0001144204-13-034016.txt : 20130610
0001144204-13-034016.hdr.sgml : 20130610
20130610102026
ACCESSION NUMBER: 0001144204-13-034016
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130502
FILED AS OF DATE: 20130610
DATE AS OF CHANGE: 20130610
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Stratus Media Group, Inc
CENTRAL INDEX KEY: 0001053691
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900]
IRS NUMBER: 300645032
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3 EAST DE LA GUERRA ST.
CITY: SANTA BARBARA
STATE: CA
ZIP: 93101
BUSINESS PHONE: 805-884-9977
MAIL ADDRESS:
STREET 1: 3 EAST DE LA GUERRA ST.
CITY: SANTA BARBARA
STATE: CA
ZIP: 93101
FORMER COMPANY:
FORMER CONFORMED NAME: FERIS INTERNATIONAL, INC.
DATE OF NAME CHANGE: 20080228
FORMER COMPANY:
FORMER CONFORMED NAME: TITAN MOTORCYCLE CO OF AMERICA INC
DATE OF NAME CHANGE: 19980615
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: West Charitable Remainder Unitrust
CENTRAL INDEX KEY: 0001518076
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24477
FILM NUMBER: 13902324
BUSINESS ADDRESS:
STREET 1: 75 ROCKEFELLER PLAZA, 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212.956.1111
MAIL ADDRESS:
STREET 1: 75 ROCKEFELLER PLAZA, 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: River Charitable Remainder Unitrust f/b/o Isaac Blech
CENTRAL INDEX KEY: 0001514431
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24477
FILM NUMBER: 13902325
BUSINESS ADDRESS:
STREET 1: 75 ROCKEFELLER PLAZA, 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212.956.1111
MAIL ADDRESS:
STREET 1: 75 ROCKEFELLER PLAZA, 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Liberty Charitable Remainder Trust f/b/o Isaac Blech
CENTRAL INDEX KEY: 0001514430
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24477
FILM NUMBER: 13902326
BUSINESS ADDRESS:
STREET 1: 75 ROCKEFELLER PLAZA, 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212.956.1111
MAIL ADDRESS:
STREET 1: 75 ROCKEFELLER PLAZA, 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BLECH ISAAC
CENTRAL INDEX KEY: 0000905536
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24477
FILM NUMBER: 13902327
4
1
v347217_4.xml
OWNERSHIP DOCUMENT
X0306
4
2013-05-02
0
0001053691
Stratus Media Group, Inc
SMDI
0000905536
BLECH ISAAC
75 ROCKEFELLER PLAZA, 29TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001514430
Liberty Charitable Remainder Trust f/b/o Isaac Blech
75 ROCKEFELLER PLAZA, 29TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001514431
River Charitable Remainder Unitrust f/b/o Isaac Blech
75 ROCKEFELLER PLAZA, 29TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001518076
West Charitable Remainder Unitrust
75 ROCKEFELLER PLAZA, 29TH FLOOR
NEW YORK
NY
10019
0
0
1
0
Common Stock, par value $0.001 per share
2013-05-02
4
P
0
18333334
0.06
A
18333334
D
Common Stock, par value $0.001 per share
2013-05-29
4
C
0
8333333
0.06
A
26666667
I
By Spouse
Common Stock, par value $0.001 per share
2013-05-29
4
X
0
3571429
A
30238096
I
By Spouse
Common Stock, par value $0.001 per share
2013-05-29
4
C
0
108333333
0.06
A
138571429
I
By Trusts
Common Stock, par value $0.001 per share
2013-05-29
4
X
0
46428571
A
185000000
I
By Trusts
Series E Preferred Stock, par value $0.001 per share
0.06
2013-05-29
4
C
0
500
0
D
Common Stock, par value $0.001 per share
8333333
0
I
By Spouse
Warrants (right to buy)
0.65
2013-05-29
4
X
0
1250000
0
D
2016-05-24
Common Stock, par value $0.001 per share
1250000
0
I
By Spouse
Warrants (right to buy)
1.00
2013-05-29
4
X
0
625000
0
D
2016-05-24
Common Stock, par value $0.001 per share
625000
0
I
By Spouse
Series E Preferred Stock, par value $0.001 per share
0.06
2013-05-29
4
C
0
6500
0
D
Common Stock, par value $0.001 per share
108333333
0
I
By Trusts
Warrants (right to buy)
0.65
2013-05-29
4
X
0
16250000
0
D
2016-05-24
Common Stock, par value $0.001 per share
16250000
0
I
By Trusts
Warrants (right to buy)
1.00
2013-05-29
4
X
0
8125000
0
D
2016-05-24
Common Stock, par value $0.001 per share
8125000
0
I
By Trusts
Represents the surrender and cancellation of promissory notes with an aggregate principal amount of $1,100,000 at a purchase price of $0.06 per share.
The reporting persons converted Series E Preferred Stock on May 29, 2013, at a conversion price of $0.06 per share and a stated value of $1,000 per share, resulting in acquisitions of 8,333,333 and 108,333,333 shares of Common Stock.
Represents the exercise of all warrants to purchase Common Stock as described on Table II on terms agreed upon with the issuer.
The Series E Preferred Stock is convertible at any time, at the holder's election, and has no expiration date.
The warrants are currently exercisable.
/s/ Ori Solomon, Attorney-In-Fact, LIBERTY CHARITABLE REMAINDER TRUST FBO ISAAC BLECH UAD 01/09/87
2013-06-07
/s/ Ori Solomon, Attorney-In-Fact, RIVER CHARITABLE REMAINDER UNITRUST F/B/O ISAAC BLECH
2013-06-07
/s/ Ori Solomon, Attorney-In-Fact, WEST CHARITABLE REMAINDER UNITRUST
2013-06-07
/s/ Ori Solomon, Attorney-In-Fact for Isaac Blech
2013-06-07
/s/ Ori Solomon, Attorney-In-Fact for Miriam Wimpfheimer Blech
2013-06-07