-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PkYtTBdupvsNwZOp8f1qyVgXXdF3IB7oLv4jqxrThIlx+1AtzJ7FAcozIp6K2ym6 bY5vNKmBQqvU6FzLQLaoIw== 0000905558-97-000011.txt : 19970912 0000905558-97-000011.hdr.sgml : 19970912 ACCESSION NUMBER: 0000905558-97-000011 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970829 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CADE INDUSTRIES INC CENTRAL INDEX KEY: 0000356211 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 391371038 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-35511 FILM NUMBER: 97673759 BUSINESS ADDRESS: STREET 1: 5640 ENTERPRISE DR CITY: LANSING STATE: MI ZIP: 48911 BUSINESS PHONE: 5173941333 MAIL ADDRESS: STREET 2: 5640 ENTERPRISE DRIVE CITY: LANSING STATE: MI ZIP: 48911 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TRIGRAN INVESTMENTS L P ET AL CENTRAL INDEX KEY: 0000905558 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 363778244 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 155 PFINGSTEN SUITE 360 CITY: DEERFIELD STATE: IL ZIP: 60015 BUSINESS PHONE: 8474059700 MAIL ADDRESS: STREET 1: 155 PFINGSTEN STREET 2: SUITE 360 CITY: DEERFIELD STATE: IL ZIP: 60015 FORMER COMPANY: FORMER CONFORMED NAME: TRIGRAN INVESTMENTS L P DATE OF NAME CHANGE: 19930520 SC 13D/A 1 United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Name of Issuer: Cade Industries, Inc. Title of Class of Securities: Common Stock, $.01 Par Value CUSIP Number: 127382109 Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications: Douglas T. Granat, 155 Pfingsten Road, Suite 360, Deerfield, Illinois 60015 847-405-9700 Date of Event which Requires Filing of this Statement: August 28, 1997 CUSIP No. 127382109 Page 2 of 4 Pages 1. Name of Reporting Person Trigran Investments, L.P. IRS No. 36-3778244 2. Check the appropriate box if a member of a group (a) [ ] (b) [ ] 3. SEC Use Only 4. Source of Funds 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] N/A 6. Citizenship or Place of Organization Illinois 7. Sole Voting Power See Item 5(b) 8. Shared Voting Power See Item 5(b) 9. Sole Dispositive Power See Item 5(b) 10. Shared Dispositive Power See Item 5(b) 11. Aggregate Amount Beneficially Owned by Each Reporting Person 870,000 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] 13. Percent of Class Represented by Amount in Row (11) 4.02% 14. Type of Reporting Person PN CUSIP No. 127382109 Page 3 of 4 Pages Item 1 Security and Issuer Common Stock, par value $.001 per share Cade Industries, Inc. (the "Issuer") 5640 Enterprise Drive Lansing, MI 48911 Except as expressly stated below, there have been no material changes in the facts and statements set forth in Schedule 13D, filed July 11, 1995, with respect to the Common Stock, par value $.001 per share, of Cade Industries, Inc.. (Where no material change has occurred with respect to items 2-8, inclusive, or a part thereof, of the Schedule 13D, such particular item or respective part thereof is omitted from this Amendment No. 1). Item 5. Interest in Securities of the Issuer (a) The aggregate number and percentage of the common stock of the Issuer beneficially owned by the Reporting Person as of the date of this filing is 870,000 shares or 4.02%. (b) The Reporting Person and Trigran Investments, Inc., in its capacity as general partner of the Reporting Person, each have sole power to vote and sole power to dispose of the securities listed in (a) above. Each of the principals of Trigran Investments, Inc. have shared power to vote and shared power to dispose of the securities listed in (a) above. (c) The following transactions were effected in the securities of the Issuer during the sixty (60) days preceding the date hereof: Date Purchased Number of Shares Price 06/30/97 2,500 1.55 07/03/97 4,200 1.61 07/11/97 7,500 1.53 07/14/97 3,000 1.54 07/23/97 5,000 1.64 07/30/97 5,000 1.80 07/31/97 1,000 1.89 08/06/97 200 2.02 08/19/97 5,000 1.96 Date Sold Number of Shares Price 07/16/97 15,000 1.61 07/23/97 35,000 1.66 07/24/97 75,000 1.80 07/25/97 2,000 1.89 07/28/97 4,000 1.90 08/06/97 50,000 1.95 08/07/97 50,000 2.19 08/21/97 8,500 2.04 08/28/97 130,000 2.20 08/29/97 84,300 2.48 These purchases and sales were open market transactions executed on the NASDAQ National Market System. (d) Not applicable (e) Not applicable ******************** CUSIP No. 127382109 Page 4 of 4 Pages After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. Dated: August 29, 1997 TRIGRAN INVESTMENTS, L.P., an Illinois limited partnership By: Trigran Investments, Inc., general partner By: /s/ Douglas Granat, President -----END PRIVACY-ENHANCED MESSAGE-----