0001567619-19-022900.txt : 20191211 0001567619-19-022900.hdr.sgml : 20191211 20191211195859 ACCESSION NUMBER: 0001567619-19-022900 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20191209 FILED AS OF DATE: 20191211 DATE AS OF CHANGE: 20191211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fazio Timothy J CENTRAL INDEX KEY: 0001394403 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37427 FILM NUMBER: 191280807 MAIL ADDRESS: STREET 1: ATLAS HOLDINGS LLC STREET 2: ONE SOUND SHORE DRIVE, SUITE 302 CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BURSKY ANDREW M CENTRAL INDEX KEY: 0000905112 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37427 FILM NUMBER: 191280808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Atlas Capital Resources GP II LLC CENTRAL INDEX KEY: 0001765314 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37427 FILM NUMBER: 191280809 BUSINESS ADDRESS: STREET 1: 100 NORTHFIELD STREET CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203 622 9138 MAIL ADDRESS: STREET 1: 100 NORTHFIELD STREET CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Atlas Capital GP II LP CENTRAL INDEX KEY: 0001765332 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37427 FILM NUMBER: 191280810 BUSINESS ADDRESS: STREET 1: 100 NORTHFIELD STREET CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203 622 9138 MAIL ADDRESS: STREET 1: 100 NORTHFIELD STREET CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lapetus Capital II LLC CENTRAL INDEX KEY: 0001765298 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37427 FILM NUMBER: 191280811 BUSINESS ADDRESS: STREET 1: 100 NORTHFIELD STREET CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203 622 9138 MAIL ADDRESS: STREET 1: 100 NORTHFIELD STREET CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Atlas Capital Resources II LP CENTRAL INDEX KEY: 0001593630 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37427 FILM NUMBER: 191280812 BUSINESS ADDRESS: STREET 1: ONE SOUND SHORE DRIVE, #203 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036229138 MAIL ADDRESS: STREET 1: ONE SOUND SHORE DRIVE, #203 CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Horizon Global Corp CENTRAL INDEX KEY: 0001637655 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2600 WEST BIG BEAVER ROAD STREET 2: SUITE 555 CITY: TROY STATE: MI ZIP: 48084 BUSINESS PHONE: 2485938820 MAIL ADDRESS: STREET 1: 2600 WEST BIG BEAVER ROAD STREET 2: SUITE 555 CITY: TROY STATE: MI ZIP: 48084 4 1 doc1.xml FORM 4 X0306 4 2019-12-09 1 0001637655 Horizon Global Corp HZN 0001593630 Atlas Capital Resources II LP 100 NORTHFIELD STREET GREENWICH CT 06830 0 0 1 0 0001765298 Lapetus Capital II LLC 100 NORTHFIELD STREET GREENWICH CT 06830 0 0 1 0 0001765332 Atlas Capital GP II LP 100 NORTHFIELD STREET GREENWICH CT 06830 0 0 1 0 0001765314 Atlas Capital Resources GP II LLC 100 NORTHFIELD STREET GREENWICH CT 06830 0 0 1 0 0000905112 BURSKY ANDREW M 100 NORTHFIELD STREET GREENWICH CT 06830 0 0 1 0 0001394403 Fazio Timothy J 100 NORTHFIELD STREET GREENWICH CT 06830 0 0 1 0 Common Stock, par value $0.01 per share 2019-12-09 4 S 0 7100 3.5182 D 2539841 I See footnotes Common Stock, par value $0.01 per share 2019-12-10 4 S 0 18725 3.5162 D 2521116 I See footnotes The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.50 to $3.54.The Reporting Persons undertake to provide any securityholder of the Issuer, the Issuer or the Staff, upon request, full information regarding the number of shares traded at each separate price within the ranges set forth in this footnote to this Form 4. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.50 to $3.56.The Reporting Persons undertake to provide any securityholder of the Issuer, the Issuer or the Staff, upon request, full information regarding the number of shares traded at each separate price within the ranges set forth in this footnote to this Form 4. Lapetus Capital II LLC, a Delaware limited liability company ("Lapetus") is the direct beneficial owner of 2,521,116 shares of Common Stock of the Issuer. Atlas Capital Resources II LP, a Delaware limited partnership ("ACR II"), is the majority and controlling member of Lapetus. Atlas Capital GP II LP, a Delaware limited partnership ("AC GP"), is the general partner of ACR II. Atlas Capital Resources GP II LLC, a Delaware limited liability company ("ACR GP"), is the general partner of AC GP. Lapetus, ACR II, AC GP and ACR GP are collectively referred to as the "Atlas Entities." Andrew M. Bursky and Timothy J. Fazio are each a Managing Partner of ACR GP, and may be deemed to control the Atlas Entities. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended, each of the Atlas Entities, Mr. Bursky and Mr. Fazio may be deemed to have an indirect pecuniary interest in the shares of the Common Stock that are directly held by Lapetus. In accordance with Instruction 4(b)(iv), the entire amount of the shares of Common Stock that is owned by Lapetus is reported herein. Each of Mr. Bursky, Mr. Fazio, ACR II GP, AC GP and ACR GP disclaims beneficial ownership interest of the Common Stock except, in each case, to the extent it or he has any indirect pecuniary interest therein. Exhibit List ------------ Exhibit 99.1 - Joint Filers' Names and Addresses; Exhibit 99.2 - Joint Filers' Signatures ATLAS CAPITAL RESOURCES II LP, By: Atlas Capital GP II LP, its general partner, By: Atlas Capital Resources GP II LLC, its general partner, /s/ Timothy J. Fazio 2019-12-11 EX-99.1 2 a32384004a.htm JOINT FILERS' NAMES AND ADDRESSES
Designated Filer:
Atlas Capital Resources II LP
Issuer & Ticker Symbol:
Horizon Global Corporation (HZN)
Date of Event Requiring Statement:
December 9, 2019


Joint Filers’ Names and Addresses


1.
Name:
Lapetus Capital II LLC
 
Address:
100 Northfield Street
 
 
Greenwich, Connecticut 06830
 
 
 
 
 
 
2.
Name:
Atlas Capital GP II LP
 
Address:
100 Northfield Street
 
 
Greenwich, Connecticut 06830
 
 
 
 
 
 
3.
Name:
Atlas Capital Resources GP II LLC
 
Address:
100 Northfield Street
 
 
Greenwich, Connecticut 06830
 
 
 
 
 
 
4.
Name:
Andrew M. Bursky
 
Address:
100 Northfield Street
 
 
Greenwich, Connecticut 06830
 
 
 
 
 
 
5.
Name:
Timothy J. Fazio
 
Address:
100 Northfield Street
 
 
Greenwich, Connecticut 06830
EX-99.2 3 a32384004b.htm JOINT FILERS' SIGNATURES
Designated Filer:
Atlas Capital Resources II LP
Issuer & Ticker Symbol:
Horizon Global Corporation (HZN)
Date of Event Requiring Statement:
December 9, 2019


JOINT FILERS’ SIGNATURES



Dated: December 11, 2019
 
Lapetus Capital II LLC
 
 
 
 
 
By:
 
/s/ Timothy J. Fazio
 
 
Name:
 
Timothy J. Fazio
 
 
Title:
 
Vice President
 
 
 
 
 
 
 
 
 
 
 
 
Dated: December 11, 2019
 
Atlas Capital GP II LP
 
 
 
 
By: Atlas Capital Resources GP II LLC, its general partner
 
 
 
 
 
 
 
 
 
 
By:
 
/s/ Timothy J. Fazio
 
 
Name:
 
Timothy J. Fazio
 
 
Title:
 
Managing Partner
 
 
 
 
 
Dated: December 11, 2019
 
Atlas Capital Resources GP II LLC
 
 
 
 
 
By:
 
/s/ Timothy J. Fazio
 
 
Name:
 
Timothy J. Fazio
 
 
Title:
 
Managing Partner
 
 
 
 
 
 
 
 
 
 
Dated: December 11, 2019
 
 
 
/s/ Andrew M. Bursky
 
 
 
 
Andrew M. Bursky
 
 
 
 
 
Dated: December 11, 2019
 
 
 
/s/ Timothy J. Fazio
 
 
 
 
Timothy J. Fazio