0001104659-13-027936.txt : 20130409 0001104659-13-027936.hdr.sgml : 20130409 20130409125906 ACCESSION NUMBER: 0001104659-13-027936 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130405 FILED AS OF DATE: 20130409 DATE AS OF CHANGE: 20130409 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRANAT DOUGLAS CENTRAL INDEX KEY: 0001361700 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24547 FILM NUMBER: 13750557 MAIL ADDRESS: STREET 1: TRIGRAN INVESTMENTS, INC. STREET 2: SUITE 230 CITY: NORTHBROOK STATE: IL ZIP: 60062 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oberman Lawrence A CENTRAL INDEX KEY: 0001361701 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24547 FILM NUMBER: 13750556 MAIL ADDRESS: STREET 1: TRIGRAN INVESTMENTS, INC. STREET 2: 630 DUNDEE ROAD, SUITE 230 CITY: NORTHBROOK STATE: IL ZIP: 60062 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Simon Steven G. CENTRAL INDEX KEY: 0001409828 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24547 FILM NUMBER: 13750555 MAIL ADDRESS: STREET 1: TRIGRAN INVESTMENTS, INC. STREET 2: 630 DUNDEE ROAD, SUITE 230 CITY: NORTHBROOK STATE: IL ZIP: 60062 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCIENTIFIC LEARNING CORP CENTRAL INDEX KEY: 0001042173 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 943234458 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 FRANK H. OGAWA PLAZA STREET 2: STE 600 CITY: OAKLAND STATE: CA ZIP: 94612-2040 BUSINESS PHONE: 5104443500 MAIL ADDRESS: STREET 1: 300 FRANK H. OGAWA PLAZA STREET 2: SUITE 600 CITY: OAKLAND STATE: CA ZIP: 94612-2040 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRIGRAN INVESTMENTS LP CENTRAL INDEX KEY: 0000905558 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24547 FILM NUMBER: 13750558 BUSINESS ADDRESS: STREET 1: 630 DUNDEE ROAD STREET 2: SUITE 230 CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: 847-656-1640 MAIL ADDRESS: STREET 1: 630 DUNDEE ROAD STREET 2: SUITE 230 CITY: NORTHBROOK STATE: IL ZIP: 60062 FORMER NAME: FORMER CONFORMED NAME: TRIGRAN INVESTMENTS L P DATE OF NAME CHANGE: 19930520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRIGRAN INVESTMENTS LP II CENTRAL INDEX KEY: 0001315014 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24547 FILM NUMBER: 13750560 BUSINESS ADDRESS: STREET 1: 630 DUNDEE ROAD STREET 2: SUITE 230 CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: 847-656-1640 MAIL ADDRESS: STREET 1: 630 DUNDEE ROAD STREET 2: SUITE 230 CITY: NORTHBROOK STATE: IL ZIP: 60062 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trigran Investments, Inc. CENTRAL INDEX KEY: 0001336800 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24547 FILM NUMBER: 13750559 BUSINESS ADDRESS: STREET 1: 630 DUNDEE ROAD STREET 2: SUITE 230 CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: 8476561640 MAIL ADDRESS: STREET 1: 630 DUNDEE ROAD STREET 2: SUITE 230 CITY: NORTHBROOK STATE: IL ZIP: 60062 4 1 a4.xml 4 X0306 4 2013-04-05 0 0001042173 SCIENTIFIC LEARNING CORP SCIL 0001336800 Trigran Investments, Inc. 630 DUNDEE ROAD, SUITE 230 NORTHBROOK IL 60062 0 0 1 0 0000905558 TRIGRAN INVESTMENTS LP 630 DUNDEE ROAD, SUITE 230 NORTHBROOK IL 60062 0 0 1 0 0001315014 TRIGRAN INVESTMENTS LP II 630 DUNDEE ROAD, SUITE 230 NORTHBROOK IL 60062 0 0 1 0 0001361701 Oberman Lawrence A 630 DUNDEE ROAD, SUITE 230 NORTHBROOK IL 60062 0 0 1 0 0001361700 GRANAT DOUGLAS 630 DUNDEE ROAD, SUITE 230 NORTHBROOK IL 60062 0 0 1 0 0001409828 Simon Steven G. 630 DUNDEE ROAD, SUITE 230 NORTHBROOK IL 60062 0 0 1 0 Warrant (right to buy) 1.03 2013-04-05 4 P 0 253753 A 2013-04-05 2016-04-05 Common Stock 253753 253753 I See footnote Warrant (right to buy) 1.03 2013-04-05 4 P 0 147755 A 2013-04-05 2016-04-05 Common Stock 147755 147755 I See footnote Trigran Investments, L.P. acquired 253,753 warrants on April 5, 2013. The warrants were included in the purchase of $632,000 face amount of Subordinated Promissory Notes. Trigran Investments, L.P. II acquired 147,755 warrants on April 5, 2013. The warrants were included in the purchase of $368,000 face amount of Subordinated Promissory Notes. The reported securities were included in the purchase of $632,000 face amount of Subordinated Promissory Notes. The reported securities were included in the purchase of $368,000 face amount of Subordinated Promissory Notes. The Warrants are held as follows: 253,753 Warrants held by Trigran Investments, L.P. and 147,755 Warrants held by Trigran Investments, L.P. II after the purchases identified in this report. Douglas Granat, Lawrence A. Oberman and Steven G. Simon are controlling shareholders and directors of Trigran Investments, Inc. Trigran Investments, Inc. is the general partner of Trigran Investments, L.P. and Trigran Investments, L.P. II. Each reporting person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein. Each reporting person has the same address listed above for Trigran Investments, Inc., the designated filer. *** As Executive Vice President and Director of Trigran Investments, Inc., the General Partner of Trigran Investments, L.P. and Trigran Investments, L.P. II, individually, and as attorney-in-fact on behalf of Douglas Granat and Steven G. Simon. /s/ Lawrence A. Oberman*** 2013-04-09