0001437749-16-038222.txt : 20160830
0001437749-16-038222.hdr.sgml : 20160830
20160830163408
ACCESSION NUMBER: 0001437749-16-038222
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160811
FILED AS OF DATE: 20160830
DATE AS OF CHANGE: 20160830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Diffusion Pharmaceuticals Inc.
CENTRAL INDEX KEY: 0001053691
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 300645032
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2020 AVON COURT
STREET 2: SUITE 4
CITY: CHARLOTTESVILLE
STATE: VA
ZIP: 22902
BUSINESS PHONE: (434) 220-0718
MAIL ADDRESS:
STREET 1: 2020 AVON COURT
STREET 2: SUITE 4
CITY: CHARLOTTESVILLE
STATE: VA
ZIP: 22902
FORMER COMPANY:
FORMER CONFORMED NAME: RestorGenex Corp
DATE OF NAME CHANGE: 20140307
FORMER COMPANY:
FORMER CONFORMED NAME: Stratus Media Group, Inc
DATE OF NAME CHANGE: 20080722
FORMER COMPANY:
FORMER CONFORMED NAME: FERIS INTERNATIONAL, INC.
DATE OF NAME CHANGE: 20080228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BLECH ISAAC
CENTRAL INDEX KEY: 0000905536
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24477
FILM NUMBER: 161861020
3
1
rdgdoc.xml
FORM 3
X0206
3
2016-08-11
0
0001053691
Diffusion Pharmaceuticals Inc.
DFFN
0000905536
BLECH ISAAC
2020 AVON COURT, SUITE 4
CHARLOTTESVILLE
VA
22902
1
Common Stock
28334
D
Common Stock
11905
I
By Spouse
Common Stock
154763
I
By Trusts
Stock Option (Right to Buy)
30.0000
2024-01-06
Common Stock
1745
D
Stock Option (Right to Buy)
39.2000
2024-07-23
Common Stock
8745
D
Warrant (Right to Buy)
380.0000
2017-08-20
Common Stock
5000
D
Warrant (Right to Buy)
48.0000
2018-10-21
Common Stock
7500
D
The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
Includes 11,905 shares owned by the River Charitable Remainder Unitrust f/b/o Isaac Blech, 71,429 shares owned by the West Charitable Remainder Trust and 71,429 shares owned by the Liberty Charitable Remainder Trust f/b/o Isaac Blech.
The option was originally granted on January 7, 2014 and vested in full in accordance with the terms of the underlying option award agreement upon the completion of the Issuer's merger with Diffusion Pharmaceuticals LLC on January 8, 2016.
The option was originally granted on July 24, 2014 and vested in full in accordance with the terms of the underlying option award agreement upon the completion of the Issuer's merger with Diffusion Pharmaceuticals LLC on January 8, 2016.
Warrant is currently exercisable.
/s/ Isaac Blech
2016-08-30