13750556
MAIL ADDRESS:
STREET 1: TRIGRAN INVESTMENTS, INC.
STREET 2: 630 DUNDEE ROAD, SUITE 230
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Simon Steven G.
CENTRAL INDEX KEY: 0001409828
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24547
FILM NUMBER: 13750555
MAIL ADDRESS:
STREET 1: TRIGRAN INVESTMENTS, INC.
STREET 2: 630 DUNDEE ROAD, SUITE 230
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCIENTIFIC LEARNING CORP
CENTRAL INDEX KEY: 0001042173
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200]
IRS NUMBER: 943234458
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 FRANK H. OGAWA PLAZA
STREET 2: STE 600
CITY: OAKLAND
STATE: CA
ZIP: 94612-2040
BUSINESS PHONE: 5104443500
MAIL ADDRESS:
STREET 1: 300 FRANK H. OGAWA PLAZA
STREET 2: SUITE 600
CITY: OAKLAND
STATE: CA
ZIP: 94612-2040
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TRIGRAN INVESTMENTS LP
CENTRAL INDEX KEY: 0000905558
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24547
FILM NUMBER: 13750558
BUSINESS ADDRESS:
STREET 1: 630 DUNDEE ROAD
STREET 2: SUITE 230
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
BUSINESS PHONE: 847-656-1640
MAIL ADDRESS:
STREET 1: 630 DUNDEE ROAD
STREET 2: SUITE 230
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
FORMER NAME:
FORMER CONFORMED NAME: TRIGRAN INVESTMENTS L P
DATE OF NAME CHANGE: 19930520
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TRIGRAN INVESTMENTS LP II
CENTRAL INDEX KEY: 0001315014
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24547
FILM NUMBER: 13750560
BUSINESS ADDRESS:
STREET 1: 630 DUNDEE ROAD
STREET 2: SUITE 230
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
BUSINESS PHONE: 847-656-1640
MAIL ADDRESS:
STREET 1: 630 DUNDEE ROAD
STREET 2: SUITE 230
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Trigran Investments, Inc.
CENTRAL INDEX KEY: 0001336800
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24547
FILM NUMBER: 13750559
BUSINESS ADDRESS:
STREET 1: 630 DUNDEE ROAD
STREET 2: SUITE 230
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
BUSINESS PHONE: 8476561640
MAIL ADDRESS:
STREET 1: 630 DUNDEE ROAD
STREET 2: SUITE 230
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
4
1
a4.xml
4
X0306
4
2013-04-05
0
0001042173
SCIENTIFIC LEARNING CORP
SCIL
0001336800
Trigran Investments, Inc.
630 DUNDEE ROAD, SUITE 230
NORTHBROOK
IL
60062
0
0
1
0
0000905558
TRIGRAN INVESTMENTS LP
630 DUNDEE ROAD, SUITE 230
NORTHBROOK
IL
60062
0
0
1
0
0001315014
TRIGRAN INVESTMENTS LP II
630 DUNDEE ROAD, SUITE 230
NORTHBROOK
IL
60062
0
0
1
0
0001361701
Oberman Lawrence A
630 DUNDEE ROAD, SUITE 230
NORTHBROOK
IL
60062
0
0
1
0
0001361700
GRANAT DOUGLAS
630 DUNDEE ROAD, SUITE 230
NORTHBROOK
IL
60062
0
0
1
0
0001409828
Simon Steven G.
630 DUNDEE ROAD, SUITE 230
NORTHBROOK
IL
60062
0
0
1
0
Warrant (right to buy)
1.03
2013-04-05
4
P
0
253753
A
2013-04-05
2016-04-05
Common Stock
253753
253753
I
See footnote
Warrant (right to buy)
1.03
2013-04-05
4
P
0
147755
A
2013-04-05
2016-04-05
Common Stock
147755
147755
I
See footnote
Trigran Investments, L.P. acquired 253,753 warrants on April 5, 2013. The warrants were included in the purchase of $632,000 face amount of Subordinated Promissory Notes.
Trigran Investments, L.P. II acquired 147,755 warrants on April 5, 2013. The warrants were included in the purchase of $368,000 face amount of Subordinated Promissory Notes.
The reported securities were included in the purchase of $632,000 face amount of Subordinated Promissory Notes.
The reported securities were included in the purchase of $368,000 face amount of Subordinated Promissory Notes.
The Warrants are held as follows: 253,753 Warrants held by Trigran Investments, L.P. and 147,755 Warrants held by Trigran Investments, L.P. II after the purchases identified in this report. Douglas Granat, Lawrence A. Oberman and Steven G. Simon are controlling shareholders and directors of Trigran Investments, Inc. Trigran Investments, Inc. is the general partner of Trigran Investments, L.P. and Trigran Investments, L.P. II. Each reporting person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. Each reporting person has the same address listed above for Trigran Investments, Inc., the designated filer.
*** As Executive Vice President and Director of Trigran Investments, Inc., the General Partner of Trigran Investments, L.P. and Trigran Investments, L.P. II, individually, and as attorney-in-fact on behalf of Douglas Granat and Steven G. Simon.
/s/ Lawrence A. Oberman***
2013-04-09